<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
ROGUE WAVE, INC.
----------------------------------
(Name of Issuer)
Common Stock
----------------------------------
(Title of Class of Securities)
775369 10 1
----------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 12 Pages
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CUSIP No. 775369 10 1 13G Page 2 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
El Dorado C&L Fund, L.P.
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
California
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 12,233
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 0
--------------------------------------------------
(7) Sole Dispositive
Power 12,233
--------------------------------------------------
(8) Shared Dispositive
Power 0
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
12,233
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
0.1%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 12 pages
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CUSIP No. 775369 10 1 13G Page 3 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
El Dorado Technology IV, L.P.
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
California
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 22,159
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 0
--------------------------------------------------
(7) Sole Dispositive
Power 22,159
--------------------------------------------------
(8) Shared Dispositive
Power 0
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
22,159
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
0.3%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 12 pages
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CUSIP No. 775369 10 1 13G Page 4 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
El Dorado Ventures III, L.P.
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
California
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 660,595
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 0
--------------------------------------------------
(7) Sole Dispositive
Power 660,595
--------------------------------------------------
(8) Shared Dispositive
Power 0
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
660,595
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
7.9%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 12 pages
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CUSIP No. 775369 10 1 13G Page 5 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
El Dorado Venture Partners III
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
California
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 0
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 694,987
--------------------------------------------------
(7) Sole Dispositive
Power 0
--------------------------------------------------
(8) Shared Dispositive
Power 694,987
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
694,987
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
8.3%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 12 pages
<PAGE>
CUSIP No. 775369 10 1 13G Page 6 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
Shanda Bahles
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 0
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 694,987
--------------------------------------------------
(7) Sole Dispositive
Power 0
--------------------------------------------------
(8) Shared Dispositive
Power 694,987
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
694,987
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
8.3%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 12 pages
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CUSIP No. 775369 10 1 13G Page 7 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
Gary W. Kalbach
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 0
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 694,987
--------------------------------------------------
(7) Sole Dispositive
Power 0
--------------------------------------------------
(8) Shared Dispositive
Power 694,987
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
694,987
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
8.3%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 7 of 12 pages
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CUSIP No. 775369 10 1 13G Page 8 of 14 Pages
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
Thomas H. Peterson
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -------------------------------------------------------------------------------
Number of Shares (5) Sole Voting
Beneficially Power 0
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 694,987
--------------------------------------------------
(7) Sole Dispositive
Power 0
--------------------------------------------------
(8) Shared Dispositive
Power 694,987
- -------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
694,987
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
8.3%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 8 of 12 pages
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ITEM 1.
(a) Name of Issuer: Rogue Wave, Inc. ("Issuer")
(b) Address of Issuer's Principal Executive Offices:
850 S.W. 35th Street
Corvallis, OR 97333
ITEM 2.
(a) Name of Person Filing:
El Dorado C&L Fund, L.P. ("EDC&L")
El Dorado Technology IV, L.P. ("EDT IV")
El Dorado Ventures III, L.P. ("EDT III")
El Dorado Ventures Partners III ("EDVP III")
Shanda Bahles
Gary W. Kalbach
Thomas H. Peterson
(b) Address of Principal Business Office:
2400 Sand Hill Road
Suite 100
Menlo Park, CA 94025
(c) Citizenship/Place of Organization:
Entities: EDC&L - California
EDT IV - California
EDV III - California
EDVP III - California
Individuals: Ms. Bahles - United States
Mr. Kalbach - United States
Mr. Peterson - United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 775369 10 1
ITEM 3. NOT APPLICABLE.
Page 9 of 12 pages
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ITEM 4. OWNERSHIP.
<TABLE>
<CAPTION>
EDC&L EDT IV EDV III EDVP III BAHLES KALBACH PETERSON
<S> <C> <C> <C> <C> <C> <C> <C>
(a) Beneficial Ownership 12,233 22,159 660,595 694,987 694,987 694,987 694,987
(b) Percentage of Class 0.1% 0.3% 7.9% 8.3% 8.3% 8.3% 8.3%
(c) Sole Voting Power 12,233 22,159 660,595 -0- -0- -0- -0-
Shared Voting Power -0- -0- -0- 694,987 694,987 694,987 694,987
Sole Dispositive Power 12,233 22,159 660,595 -0- -0- -0- -0-
Shared Dispositive Power -0- -0- -0- 694,987 694,987 694,987 694,987
</TABLE>
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
No reporting person is a member of a group as defined in
Section 240.13d-1(b)(1)(ii)(H) of the Act.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
EXHIBITS
A: Joint Filing Statement
Page 10 of 12 pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Date: February 13, 1998
EL DORADO C&L FUND, L.P. EL DORADO TECHNOLOGY IV, L.P.
By: El Dorado Venture Partners III By: El Dorado Venture Partners III
its general partner its general partner
By: /s/ Thomas H. Peterson By: /s/ Thomas H. Peterson
---------------------- ----------------------
General Partner General Partner
EL DORADO VENTURES III, L.P. EL DORADO VENTURE PARTNERS III
By: El Dorado Venture Partners III By: /s/ Thomas H. Peterson
its general partner ----------------------
General Partner
By: /s/ Thomas H. Peterson
----------------------
General Partner
By: /s/ Shanda Bahles
----------------------
Shanda Bahles
By: /s/ Gary W. Kalbach
----------------------
Gary W. Kalbach
By: /s/ Thomas H. Peterson
----------------------
Thomas H. Peterson
Page 11 of 12 pages
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EXHIBIT A
AGREEMENT OF JOINT FILING
We, the undersigned, hereby express our agreement that the attached
Schedule 13G is filed on behalf of us.
Date: February 13, 1998
EL DORADO C&L FUND, L.P. EL DORADO TECHNOLOGY IV, L.P.
By: El Dorado Venture Partners III By: El Dorado Venture Partners III
its general partner its general partner
By: /s/ By: /s/
---------------------- ----------------------
General Partner General Partner
EL DORADO VENTURES III, L.P. EL DORADO VENTURE PARTNERS III
By: El Dorado Venture Partners III By: /s/
its general partner ----------------------
General Partner
By: /s/
----------------------
General Partner
By: /s/
----------------------
Shanda Bahles
By: /s/
----------------------
Gary W. Kalbach
By: /s/
----------------------
Thomas H. Peterson
Page 12 of 12 pages
