1933 Act Registration No. 33-43472
1940 Act Registration No. 811-6447
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1993
Pre-Effective Amendment No.
Post-Effective Amendment No. 11 X
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT
COMPANY ACT OF 1940
Amendment No. 13 X
FIXED INCOME SECURITIES, INC.
(Exact Name of Registrant as Specified in Charter)
Federated Investors Tower, Pittsburgh, Pennsylvania 15222-3779
(Address of Principal Executive Offices)
(412) 288-1900
(Registrant's Telephone Number)
John W. McGonigle, Esq., Federated Investors Tower,
Pittsburgh, Pennsylvania 15222-3779
(Name and Address of Agent for Service)
Copies to:
Thomas J. Donnelly, Esquire Charles H. Morin, Esquire
Houston, Houston & Donnelly Dickstein, Shapiro & Morin
2510 Centre City Tower 2101 L Street, N.W.
650 Smithfield Street Washington, D.C. 20037
Pittsburgh, Pennsylvania 15222
It is proposed that this filing will become effective (check
appropriate box):
___ Immediately upon filing pursuant to paragraph (b), or
X on April 5, 1994 pursuant to paragraph (b), or
60 days after filing pursuant paragraph (a), or
on (date) pursuant to paragraph (a), of Rule 485.
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Registrant previously has filed a declaration pursuant
to Rule 24f-2 of the Investment Company Act of 1940 to register
an indefinite number of shares of each class of its Strategic
Income Fund portfolio. In addition, Registrant previously has
filed declarations pursuant to Rule 24f-2 with respect to each
class of its currently outstanding portfolios of shares. Rule
24f-2 Notices with respect to each such class for the fiscal
year ended November 30, 1993 were filed on January 18, 1994.
Explanatory Note: This Amendment to the Registration Statement
is being filed solely to update Part C of the Registration
Statement and to file certain Exhibits referred to therein.
PART A: THE PROSPECTUS
Part A of this Amendment is incorporated herein by
reference to Part A of Post-Effective Amendment No. 9 (under
the Securities Act of 1933) of the Registration Statement, as
filed with the Securities and Exchange Commission on February
4, 1994.
PART B: STATEMENT OF ADDITIONAL INFORMATION
Part B of this Amendment is incorporated herein by
reference to Part B Post-Effective Amendment No. 9 (under the
Securities Act of 1933) of the Registration Statement, as filed
with the Securities and Exchange Commission on February 4,
1994.
PART C: OTHER INFORMATION
Note: This Part C has been completed with respect to all
portfolios of the Registrant.
Item 24. Financial Statements and Exhibits:
(a) Financial Statements: None.
(b) Exhibits:
* (1) Copy of Articles of Incorporation;
* (i) Copy of Amendment No. 1 to Articles of
Incorporation (dated March 1, 1993);
* (2) Copy of By-Laws;
(3) Not applicable;
(4) Copy of Specimen Certificate for Shares of
Capital Stock;
* (i) Limited Term Fund - Fortress Shares;
* (ii) Limited Term Municipal Fund - Fortress
Shares;
* (iii) Limited Term Municipal Fund - Investment
Shares;
* (iv) Multi-State Municipal Income Fund;
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* (v) Limited Maturity Government Fund -
Select Shares;
* (vi) Limited Term Fund - Investment Shares;
* (vii) Strategic Income Fund - Form for all
Classes of Shares;
(5) Copy of Investment Advisory Contract;
* (i) Conformed Copy of Investment Advisory
Contract;
* (ii) Conformed Copy of Exhibit B to
Investment Advisory Contract;
* (iii) Form of Exhibit C to Investment Advisory
Contract;
* (iv) Conformed Copy of Exhibit A to
Investment Advisory Contract;
* (v) Conformed Copy of Exhibit D to
Investment Advisory Contract;
** (vi) Conformed Copy of Exhibit E to
Investment Advisory Contract;
* (6) Copy of Distributor's Contract;
* (i) Copy of Amendment to Distributor's
Contract;
* (ii) Copy of Administrative Agreement;
* (iii) Form of Exhibit F to Distributor's
Contract;
* (iv) Form of Exhibit G to Distributor's
Contract;
* (v) Form of Exhibit H to Distributor's
Contract;
* (vi) Form of Exhibit I to Distributor's
Contract;
* (vii) Form of Exhibit J to Distributor's
Contract;
(7) Not applicable;
* (8) Copy of Custodian Agreement;
* (9) Conformed Copy of Transfer Agency and Service
Agreement;
* (10) Copy of Opinion and Consent of Counsel as to
legality of shares being registered;
* (11) Not applicable;
(12) Not applicable;
* (13) Copy of Initial Capital Understanding;
(14) Form of Retirement Plan;
* (15) (i) Form of Distribution Plan;
* (ii) Copy of 12b-1 Agreement;
* (iii) Copy of Shareholder Services Plan;
* (vi) Copy of Shareholder Services Agreement;
* (v) Conformed Copy of Distribution Plan;
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* (vi) Conformed Copy of Shareholder Services
Plan;
* (vii) Form of Exhibit F to Distribution Plan;
* (viii) Form of Exhibit G to Distribution Plan;
* (ix) Form of Exhibit H to Distribution Plan;
* (x) Form of Exhibit I to Distribution Plan;
* (xi) Form of Exhibit F to Shareholder
Services Plan;
* (xii) Form of Exhibit G to Shareholder
Services Plan;
* (xiii) Form of Exhibit H to Shareholder
Services Plan;
* (xiv) Form of Exhibit I to Shareholder
Services Plan;
* (xv) Form of Exhibit J to Shareholder
Services Plan;
(16) Not applicable;
* (17) Powers of Attorney;
____________________
* Previously filed.
** Filed herewith.
Item 25. Persons Controlled by or Under Common Control with
Registrant:
None
Item 26. Number of Holders of Securities:
Number of
Record Holders
Title of Class as of January 6, 1994
Shares of capital stock,
($0.001 per Share par value)
Limited Maturity Government Fund -- Select Shares 7
Limited Term Fund -- Fortress Shares 295
Limited Term Fund -- Investment Shares 11,466
Limited Term Municipal Fund -- Fortress Shares 97
Limited Term Municipal Fund -- Investment Shares 426
Multi-State Municipal Income Fund 44
<PAGE>
Item 27. Indemnification:
Response is incorporated by reference to Registrant's
Pre-Effective Amendment No. 1 to Form N-1A filed
December 19, 1991. (File No. 33-43472)
Item 28. Business and Other Connections of Investment
Adviser:
(a) For a description of the other business of the
Adviser, see the section entitled "Fixed Income
Securities, Inc. Information -- Management of the
Corporation" in Part A. The affiliations with the
Registrant of four of the Trustees and one of the
Officers of the investment adviser are included in
each Statement of Additional Information included
in Part B of this Registration Statement under
"Fixed Income Securities, Inc. Management --
Officers and Directors." The remaining Trustee of
the investment adviser and his principal
occupation is: Mark D. Olson, Partner, Wilson,
Halbrook & Bayard, 107 W. Market Street,
Georgetown, Delaware 19947.
The remaining Officers of the investment adviser
are: Mark L. Mallon, Executive Vice President;
Henry J. Gailliot, Senior Vice President-
Economist; Peter R. Anderson, William D.
Dawson, III, J. Thomas Madden, Gary J. Madich and
J. Alan Minteer, Senior Vice Presidents;
Jonathan C. Conley, Deborah A. Cunningham, Mark E.
Durbiano, Roger A. Early, Kathleen M. Foody-Malus,
David C. Francis, Thomas M. Franks, Edward C.
Gonzales, Jeff A. Kozemchak, John W. McGonigle,
Gregory M. Melvin, Susan M. Nason, Mary Jo Ochson,
Robert J. Ostrowski, Charles A. Ritter, and
Christopher J. Wiles, Vice Presidents; Edward C.
Gonzales, Treasurer, and John W. McGonigle,
Secretary. The business address of each of the
Officers of the investment adviser is Federated
Investors Tower, Pittsburgh, PA 15222-3779. These
individuals are also officers of a majority of the
investment advisers to the Funds listed in Part B
of this Registration Statement under "Fixed Income
Securities, Inc. Management -- The Funds."
Item 29. Principal Underwriters:
(a) Federated Securities Corp., the Distributor for
shares of the Registrant, also acts as principal
underwriter for the following open-end investment
companies: A.T. Ohio Municipal Money Fund;
American Leaders Fund, Inc.; Annuity Management
Series; Automated Cash Management Trust; Automated
<PAGE>
Government Money Trust; BayFunds; The Biltmore
Funds; The Biltmore Municipal Funds; The Boulevard
Funds; California Municipal Cash Trust; Cambridge
Series Trust; Cash Trust Series, Inc.; Cash Trust
Series II; DG Investor Series; Edward D. Jones &
Co. Daily Passport Cash Trust; FT Series, Inc.;
Federated ARMs Fund; Federated Exchange Fund,
Ltd.; Federated GNMA Trust; Federated Government
Trust; Federated Growth Trust; Federated High
Yield Trust; Federated Income Securities Trust;
Federated Income Trust; Federated Index Trust;
Federated Intermediate Government Trust; Federated
Master Trust; Federated Municipal Trust; Federated
Short-Intermediate Government Trust; Federated
Short-Term U.S. Government Trust; Federated Stock
Trust; Federated Tax-Free Trust; Federated U.S.
Government Bond Fund; Financial Reserves Fund;
First Priority Funds; First Union Funds; Fortress
Adjustable Rate U.S. Government Fund, Inc.;
Fortress Municipal Income Fund, Inc.; Fortress
Utility Fund, Inc.; Fountain Square Funds; Fund
for U.S. Government Securities, Inc.; Government
Income Securities, Inc.; High Yield Cash Trust;
Independence One Mutual Funds; Insight
Institutional Series, Inc.; Intermediate Municipal
Trust; Investment Series Funds, Inc.; Investment
Series Trust; Liberty Equity Income Fund, Inc.;
Liberty High Income Bond Fund, Inc.; Liberty
Municipal Securities Fund, Inc.; Liberty U.S.
Government Money Market Trust; Liberty Utility
Fund, Inc.; Liquid Cash Trust; Managed Series
Trust; Mark Twain Funds; Marshall Funds, Inc.;
Money Market Management, Inc.; Money Market
Obligations Trust; Money Market Trust; The Monitor
Funds; Municipal Securities Income Trust; New York
Municipal Cash Trust; 111 Corcoran Funds;
Peachtree Funds; Portage Funds; RIMCO Monument
Funds; The Shawmut Funds; Short-Term Municipal
Trust; Signet Select Funds; SouthTrust Vulcan
Funds; Star Funds; The Planters Fund; The
Starburst Funds; The Starburst Funds II; Stock and
Bond Fund, Inc.; Sunburst Funds; Targeted Duration
Trust; Tax-Free Instruments Trust; Tower Mutual
Funds; Trademark Funds; Trust for Financial
Institutions; Trust for Government Cash Reserves;
Trust for Short-Term U.S. Government Securities;
Trust for U.S. Treasury Obligations; Vision
Fiduciary Funds, Inc.; and Vision Group of Funds,
Inc.
Federated Securities Corp. also acts as principal
underwriter for the following closed-end
investment company: Liberty Term Trust,
Inc.--1999.
<PAGE>
(b)
(1) (2) (3)
Positions and
Name and Principal Positions and Offices Offices With
Business Address With Underwriter Registrant
Richard B. Fisher Director, Chairman, President
Federated Investors Chief Executive and Director
Tower Officer, Chief
Pittsburgh, PA Operating Officer, and
15222-3779 Asst. Treasurer,
Federated Securities
Corp.
Edward C. Gonzales Director, Executive Vice President
Federated Investors Vice President, and and Treasurer
Tower Treasurer, Federated
Pittsburgh, PA Securities Corp.
15222-3779
John W. McGonigle Director, Executive Vice President
Federated Investors Vice President, and and Secretary
Tower Assistant Secretary,
Pittsburgh, PA Federated Securities
15222-3779 Corp.
John A. Staley, IV Executive Vice Vice President
Federated Investors President and Assistant
Tower Secretary, Federated
Pittsburgh, PA Securities Corp.
15222-3779
John B. Fisher President-Institutional --
Federated Investors Sales, Federated
Tower Securities Corp.
Pittsburgh, PA
15222-3779
James F. Getz President- --
Federated Investors Broker/Dealer,
Tower Federated Securities
Pittsburgh, PA Corp.
15222-3779
Mark R. Gensheimer Executive Vice --
Federated Investors President of
Tower Bank/Trust, Federated
Pittsburgh, PA Securities Corp.
15222-3779
<PAGE>
James S. Hamilton Senior Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
James R. Ball Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Mark W. Bloss Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Richard W. Boyd Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Mary J. Combs Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Laura M. Deger Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Jill Ehrenfeld Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Theodore Fadool, Jr. Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Bryant R. Fisher Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
<PAGE>
Christopher T. Fives Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Joseph D. Gibbons Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
James M. Heaton Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
William E. Kugler Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Dennis M. Laffey Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
J. Michael Miller Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
R. Jeffery Niss Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Keith Nixon Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Michael P. O'Brien Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
<PAGE>
Solon A. Person, IV Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Robert F. Phillips Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Timothy C. Pillion Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Eugene B. Reed Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Paul V. Riordan Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Charles A. Robison Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
David W. Spears Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Brian L. Sullivan Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
Thomas E. Territ Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
<PAGE>
Richard B. Watts Vice President, --
Federated Investors Federated Securities
Tower Corp.
Pittsburgh, PA
15222-3779
R. Edmond Connell, Jr. Assistant Vice --
Federated Investors President, Federated
Tower Securities Corp.
Pittsburgh, PA
15222-3779
Philip C. Hetzel Assistant Vice --
Federated Investors President, Federated
Tower Securities Corp.
Pittsburgh, PA
15222-3779
H. Joseph Kennedy Assistant Vice --
Federated Investors President, Federated
Tower Securities Corp.
Pittsburgh, PA
15222-3779
Sharon M. Morgan Assistant Vice --
Federated Investors President, Federated
Tower Securities Corp.
Pittsburgh, PA
15222-3779
S. Elliott Cohan Secretary, Federated Assistant
Federated Investors Securities Corp. Secretary
Tower
Pittsburgh, PA
15222-3779
(c) Not applicable.
Item 30. Location of Accounts and Records:
Response is incorporated by reference to Registrant's
Pre-Effective Amendment No. 1 to Form N-1A filed
December 19, 1991. (File No. 33-43472)
Item 31. Management Services:
Not Applicable
Item 32. Undertakings:
Registrant hereby undertakes to comply with the
provisions of Section 16(c) of the 1940 Act with
respect to the removal of Directors and the calling of
special shareholder meetings by shareholders.
<PAGE>
Registrant hereby undertakes to file a post-effective
amendment on behalf of Strategic Income Fund, using
financial statements which need not be certified,
within four to six months from the effective date of
Post-Effective Amendment No. 11 to Registrant's 1933
Act Registration Statement.
Registrant hereby undertakes to furnish each person to
whom a prospectus is delivered with a copy of the
Registrant's latest annual report to shareholders, upon
request and without charge.
SIGNATURES
Pursuant to the requirements of the Securities Act of
1933 and the Investment Company Act of 1940, the Registrant
certifies that it meets all of the requirements for
effectiveness of this Registration Statement pursuant to Rule
485(b) under the Securities Act of 1933 and has duly caused
this Amendment to the Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in
the City of Pittsburgh and Commonwealth of Pennsylvania, on the
4th day of April, 1994.
FIXED INCOME SECURITIES, INC.
By: /s/ Charles H. Field
Charles H. Field
Attorney in Fact for
John F. Donahue, Chairman and Director
Pursuant to the requirements of the Securities Act of
1933, this Registration Statement has been signed by the
following persons in the capacities and on the date indicated:
NAME TITLE DATE
By: /s/ Charles H. Field
Charles H. Field Attorney In April 4, 1994
Fact
for the
Persons
Listed Below
NAME TITLE
<PAGE>
John F. Donahue* Chairman and Director
(Chief Executive Officer)
Richard B. Fisher* President and Director
Edward C. Gonzales* Vice President and
Treasurer (Principal
Financial and Accounting
Officer)
John T. Conroy, Jr.* Director
William J. Copeland* Director
James E. Dowd* Director
Lawrence D. Ellis, M.D.* Director
Edward L. Flaherty, Jr.* Director
Peter E. Madden* Director
Gregor F. Meyer* Director
Wesley W. Posvar* Director
Marjorie P. Smuts* Director
_________________________
* By Power of Attorney
EXHIBIT INDEX
Exhibit No. Description
5(vi) Conformed Copy of Exhibit E to Investment
Advisory Contract
<PAGE>
Exhibit 5(vi)
EXHIBIT E
to the
Investment Advisory Contract
STRATEGIC INCOME FUND
For all services rendered by Adviser hereunder, the
above-named Fund of the Corporation shall pay to Adviser and
Adviser agrees to accept as full compensation for all services
rendered hereunder, an annual investment advisory fee equal to
.85 of 1% of the average daily net assets of the Fund.
The portion of the fee based upon the average daily net
assets of the Fund shall be accrued daily at the rate of
1/365th of .85 of 1% applied to the daily net assets of the
Fund.
The advisory fee so accrued shall be paid to Adviser
daily.
Witness the due execution hereof this 1st day of March,
1994.
Attest: FEDERATED ADVISERS
/s/ John w. Mcgonigle By: /s/ William D. Dawson
Secretary Senior Vice President
Attest: FIXED INCOME SECURITIES, INC.
/s/ John w. Mcgonigle By: /s/ Edward C. Gonzales
Secretary Vice President
<PAGE>
