SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No._______)*
Edify Corp.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
28059910
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 20 Pages
Exhibit Index Contained on Page 19
<PAGE>
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CUSIP NO. 28059910 13 G Page 2 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Venture Investors - 3, L.P. ("TVI-3")
Tax ID Number: 94-2944879
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES 490,584 shares, except that TVIM-3, the
BENEFICIALLY general partner of TVI-3, and Messrs.
OWNED BY EACH Kagle, Marquardt, McMurtry, Wilson and
REPORTING Johnston, the general partners of
PERSON TVIM-3, may be deemed to have shared
WITH power to vote these shares.
--------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
490,584 shares, except that TVIM-3, the
general partner of TVI-3, and Messrs.
Kagle, Marquardt, McMurtry, Wilson and
Johnston, the general partners of
TVIM-3, may be deemed to have shared
power to dispose of these shares.
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 490,584
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.05%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 3 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 3, L.P. ("TVIM-3")
Tax ID Number: 94-2944878
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 9,416 shares, which are directly owned
OWNED BY EACH by TVIM-3, except that Messrs. Kagle,
REPORTING PERSON Marquardt, McMurtry, Wilson and
WITH Johnston, the general partners of
TVIM-3, may be deemed to have shared
power to vote such shares.
--------------------------------------------------
6 SHARED VOTING POWER
490,584 shares, which are all directly
owned by TVI-3. TVIM-3 is the general
partner of TVI-3, and may be deemed to
have shared power to dispose of such
shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
9,416 shares, which are directly owned
by TVIM-3, except that Messrs. Kagle,
Marquardt, McMurtry, Wilson and
Johnston, the general partners of
TVIM-3, may be deemed to have shared
power to dispose of such shares.
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
490,584 shares, which are all directly
owned by TVI-3. TVIM-3 is the general
partner of TVI-3, and may be deemed to
have shared power to dispose of such
shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 500,000
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.11%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 4 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Ventures Investors - 4, L.P. ("TVI-4")
Tax ID Number: 94-3088804
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5 SOLE VOTING POWER
SHARES 1,156,454 shares, except that TVIM-4,
BENEFICIALLY the general partner of TVI-4, and
OWNED BY EACH Messrs. Kagle, Marquardt, McMurtry,
REPORTING Wilson and Johnston, the general
PERSON partners of TVIM-4, may be deemed to
WITH have shared power to vote these shares.
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,156,454 shares, except that TVIM-4,
the general partner of TVI-4, and
Messrs. Kagle, Marquardt, McMurtry,
Wilson and Johnston, the general
partners of TVIM-4, may be deemed to
have shared power to dispose of these
shares.
---------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,156,454
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.19%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 5 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Partners - 4, L.P. ("TVIP-4")
Tax ID Number: 94-3084677
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5 SOLE VOTING POWER
SHARES 135,170 shares, except that TVIM-4, the
BENEFICIALLY general partner of TVIP-4, and Messrs.
OWNED BY EACH Kagle, Marquardt, McMurtry, Wilson and
REPORTING Johnston, the general partners of
PERSON TVIM-4, may be deemed to have shared
WITH power to vote these shares.
--------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
135,170 shares, except that TVIM-4, the
general partner of TVIP-4, and Messrs.
Kagle, Marquardt, McMurtry, Wilson and
Johnston, the general partners of
TVIM-4, may be deemed to have shared
power to dispose of these shares.
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 135,170
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.84%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 28059910 13 G Page 6 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4, L.P. ("TVIA-4")
Tax ID Number: 94-3154357
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5 SOLE VOTING POWER
SHARES 3,254 shares, except that TVIM-4, the
BENEFICIALLY general partner of TVIA-4, and Messrs.
OWNED BY EACH Kagle, Marquardt, McMurtry, Wilson and
REPORTING Johnston, the general partners of
PERSON TVIM-4, may be deemed to have shared
WITH power to vote these shares.
--------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
3,254 shares, except that TVIM-4, the
general partner of TVIA-4, and Messrs.
Kagle, Marquardt, McMurtry, Wilson and
Johnston, the general partners of
TVIM-4, may be deemed to have shared
power to dispose of these shares.
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,254
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.02%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 7 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4 1988, L.P. ("TVIA-4 1988")
Tax ID Number: 94-3084676
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 5,122 shares, except that TVIM-4, the
BENEFICIALLY general partner of TVIA-4 1988, and
OWNED BY EACH Messrs. Kagle, Marquardt, McMurtry,
REPORTING Wilson and Johnston, the general
PERSON partners of TVIM-4, may be deemed to
WITH have shared power to vote these shares.
--------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
5,122 shares, except that TVIM-4, the
general partner of TVIA-4 1988, and
Messrs. Kagle, Marquardt, McMurtry,
Wilson and Johnston, the general
partners of TVIM-4, may be deemed to
have shared power to dispose of these
shares.
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 5,122
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.03%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 8 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 4, L.P. ("TVIM-4")
Tax ID Number: 94-3088676
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares
OWNED BY EACH --------------------------------------------------
REPORTING PERSON 6 SHARED VOTING POWER
WITH 1,300,000 shares, of which 1,156,454
shares are directly owned by TVI-4,
135,170 shares are directly owned by
TVIP-4, 3,254 shares are directly owned
by TVIA-4 and 5,122 shares are directly
owned by TVIA-4 1988. TVIM-4 is the
general partner of TVI-4, TVIP-4, TVIA-4
and TVIA-4 1988, and may be deemed to
have shared power to vote such shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,300,000 shares, of which 1,156,454
shares are directly owned by TVI-4,
135,170 shares are directly owned by
TVIP-4, 3,254 shares are directly owned
by TVIA-4 and 5,122 shares are directly
owned by TVIA-4 1988. TVIM-4 is the
general partner of TVI-4, TVIP-4, TVIA-4
and TVIA-4 1988, and may be deemed to
have shared power to dispose of such
shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,300,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.08%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 9 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robert C. Kagle ("Kagle")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [ ]
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3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares
OWNED BY EACH --------------------------------------------------
REPORTING PERSON 6 SHARED VOTING POWER
WITH 1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Kagle is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to vote such shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Kagle is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,800,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.19%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 10 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
David F. Marquardt ("Marquardt")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares
OWNED BY EACH --------------------------------------------------
REPORTING PERSON 6 SHARED VOTING POWER
WITH 1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Marquardt is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to vote such shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Marquardt is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,800,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.19%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 11 of 20 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Burton J. McMurtry ("McMurtry")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 7,500 shares, issuable upon the exercise
OWNED BY EACH of a stock option.
REPORTING PERSON --------------------------------------------------
WITH 6 SHARED VOTING POWER
1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. McMurtry is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to vote such shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
7,500 shares, issuable upon the exercise
of a stock option.
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. McMurtry is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,807,500
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.24%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 28059910 13 G Page 12 of 20 Pages
- ------------------------------ -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mark G. Wilson ("Wilson")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares
OWNED BY EACH --------------------------------------------------
REPORTING PERSON 6 SHARED VOTING POWER
WITH 1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Wilson is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to vote such shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Wilson is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,800,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.19%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ -----------------------------
CUSIP NO. 28059910 13 G Page 13 of 20 Pages
- ------------------------------ -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John R. Johnston ("Johnston")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [x]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares
OWNED BY EACH --------------------------------------------------
REPORTING PERSON 6 SHARED VOTING POWER
WITH 1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Johnston is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to vote such shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,800,000 shares, of which 490,584
shares are directly owned by TVI-3,
9,416 shares are directly owned by
TVIM-3, 1,156,454 shares are directly
owned by TVI-4, 135,170 shares are
directly owned by TVIP-4, 3,254 shares
are directly owned by TVIA-4 and 5,122
shares are directly owned by TVIA-4
1988. Johnston is a general partner of
TVIM-3, the general partner of TVI-3,
and of TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988,
and may be deemed to have shared power
to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,800,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.19
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 14 of 20 Pages
ITEM 1(a). NAME OF ISSUER:
---------------
Edify Corp.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
------------------------------------------------
2840 San Tomas Expressway
Santa Clara, CA 95051
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Technology Venture Investors-3,
L.P., a California limited partnership ("TVI-3"), TVI
Management-3, L.P., a California limited partnership
("TIM-3"), Technology Venture Investors-4, L.P., a Delaware
limited partnership ("TVI-4"), TVI Partners-4, L.P., a
Delaware limited partnership ("TVIP-4"), TVI Affiliates-4,
L.P., a Delaware limited partnership ("TVIA-4"), TVI
Affiliates-4 1988, L.P., a Delaware limited partnership
("TVIA-4 1988"), TVI Management-4, L.P., a Delaware limited
partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F.
Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark
G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The
foregoing entities and individuals are collectively referred
to as the "Reporting Persons."
TVIM-3 is the general partner of TVI-3, and may be deemed to
have shared power to vote and shared power to dispose of
shares of the issuer directly owned by TVI-3. Kagle,
Marquardt, McMurtry, Wilson and Johnston are the general
partners of TVIM-3, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by TVI-3 and TVIM-3.
TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and
TVIA-4 1988, and may be deemed to have shared power to vote
and shared power to dispose of shares of the issuer directly
owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988. Kagle,
Marquardt, McMurtry, Wilson and Johnston are the general
partners of TVIM-4, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by. by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
-------------------------------------------------------------
The address of the principal office for each of the Reporting
Persons is:
Technology Venture Investors
2480 Sand Hill Road, Suite 101
Menlo Park, CA 94025
<PAGE>
Page 15 of 20 Pages
ITEM 2(c) CITIZENSHIP:
------------
TVI-3 and TVIM-3 are California limited partnerships, TVI-4,
TVIM-4, TVIP-4, TVIA-4 and TVIA-4 1988 are Delaware limited
partnerships, and Kagle, Marquardt, McMurtry, Wilson and
Johnston are United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
-----------------------------
Common Stock
ITEM 2(e). CUSIP NUMBER:
-------------
CUSIP # 28059910
ITEM 3. Not Applicable
--------------
<PAGE>
Page 16 of 20 Pages
ITEM 4. OWNERSHIP:
----------
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1996:
(a) Amount beneficially owned:
--------------------------
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
-----------------
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person
-------------------------------------------
has:
----
(i) Sole power to vote or to direct
---------------------------------
the vote:
---------
See Row 5 of cover page for each
Reporting Person.
(ii) Shared power to vote or to direct
---------------------------------
the vote:
---------
See Row 6 of cover page for each
Reporting Person.
(iii) Sole power to dispose or to
---------------------------------
direct the disposition of:
--------------------------
See Row 7 of cover page for each
Reporting Person.
(iv) Shared power to dispose or to
---------------------------------
direct the disposition of:
--------------------------
See Row 8 of cover page for each
Reporting Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
---------------------------------------------
Not applicable.
<PAGE>
Page 17 of 20 Pages
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
--------------------------------------------------------------
PERSON:
-------
Under certain circumstances set forth in the limited
partnership agreements of TVI-3, TVI-4, TVIP-4, TVIA-4, TVIA-4
1988, TVIM-3 and TVIM-4, the general and limited partners of
each of such entities may be deemed to have the right to
receive dividends from, or the proceeds from, the sale of
shares of the issuer owned by each such entity of which they
are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
--------------------------------------------------------------
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
--------------------------------------------------------------
COMPANY:
--------
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
----------------------------------------------------------
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
-------------------------------
Not applicable
ITEM 10. CERTIFICATION:
--------------
Not applicable
<PAGE>
Page 18 of 20 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1997
/s/ Mark G. Wilson
----------------------------------------
Mark G. Wilson, on behalf of TVIM-3 and
TVIM-4 in his capacity as a general
partner thereof, on behalf of TVI-3, in
his capacity as a general partner of
TVIM 3, the general partner of TVI-3, on
behalf of TVI-4, in his capacity as a
general partner of TVIM-4, the general
partner of TVI-4, on behalf of TVIP-4,
in his capacity as a general partner of
TVIM-4, the general partner of TVIP-4,
on behalf of TVIA-4, in his capacity as
a general partner of TVIM-4, the general
partner of TVIA-4, and on behalf of
TVIA-4 1988, in his capacity as a
general partner of TVIM-4, the general
partner of TVIA-4 1988.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ---------------------------------- ----------------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ---------------------------------- ----------------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- ----------------------------------
BURTON J. MCMURTRY
<PAGE>
Page 19 of 20 Pages
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 20
<PAGE>
Page 20 of 20 Pages
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Edify Corp. shall be
filed on behalf of each of the undersigned and that this Agreement shall be
filed as an exhibit to such Schedule 13G.
Date: February 12, 1997
/s/ Mark G. Wilson
----------------------------------------
Mark G. Wilson, on behalf of TVIM-3 and
TVIM-4 in his capacity as a general
partner thereof, on behalf of TVI-3, in
his capacity as a general partner of
TVIM 3, the general partner of TVI-3, on
behalf of TVI-4, in his capacity as a
general partner of TVIM-4, the general
partner of TVI-4, on behalf of TVIP-4,
in his capacity as a general partner of
TVIM-4, the general partner of TVIP-4,
on behalf of TVIA-4, in his capacity as
a general partner of TVIM-4, the general
partner of TVIA-4, and on behalf of
TVIA-4 1988, in his capacity as a
general partner of TVIM-4, the general
partner of TVIA-4 1988.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ---------------------------------- ----------------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ---------------------------------- ----------------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- ----------------------------------
BURTON J. MCMURTRY
