UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 14)
SCOTT'S LIQUID GOLD-INC.
(Name of Issuer)
Common Stock $0.10 Par Value
(Title of Class of Securities)
810202 10 1
(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
X Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF
ABOVE PERSONS
Scott's Liquid Gold-Inc.
Employee Stock Ownership Plan
2 CHECK THE
APPROPRIATE
BOX IF A
MEMBER OF A
GROUP*
(a)
(b)
3 SEC USE
ONLY
4 CITIZENSHIP
OR PLACE OF
ORGANIZATION
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH 5 SOLE VOTING POWER 1,035,174
6 SHARED VOTING POWER
7 SOLE DISPOSITIVE POWER
8 SHARED DISPOSITIVE POWER
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
1,035,174
10 CHECK BOX IF THE
AGGREGATE AMOUNT IN
ROW (9) EXCLUDES
CERTAIN SHARES*
11 PERCENT OF CLASS
REPRESENTED BY
AMOUNT IN ROW 9
10.2%
12 TYPE OF REPORTING
PERSON*
EP
Item 1(a) Name of Issuer:
Scott's Liquid Gold-Inc.
IRS No. 84-0920811
Item 1(b) Address of Issuer's Principal Executive Offices:
4880 Havana Street, Denver, Colorado 80239
Item 2(a) Name of Person Filing:
Scott's Liquid Gold-Inc. Employee Stock Ownership Plan
Item 2(b) Address of Principal Business Office or, if none,
Residence:
4880 Havana Street, Denver, Colorado 80239
Item 2(c) Citizenship:
Colorado
Item 2(d) Title of Class of Securities:
Common Stock $.10 par value
Item 2(e) CUSIP Number:
810202 10 1
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or
(c), check whether the person filing is a:
(a) Broker or Dealer registered under Section 15 of the Act
(b) Bank as defined in section 3(a)(6) of the Act
(c) Insurance Company as defined in section 3(a)(19) of the Act
(d) Investment Company registered under section 8 of the Investment
Advisers Act of 1940
(e) Investment Adviser registered under section 203 of the Investment
Advisers Act of 1940
(f) x Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974 or
Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
(g) Parent Holding Company, in accordance with
Rule 13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) Group, in accordance with Rule 13d-1(b)(1)(ii)(H)
Item 4. Ownership.
If the percent of the class owned, as of December 31 of the year covered by
statement, or as of the last day of any month described in Rule 13d-1(b)(2), if
applicable, exceeds five percent, provide the following information as of that
date and identify those shares which there is a right to acquire.
(a) Amount Beneficially Owned:
1,035,174
(b) Percent of Class:
10.2%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote 1,035,174
(ii) shared power to vote or to direct the vote
(iii) sole power to dispose or to direct the disposition of
(iv) shared power to dispose or to direct the disposition of
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
In the event of a cash dividend on common stock of Scott's Liquid Gold-Inc.
(the "Company"), the Company may in its discretion pay the cash dividend
with respect to common stock of the Company held by the Plan either
directly to participants or to the trustee of the Plan. If a dividend is
paid to the trustee, the trustee allocates the dividend to the
participants' accounts. Proceeds of the dividend are then invested at the
direction of the committee administering the Plan. In addition, proceeds
from the sale of common stock held by the Plan are invested at the
direction of the committee administering the Plan.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not Applicable
Item 8. Identification and Classification of Members of the
Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purpose or effect.
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 10, 2000
Date
Scott's Liquid Gold-Inc. Employee
Stock Ownership Plan
By: /s/ Barry Shepard, Trustee Signature
