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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 6 )*
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Westwood Corporation
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(Name of Issuer)
Common Stock, $.003 par value
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(Title of Class of Securities)
961748 20 9
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(CUSIP Number)
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4
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CUSIP NO. 961748 20 9 13G Page 2 of 4
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Paul R. Carolus
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 5 SOLE VOTING POWER
SHARES 380,621
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BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
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EACH 7 SOLE DISPOSITIVE POWER
REPORTING 380,621
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PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
473,251/*/
/*/Includes unexercised stock options to acquire 92,630 shares of
outstanding common stock of Issuer held by the Reporting Person
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10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.8%
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12 TYPE OF REPORTING PERSON
IN
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CUSIP NO. 961748 20 9 13G Page 3 of 4
Item 1. (a) Name of Issuer: Westwood Corporation
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(b) Address of Issuer's Principal Executive Offices:
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5314 South Yale Avenue, Suite 1100
Tulsa, Oklahoma 74135
Item 2. (a) Name of Persons Filing: Paul R. Carolus
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(b) Address of Principal Business Office:
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8511 South Canton
Tulsa, Oklahoma 74137
(c) Citizenship: United States
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(d) Title of Class of Securities: Common Stock, par value $.003
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(e) CUSIP Number: 961748 20 9
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Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or
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(c), check whether the person filing is a:
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Not Applicable
Item 4. Ownership.
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(a) Amount Beneficially Owned: 473,251 shares/*/
/*/Includes unexercised stock options to acquire 92,630 shares
of outstanding common stock of Issuer held by Reporting
Person.
(b) Percent of Class: 6.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 380,621
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of:
380,621
(iv) shared power to dispose or to direct the disposition
of: -0-
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CUSIP NO. 961748 20 9 13G Page 4 of 4
Item 5. Ownership of Five Percent or Less of a Class.
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Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
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Security Being Reported on By the Parent Holding Company.
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Not Applicable
Item 8. Identification and Classification of Members of the Group.
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Not Applicable
Item 9. Notice of Dissolution of Group.
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Not Applicable
Item 10. Certification.
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By signing below, I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any transaction having
such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 15, 1999 /s/ Paul R. Carolus
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Paul R. Carolus
