<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
--
Mobley Environmental Services, Inc.
- ------------------------------------------------------------------------------
(NAME OF ISSUER)
Class A Common Stock, par value $0.01 per share
- ------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
607419-10-8
- ------------------------------------------------------------------------------
(CUSIP NUMBER)
Jeffrey M. Sone, Esquire Roger J. Pipes
Jackson Walker L.L.P. GAP Capital, L.L.C.
901 Main Street, Suite 6000 6310 Lemmon Avenue, Suite 202
Dallas, Texas 75202 Dallas, Texas 75209
(214)953-6000 (214)350-9070
- ------------------------------------------------------------------------------
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
June 4, 1999
- ------------------------------------------------------------------------------
(DATE OF EVENT WHICH REQUIRES FILING
OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box / /.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
<PAGE>
CUSIP NO. 607419-10-8 13D Page 2 of 19 Pages
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------
<S> <C> <C>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GAP Capital, L.L.C.
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 3 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James A. Mobley, individually and as sole trustee for the
Allison Mobley 1995 Trust, Melissa Mobley 1995 Trust and
the James A. Mobley 1989 Subchapter S Trust
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 647,517
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
647,517
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 4 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
H. David Hughes, as co-trustee for the John Mobley Family
Trust Three and The John Mobley Family Trust
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 5 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lois Ann Mobley, as co-trustee for the John Mobley
Family Trust Three
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 6 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
T. M. Mobley, individually and as co-trustee for the
John Mobley Family Trust Two
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 995,974
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
995,974
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 7 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John Mobley, as sole general partner of Pilot
Investments, Ltd.
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 433,454
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
433,454
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 8 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven Mobley, as sole trustee for the Andrew Mobley
1995 Trust
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 145,300
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
145,300
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 9 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David Mobley, as co-trustee for the David Mobley
Grantor Trust
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 10 of 19 Pages
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert Schleier, as co-trustee for the David Mobley Grantor
Trust and as sole trustee for the Janet Mobley GST Trust and
the Donna Mobley GST Trust
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ /
(b)/X/
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) / /
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 180,000
OWNED BY ------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON 3,279,508
WITH ------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
180,000
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,279,508
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,279,508
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11)EXCLUDES CERTAIN SHARES* / /
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.5%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 607419-10-8 13D Page 11 of 19 Pages
SCHEDULE 13D
The summary descriptions contained in this report of certain
agreements and documents are qualified in their entirety by reference to the
complete texts of those agreements and documents filed as Exhibits to this
Schedule 13D and incorporated herein by reference.
The undersigned attempted to satisfy any Schedule 13D filing
requirement they may have by the filing of a Schedule 14D-1 and Schedule 13D
on June 11, 1999 (the "Statement"). The undersigned are now filing this
Schedule 13D and the Statement is being amended to remove references to the
Statement serving the function of a Schedule 13D.
ITEM 1. SECURITY AND ISSUER. The title and class of equity securities to
which this Schedule 13D relates is the Class A common stock, par value $0.01
per share (the "Class A Shares") of Mobley Environmental Services, Inc., a
Delaware corporation (the "Company" ), which are covered by that certain
Lock-Up and Voting Agreement, dated as of June 4, 1999 (the "Lock-Up and
Voting Agreement"), by and among GAP Capital, L.L.C., a Texas limited
liability company (the "Purchaser"), James A. Mobley, Allison Mobley 1995
Trust, Melissa Mobley 1995 Trust, James A. Mobley 1989 Subchapter S Trust,
John Mobley Family Trust Three, John Mobley Family Trust Two, Pilot
Investments, Ltd., Andrew Mobley 1995 Trust, T. M. Mobley, David Mobley
Grantor Trust, Janet Mobley GST Trust and Donna Mobley GST Trust
(collectively, the "Reporting Persons"). The Lock-Up and Voting Agreement was
entered into in connection with the execution of the Tender Offer Agreement,
dated as of June 4, 1999, between Purchaser and Company (the "Tender Offer
Agreement"). Pursuant to the Lock-Up and Voting Agreement, stockholders named
therein have agreed to vote any and all of their Class A Shares and their
shares of the Class B common stock, par value $0.01 per share (the "Class B
Shares") of the Company in favor of a 50,000 to 1 reverse stock split of the
Class A Shares and the Class B Shares (the "Reverse Split") in the event such
a Reverse Split is to be voted on or otherwise approved at a meeting of the
holders of the Class A Shares or the Class B Shares. To date no such proposal
has been made and no assurance can be given that any such proposal will be
made. The Tender Offer Agreement and the Lock-Up and Voting Agreement are
more fully described in Item 4 to this Schedule 13D.
The address of the principal executive offices of the Company is
111 Congress Avenue, Suite 1400, Austin, Texas 78701, c/o Howard V. Rose.
ITEM 2. IDENTITY AND BACKGROUND. As parties to the Lock-Up and Voting
Agreement, the Reporting Persons may be deemed to beneficially own all of the
Class A Shares and Class B Shares covered by the Lock-Up and Voting
Agreement. This Schedule 13D, therefore, constitutes the joint filing by the
Reporting Persons to report the transactions covered by the Lock-Up and
Voting Agreement.
The name, residence or business address and principal occupation of
each of the Reporting Persons is set forth below. None of the Reporting
Persons has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) in the past five years. In the past
<PAGE>
CUSIP NO. 607419-10-8 13D Page 12 of 19 Pages
five years, none of the Reporting Persons was a party to a civil proceeding
of a judicial or administrative body of a competent jurisdiction which
resulted in such person being subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws. All of the natural persons who are Reporting Persons
are citizens of the United States. GAP Capital, L.L.C. is a Texas limited
liability company.
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
REPORTING PERSON PRINCIPAL ADDRESS PRINCIPAL OCCUPATION/BUSINESS
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
<S> <C> <C>
GAP Capital, L.L.C. 6310 Lemmon Avenue, Suite 202 Private investments - acquisition
Dallas, TX 75209 of the Company
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
James A. Mobley, individually and 618 North High Street Investor
as sole trustee for the Allison Longview, TX 75601
Mobley 1995 Trust, Melissa Mobley
1995 Trust and the James A. Mobley
1989 Subchapter S Trust
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
H. David Hughes, as co-trustee for 2801 West 35th Street Attorney
the John Mobley Family Trust Three Austin, TX 78703
and The John Mobley Family Trust
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
Lois Ann Mobley, as co-trustee for 2801 West 35th Street Housewife
the John Mobley Family Trust Three Austin, TX 78703
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
T. M. Mobley, individually and as 609 Willow Bend Investor
co-trustee for the John Mobley Kilgore, TX 75662
Family Trust Two
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
John Mobley, as sole general 2801 West 35th Street Investor
partner of Pilot Investments, Ltd. Austin, TX 78703
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
Steven Mobley, as sole trustee for 2205 Westover Road Investment Banker
the Andrew Mobley 1995 Trust Austin, TX 78703
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
David Mobley, as co-trustee for 1127 Judson Road, Suite 240 Investor
the David Mobley Grantor Trust Longview, TX 75601
- --------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------
Robert Schleier, as co-trustee for 1127 Judson Road, Suite 240 Attorney
the David Mobley Grantor Trust and Longview, TX 75601
as sole trustee for the Janet Mobley
GST Trust and the Donna Mobley
GST Trust
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
CUSIP NO. 607419-10-8 13D Page 13 of 19 Pages
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. This Schedule 13D
is filed pursuant to the Lock-Up and Voting Agreement described in Item 4 of
this Schedule 13D. No funds were used by the Reporting Persons in connection
with entering into the Lock-Up and Voting Agreement.
ITEM 4. PURPOSE OF TRANSACTION. This Schedule 13D is being jointly filed by
the Reporting Persons to report the transactions contemplated by the Tender
Offer Agreement and the Lock-Up and Voting Agreement, which contemplate the
Purchaser's successful tender offer of the Company's Class A Shares.
In accordance with the Tender Offer Agreement, Purchaser has offered
to purchase all outstanding Class A Shares of the Company, at $0.25 per
share, net to the seller in cash, without interest, upon the terms and
subject to the conditions set forth in the Purchaser's offer to purchase and
in the related letter of transmittal (which, together with any amendments or
supplements hereto or thereto, collectively constitute the "Offer"). The
Tender Offer Agreement is incorporated herein as Exhibit A by reference to
Exhibit 1 of the Company's Schedule 14D-9, as filed with the Commission on
June 11, 1999 and any description of the Offer or the Tender Offer Agreement
is qualified in its entirety by reference thereto.
Concurrently with the execution and delivery of the Tender Offer
Agreement, the Purchaser and the Reporting Persons entered into the Lock-Up
and Voting Agreement. The Lock-Up and Voting Agreement provides that the
Reporting Persons will not (i) other than gifts to persons who agree to be
subject to the terms of the Lock-Up and Voting Agreement, directly or
indirectly offer for sale, sell, transfer, tender, convert, exchange, pledge,
encumber, assign or otherwise dispose of, or enter into any contract, option
or other arrangement or understanding with respect to or consent to the offer
for sale, sale, transfer, tender, conversion, exchange, pledge, encumbrance,
assignment or other disposition of, any or all of such Reporting Person's
Class A Shares or Class B Shares or any interest therein; (ii) except as
contemplated by the Lock-Up and Voting Agreement, grant any proxies or powers
of attorney, deposit any Class A Shares or Class B Shares into a voting trust
or enter into a voting agreement with respect to any Class A Shares or Class
B Shares; or (iii) take any action that would make any representation or
warranty of such Reporting Person contained in the Lock-Up and Voting
Agreement untrue or incorrect or would have the effect of preventing or
disabling such Reporting Person from performing such Reporting Person's
obligations under the Lock-Up and Voting Agreement. Moreover, under the
Lock-Up and Voting Agreement, the Reporting Persons committed to vote for the
Reverse Split. The effect of such a reverse stock split may be to further
reduce the number of holders of Class A Shares and Class B Shares; however,
as the Company has already filed a Form 15 with the Commission, the Company's
reporting obligations and registration status should not be further impacted
by the Reverse Split other than by making it less likely that in the near
future the number of stockholders of the Company would rise to a level that
would require the Company to re-register with the Commission. Assuming the
Minimum Condition (as such term is defined in the Tender Offer Agreement) is
met, the Purchaser, with the Class A Shares and Class B Shares subject to the
Lock-Up and Voting Agreement, will have sufficient votes to approve the
Reverse Split. The Lock-Up and Voting Agreement is incorporated
<PAGE>
CUSIP NO. 607419-10-8 13D Page 14 of 19 Pages
herein as Exhibit B by reference to Exhibit 2 of the Company's Schedule
14D-9, as filed with the Commission on June 11, 1999 and any description of
the Lock-Up and Voting Agreement is qualified in its entirety by reference
thereto.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The contents of the cover pages
of this Schedule 13D are incorporated by reference into this Item 5 for each
Reporting Person. Additionally, none of the Reporting Persons had any
transactions in the securities of the Company 60 days prior to June 4, 1999
(the date of the event which requires filing this Statement).
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER. Except as set forth herein, to the knowledge of
the Reporting Persons there are no contracts, arrangements, understandings or
relationships (legal or otherwise) among any Reporting Persons and any other
person with respect to any securities of the Company.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
The following documents are filed as exhibits:
Exhibit A: Tender Offer Agreement, dated as of June 4, 1999,
between GAP Capital, L.L.C. and Mobley
Environmental Services, Inc. (incorporated by
reference as Exhibit 1 of Mobley Environmental
Services' Schedule 14D-9, as filed with the
Commission on June 11, 1999).
Exhibit B: Lock-Up and Voting Agreement, dated as of June 4,
1999, between GAP Capital, L.L.C. and certain
stockholders of Mobley Environmental Services,
Inc. (incorporated by reference as Exhibit 2 of
Mobley Environmental Services' Schedule 14D-9, as
filed with the Commission on June 11, 1999).
<PAGE>
CUSIP NO. 607419-10-8 13D Page 15 of 19 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this Statement is
true, complete and correct.
Dated: July 13, 1999
GAP CAPITAL, L.L.C.,
a Texas limited liability company
By: /s/ Roger J. Pipes
------------------------
Roger J. Pipes, Manager
/s/ James A. Mobley
-------------------------------
James A. Mobley
ALLISON MOBLEY 1995 TRUST
By: /s/ James A. Mobley
--------------------------
James A. Mobley, Trustee
MELISSA MOBLEY 1995 TRUST
By: /s/ James A. Mobley
--------------------------
James A. Mobley, Trustee
<PAGE>
CUSIP NO. 607419-10-8 13D Page 16 of 19 Pages
JAMES A. MOBLEY 1989 SUBCHAPTER S TRUST
By: /s/ James A. Mobley
-----------------------------
James A. Mobley, Trustee
JOHN MOBLEY FAMILY TRUST THREE
By: /s/ Lois Ann Mobley
---------------------------
Lois Ann Mobley, Trustee
By: /s/ H. David Hughes
---------------------------
H. David Hughes, Trustee
JOHN MOBLEY FAMILY TRUST TWO
By: /s/ T. M. Mobley
---------------------------
T. M. Mobley, Trustee
By: /s/ H. David Hughes
---------------------------
H. David Hughes, Trustee
PILOT INVESTMENTS, LTD.
By: /s/ John Mobley
----------------------------
John Mobley, General Partner
<PAGE>
CUSIP NO. 607419-10-8 13D Page 17 of 19 Pages
ANDREW MOBLEY 1995 TRUST
By: /s/ Steven M. Mobley
-----------------------------
Steven M. Mobley, Trustee
/s/ T. M. Mobley
------------------------------------
T. M. Mobley
DAVID MOBLEY GRANTOR TRUST
By: /s/ David Mobley
-------------------------------
David Mobley, Trustee
By: /s/ Robert Schleier
-------------------------------
Robert Schleier, Trustee
JANET MOBLEY GST TRUST
By: /s/ Robert G. Schleier
--------------------------------
Robert G. Schleier, Trustee
DONNA MOBLEY GST TRUST
By: /s/ Robert G. Schleier
--------------------------------
Robert G. Schleier, Trustee
<PAGE>
CUSIP NO. 607419-10-8 13D Page 18 of 19 Pages
Exhibit A
Tender Offer Agreement, dated as of June 4, 1999, between GAP Capital,
L.L.C. and Mobley Environmental Services, Inc. (incorporated by reference
as Exhibit 1 of Mobley Environmental Services' Schedule 14D-9, as filed
with the Commission on June 11, 1999).
<PAGE>
CUSIP NO. 607419-10-8 13D Page 19 of 19 Pages
Exhibit B
Lock-Up and Voting Agreement, dated as of June 4, 1999, between GAP Capital,
L.L.C. and certain stockholders of Mobley Environmental Services, Inc.
(incorporated by reference as Exhibit 2 of Mobley Environmental Services'
Schedule 14D-9, as filed with the Commission on June 11, 1999).
