<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 8 )(1)
BARRA, Inc.
- -------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- -------------------------------------------------------------------------------
(Title of Class of Securities)
068313-10-5
- -------------------------------------------------------------------------------
(CUSIP Number)
March 5, 1999
- -------------------------------------------------------------------------------
Date of Event Which Requires
Filing of this Statement
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[X] Rule 13d-1(d)
- --------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP No. 068313-10-5 13G Page 2 of 13 pages
<TABLE>
<S> <C>
- -------------------------------------------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew Rudd
- -------------------------------------------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) / /
(b) / /
- -------------------------------------------------------------------------------------------------------------------
(3) SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
England
- -------------------------------------------------------------------------------------------------------------------
(5) SOLE VOTING POWER
29,028
(represents options to purchase the Issuer's Common
NUMBER OF Stock that are currently exercisable or that become
SHARES exercisable within 60 days after December 31, 1999)
BENEFICIALLY
OWNED BY ------------------------------------------------------------------------------
EACH (6) SHARED VOTING POWER
REPORTING
PERSON 2,676,700
WITH (See Item 6 on page 9 of this statement)
------------------------------------------------------------------------------
(7) SOLE DISPOSITIVE POWER
29,028
(represents options to purchase the Issuer's Common
Stock that are currently exercisable or that become
exercisable within 60 days after December 31, 1999)
------------------------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
2,676,700
(See Item 6 on page 9 of this statement)
<PAGE>
CUSIP No. 068313-10-5 13G Page 3 of 13 pages
- -------------------------------------------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
2,705,728
(See Item 6 on page 9 of this statement)
- -------------------------------------------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES /X/
(See Item 6 on page 9 of this statement)
- -------------------------------------------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.3 %
- ------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
</TABLE>
<PAGE>
CUSIP No. 068313-10-5 13G Page 4 of 13 pages
<TABLE>
<S> <C>
- -------------------------------------------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Virginia Rudd
- -------------------------------------------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) / /
(b) / /
- -------------------------------------------------------------------------------------------------------------------
(3) SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
England
- -------------------------------------------------------------------------------------------------------------------
(5) SOLE VOTING POWER
0
------------------------------------------------------------------------------
NUMBER OF (6) SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY 2,676,700
EACH (See Item 6 on page 9 of this statement)
REPORTING ------------------------------------------------------------------------------
PERSON (7) SOLE DISPOSITIVE POWER
WITH
0
------------------------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
2,676,700
(See Item 6 on page 9 of this statement)
- -------------------------------------------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
2,676,700
(See Item 6 on page 9 of this statement)
<PAGE>
CUSIP No. 068313-10-5 13G Page 5 of 13 pages
- -------------------------------------------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES /X/
(See Item 6 on page 9 of this statement)
- -------------------------------------------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.1 %
- ------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
</TABLE>
<PAGE>
CUSIP No. 068313-10-5 13G Page 6 of 13 pages
<TABLE>
<S> <C>
- -------------------------------------------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Rudd Family Trust
- -------------------------------------------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) / /
(b) / /
- -------------------------------------------------------------------------------------------------------------------
(3) SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------------------------------------------
(5) SOLE VOTING POWER
0
------------------------------------------------------------------------------
NUMBER OF (6) SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY 2,643,200
EACH (See Item 6 on page 9 of this statement)
REPORTING ------------------------------------------------------------------------------
PERSON (7) SOLE DISPOSITIVE POWER
WITH
0
------------------------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
2,643,200
(See Item 6 on page 9 of this statement)
- -------------------------------------------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
2,643,200
(See Item 6 on page 9 of this statement)
<PAGE>
CUSIP No. 068313-10-5 13G Page 7 of 13 pages
- -------------------------------------------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES /X/
(See Item 6 on page 9 of this statement)
- -------------------------------------------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.8 %
- ------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
00 (Trust)
</TABLE>
<PAGE>
CUSIP No. 068313-10-5 13G Page 8 of 13 pages
- --------------------- ----------------------------------------------------------
ITEM 1(a). NAME OF ISSUER
BARRA, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
2100 Milvia Street
Berkeley, California 94704
ITEM 2(a). NAME OF PERSONS FILING
A. Andrew Rudd
B. Virginia Rudd
C. Rudd Family Trust
This Schedule 13G is filed on behalf of Andrew Rudd,
Virginia Rudd and the Rudd Family Trust ("Reporting
Persons") pursuant to Rule 13d-1(k)(1). A joint filing
agreement of the Reporting Persons is attached hereto as
Exhibit 1. See also Item 6 on page 9 of this Schedule 13G.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE,
RESIDENCE
A. 35 Valley View Road, Orinda CA 94536
B. 35 Valley View Road, Orinda CA 94536
C. 35 Valley View Road, Orinda CA 94536
ITEM 2(c). CITIZENSHIP OR PLACE OF ORGANIZATION
A. England
B. England
C. California
ITEM 2(d). TITLE OF CLASS OF SECURITIES
Common Stock
ITEM 2(e). CUSIP NUMBER
068313-10-5
<PAGE>
CUSIP No. 068313-10-5 13G Page 9 of 13 pages
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b),
OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP
The information required by this Item 4 for each Reporting
Person is set forth on the respective cover page of this
Schedule 13G applicable to such Reporting Person in Items
5-11 thereof and such Items are incorporated herein by
reference. See also Item 6 below.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
ANOTHER PERSON
As of December 31, 1999, the Rudd Family Trust (the
"Trust") held title to 2,643,200 shares of Common Stock of
BARRA, Inc. (the "Stock"). Andrew Rudd ("Dr. Rudd") and
his wife, Virginia Rudd, are the trustees of the Trust
and, as such, share the voting and dispositive powers for
such Stock. Such 2,643,200 shares held in the Trust
represented approximately 18.8 % of the Issuer's total
issued and outstanding Stock.
As of December 31, 1999, the Rudd Family Foundation (the
"Foundation") held title to 33,500 shares of Stock. Dr.
Rudd, Virginia Rudd and one of their sons are the trustees
of the Foundation and, as such, share the voting and
dispositive powers for such Stock. Such 33,500 shares held
by the Foundation represented less than five percent of
the Issuer's total issued and outstanding Stock.
As of December 31, 1999, 50,448 shares of the Stock were
held in equal parts by "Peter Rudd as custodian for [each
of Dr. Rudd's four children] under the California Uniform
Transfers to Minors Act" ("CUTMA") and 72,300 shares of
the Stock were held by the CANN 1997 Trust ("CANN"). None
of the Reporting Persons has sole or shared voting or
dispositive power over the Stock held by the CUTMA or the
CANN. Accordingly, each of the Reporting Persons disclaims
beneficial ownership of such shares pursuant to Rule 13d-4
under the Securities Exchange Act of 1934, as amended.
The share amounts and percentages set forth in this Item 6
are based upon 14,038,715 shares of Stock outstanding as
reported in the Issuer's Form 10-Q for the quarter ended
September 30, 1999. In addition, the shares of Stock
beneficially owned by Dr. Rudd and Virginia Rudd may be
subject to
<PAGE>
CUSIP No. 068313-10-5 13G Page 10 of 13 pages
community property laws where applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
By signing below we certify that, to the best of our
knowledge and belief, the securities referred to above
were acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not
held in connection with or as a participant in any
transaction having that purpose or effect.
<PAGE>
CUSIP No. 068313-10-5 13G Page 11 of 13 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 9, 2000
---------------------------------------------------
Date
/s/ Andrew Rudd
---------------------------------------------------
Signature
Andrew Rudd
---------------------------------------------------
Name/Title
February 9, 2000
---------------------------------------------------
Date
/s/ Virginia Rudd
---------------------------------------------------
Signature
Virginia Rudd
---------------------------------------------------
Name/Title
February 9, 2000
---------------------------------------------------
Date
/s/ Andrew Rudd
---------------------------------------------------
Signature
Andrew Rudd, Trustee of the Rudd Family Trust
---------------------------------------------------
Name/Title
February 9, 2000
---------------------------------------------------
Date
/s/ Virginia Rudd
---------------------------------------------------
Signature
Virginia Rudd, Trustee of the Rudd Family Trust
---------------------------------------------------
Name/Title
<PAGE>
CUSIP No. 068313-10-5 13G Page 12 of 13 pages
EXHIBIT INDEX
Exhibit No. Description
- ---------------- ----------------------------
1 Joint Filing Agreement
<PAGE>
CUSIP No. 068313-10-5 13G Page 13 of 13 pages
JOINT FILING AGREEMENT
Each of the undersigned agrees that the Schedule 13G to be jointly filed with
the Securities and Exchange Commission pursuant to Rule 13(d)-1(k)(1) of the
Securities Exchange Act of 1934 on or about this date, with respect to the
reporting of the beneficial ownership of shares of Common Stock of BARRA, Inc.
is being, and any and all amendments to such Schedule 13G may be, filed on
behalf of each of the undersigned. This agreement may be executed in two or more
counterparts, each of which will be deemed an original, but all of which
together shall constitute one and the same instrument.
Dated: February 9, 2000
/s/ Andrew Rudd /s/ Virginia Rudd
- ---------------------------------------- --------------------------------------
Andrew Rudd Virginia Rudd
RUDD FAMILY TRUST
/s/ Andrew Rudd
- -----------------------------------------------------------
Andrew Rudd, Trustee
/s/ Virginia Rudd
- -----------------------------------------------------------
Virginia Rudd, Trustee
