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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-Q/A
AMENDMENT NO. 1 TO QUARTERLY REPORT
(Mark One)
( X ) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934.
For the quarterly period ended June 30, 1996
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or
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934.
For the Transition period from________________________to________________
Commission File Number: 0-19507
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SUBMICRON SYSTEMS CORPORATION
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(Exact name of registrant as specified in its charter)
Delaware 13-3607944
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(State or other jurisdiction of incorporation (I.R.S. Employer
or organization) Identification No.)
6620 Grant Way, Allentown, Pennsylvania 18106
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(Address of principal executive offices) (Zip Code)
Registrant's Telephone Number, Including Area Code (610) 391-9200
-----------------------------
6330 Hedgewood Drive, #150, Allentown, PA 18106
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(Former name, former address and former fiscal year,
if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that
the registrant was required to file such reports), and (2) has been subject
to such filing requirements for the past 90 days.
( X ) Yes ( ) No
APPLICABLE ONLY TO CORPORATE ISSUERS:
There were 16,800,870 shares of Common stock outstanding, $.0001 par value, as
of July 31, 1996.
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SUBMICRON SYSTEMS CORPORATION
INDEX
Part II - Other Information
Item 6(a) - Exhibits
2
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the date included.
SUBMICRON SYSTEMS CORPORATION
Dated: October 17, 1996 By: /s/ David F. Levy
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David F. Levy
President & CEO
Dated: October 17, 1996 /s/R. G. Holmes
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R. G. Holmes
Vice President Finance
Chief Financial Officer
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PART II - OTHER INFORMATION
ITEM 6(a): Exhibits
Exhibit No. Description
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27 Financial Data Schedule
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<TABLE> <S> <C>
<ARTICLE> 5
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-END> JUN-30-1996
<CASH> 8,296
<SECURITIES> 0
<RECEIVABLES> 47,383
<ALLOWANCES> 0
<INVENTORY> 54,322
<CURRENT-ASSETS> 115,277
<PP&E> 22,507
<DEPRECIATION> 6,326
<TOTAL-ASSETS> 137,715
<CURRENT-LIABILITIES> 67,581
<BONDS> 0
0
0
<COMMON> 2
<OTHER-SE> 48,970
<TOTAL-LIABILITY-AND-EQUITY> 137,715
<SALES> 77,244
<TOTAL-REVENUES> 91,920
<CGS> 54,096
<TOTAL-COSTS> 65,566
<OTHER-EXPENSES> 22,443
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 2,261
<INCOME-PRETAX> 1,966
<INCOME-TAX> 713
<INCOME-CONTINUING> 1,253
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 1,253
<EPS-PRIMARY> .07
<EPS-DILUTED> 0
</TABLE>