<PAGE> 1
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
---------------------
SCHEDULE TO/A
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 4)
and
Amendment No. 1 to Schedule 13D
under the Securities Exchange Act of 1934
---------------------
ENGLE HOMES, INC.
(Name Of Subject Company (Issuer))
HELIOS ACQUISITION CORP.
TECHNICAL OLYMPIC USA, INC.
TECHNICAL OLYMPIC S.A.
TECHNICAL OLYMPIC (UK) PLC
(Names of Filing Persons (Offerors))
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
292896107
(Cusip Number of Class of Securities)
HOLLY A. HUBENAK, ESQ.
TECHNICAL OLYMPIC USA, INC.
1200 SOLDIERS FIELD DRIVE
SUGAR LAND, TEXAS 77479
(281) 243-0127
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications on Behalf of Bidders)
Copy to:
JAMES M. PRINCE, ESQ.
VINSON & ELKINS L.L.P.
2300 FIRST CITY TOWER
1001 FANNIN
HOUSTON, TEXAS 77002
(713) 758-2222
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CALCULATION OF FILING FEE
<TABLE>
<S> <C>
Transaction Valuation* Amount of Filing Fee**
$226,079,805 $45,216
</TABLE>
* Estimated for purposes of calculating the filing fee only. Calculated by
multiplying $19.10, the Offer price per Share, by 11,836,639, the sum of
10,871,539 currently outstanding Shares sought in the Offer and 965,100
Shares subject to options.
** 1/50 of one percent of Transaction Valuation.
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[X] Check box if any part of the fee is offset as provided by Rule
0-11(a)(2) and identify the filing with which the offsetting fee was
previously paid. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its filing.
Amount Previously Paid: $45,216
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Form or Registration No.: Schedule TO
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Filing Party: Offerors
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Date Filed: October 20, 2000
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[ ] Check the box if the filing relates solely to preliminary communications
made before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the
statement relates:
[X] third-party tender offer subject to Rule 14d-1.
[ ] issuer tender offer subject to Rule 13e-4.
[ ] going-private transaction subject to Rule 13e-3.
[X] amendment to Schedule 13D under Rule 13d-2.
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Check the following box if the filing is a final amendment reporting the results
of the tender offer:
[X]
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<PAGE> 2
CUSIP NO. 292896107 Page 2 of __ Pages
--------------------------------------------------------------------------------
1 Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
Helios Acquisition Corp.
--------------------------------------------------------------------------------
2 Check the appropriate box if a member of a group*
(A) [ ]
(B) [x]
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3 SEC use only
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4 Source of Funds AF, OO
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5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
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6 Citizenship or Place of Organization
Florida, United States
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7 Sole Voting Power*
10,772,363 shares
------------------------------------------------------
Number of 8 Shared Voting Power
Shares
Beneficially 0 shares
Owned by ------------------------------------------------------
Each 9 Sole Dispositive Power*
Reporting
Person 10,772,363 shares
with ------------------------------------------------------
10 Shared Dispositive Power
0 shares
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by each Reporting Person
10,772,363 shares
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
99.1%
--------------------------------------------------------------------------------
14 Type of Reporting Person
CO
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* The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares
owned of record by such reporting person.
<PAGE> 3
CUSIP NO. 292896107 Page 3 of __ Pages
--------------------------------------------------------------------------------
1 Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
Technical Olympic USA, Inc.
--------------------------------------------------------------------------------
2 Check the appropriate box if a member of a group*
(A) [ ]
(B) [x]
--------------------------------------------------------------------------------
3 SEC use only
--------------------------------------------------------------------------------
4 Source of Funds AF, OO
--------------------------------------------------------------------------------
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Delaware, United States
--------------------------------------------------------------------------------
7 Sole Voting Power*
10,772,363 shares
------------------------------------------------------
Number of 8 Shared Voting Power
Shares
Beneficially 0 shares
Owned by ------------------------------------------------------
Each 9 Sole Dispositive Power*
Reporting
Person 10,772,363 shares
with ------------------------------------------------------
10 Shared Dispositive Power
0 shares
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by each Reporting Person
10,772,363 shares
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
99.1%
--------------------------------------------------------------------------------
14 Type of Reporting Person
CO
--------------------------------------------------------------------------------
* The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares
owned of record by such reporting person.
<PAGE> 4
CUSIP NO. 292896107 Page 4 of __ Pages
--------------------------------------------------------------------------------
1 Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
Technical Olympic (UK) PLC
--------------------------------------------------------------------------------
2 Check the appropriate box if a member of a group*
(A) [ ]
(B) [x]
--------------------------------------------------------------------------------
3 SEC use only
--------------------------------------------------------------------------------
4 Source of Funds AF, OO
--------------------------------------------------------------------------------
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Great Britain
--------------------------------------------------------------------------------
7 Sole Voting Power*
10,772,363 shares
------------------------------------------------------
Number of 8 Shared Voting Power
Shares
Beneficially 0 shares
Owned by ------------------------------------------------------
Each 9 Sole Dispositive Power*
Reporting
Person 10,772,363 shares
with ------------------------------------------------------
10 Shared Dispositive Power
0 shares
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by each Reporting Person
10,772,363 shares
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
99.1%
--------------------------------------------------------------------------------
14 Type of Reporting Person
OO
--------------------------------------------------------------------------------
* The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares
owned of record by such reporting person.
<PAGE> 5
CUSIP NO. 292896107 Page 5 of __ Pages
--------------------------------------------------------------------------------
1 Name of Reporting Person
I.R.S. Identification No. of above person (entities only)
Technical Olympic S.A.
--------------------------------------------------------------------------------
2 Check the appropriate box if a member of a group*
(A) [ ]
(B) [x]
--------------------------------------------------------------------------------
3 SEC use
--------------------------------------------------------------------------------
4 Source of Funds WC
--------------------------------------------------------------------------------
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Greece
--------------------------------------------------------------------------------
7 Sole Voting Power*
10,772,363 shares
------------------------------------------------------
Number of 8 Shared Voting Power
Shares
Beneficially 0 shares
Owned by ------------------------------------------------------
Each 9 Sole Dispositive Power*
Reporting
Person 10,772,363 shares
with ------------------------------------------------------
10 Shared Dispositive Power
0 shares
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by each Reporting Person
10,772,363 shares
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
99.1%
--------------------------------------------------------------------------------
14 Type of Reporting Person
OO
--------------------------------------------------------------------------------
* The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares
owned of record by such reporting person.
<PAGE> 6
This Amendment No. 4 (this "Amendment") to the Tender Offer Statement on
Schedule TO (the "Schedule TO") relates to the offer by Helios Acquisition Corp.
(the "Purchaser"), a Florida corporation, and an indirect wholly owned
subsidiary of Technical Olympic USA, Inc. ("Technical Olympic USA"), a Delaware
corporation, which, in turn is an indirect wholly-owned subsidiary of Technical
Olympic S.A., a Greek corporation, to purchase all of the issued and outstanding
shares of common stock, par value $0.01 per share, (the "Shares") of Engle
Homes, Inc. (the "Company"), at a price of $19.10 per Share, net to the seller
in cash, without interest thereon, upon the terms and subject to the conditions
set forth in the Offer to Purchase, dated October 20, 2000 (as may be amended or
supplemented from time to time, the "Offer to Purchase"), a copy of which has
been previously filed as Exhibit (a)(1) to the Schedule TO and in the related
Letter of Transmittal (as may be amended or supplemented from time to time, the
"Letter of Transmittal"), a copy of which has been previously filed as Exhibit
(a)(2) to the Schedule TO (which, together with the Offer to Purchase, as each
may be amended or supplemented from time to time, collectively constitute the
"Offer").
This Amendment also constitutes Amendment No. 1 to the Schedule 13D of the
Purchaser, Technical Olympic USA, Technical Olympic (UK) PLC and Technical
Olympic S.A. originally filed on October 23, 2000.
ITEM 8. INTEREST IN SECURITIES OF THE SUBJECT COMPANY.
Item 8 is hereby supplemented by adding the following:
The Offer expired, as scheduled, at 12:00 midnight, New York City time, on
Friday, November 17, 2000. As of the expiration of the Offer, based on
information provided by the Depositary, 10,659,995 Shares, representing
approximately 98.1% of the issued and outstanding Shares, were validly tendered
and not withdrawn. An additional 112,368 Shares were tendered pursuant to
Notices of Guaranteed Delivery. Pursuant to the terms of the Offer, Technical
Olympic USA accepted for payment, and will promptly pay for, all Shares validly
tendered and not withdrawn in the Offer.
Subject to satisfaction of the requirements of the Florida Business
Corporation Act, Technical Olympic USA intends to cause the Purchaser to merge
with and into the Company, resulting in the Company becoming an indirect wholly
owned subsidiary of Technical Olympic USA. In the Merger, each outstanding Share
(except for Shares held by the Company, Technical Olympic USA, the Purchaser or
by shareholders exercising dissenters' rights under Florida law, if available)
will be converted into the right to receive $19.10 per Share in cash and without
interest.
ITEM 12. EXHIBITS.
Item 12 is hereby supplemented by adding the exhibit set forth below.
EXHIBIT
NUMBER DESCRIPTION
------- -----------
(a)(10) -- Joint Press Release issued by the Company and Technical
Olympic USA on November 20, 2000.
<PAGE> 7
SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
TECHNICAL OLYMPIC USA, INC.
By: /s/ HOLLY A. HUBENAK
----------------------------------
Name: Holly A. Hubenak
Title: Vice President, Secretary
and General Counsel
TECHNICAL OLYMPIC S.A.
By: /s/ HOLLY A. HUBENAK
----------------------------------
Name: Holly A. Hubenak
Title: Vice President -- General
Counsel
TECHNICAL OLYMPIC (UK) PLC
By: /s/ HOLLY A. HUBENAK
----------------------------------
Name: Holly A. Hubenak
Title: Vice President -- General
Counsel
HELIOS ACQUISITION CORP.
By: /s/ HOLLY A. HUBENAK
----------------------------------
Name: Holly A. Hubenak
Title: Vice President and
Secretary
Dated: November 20, 2000
<PAGE> 8
EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
------- -----------
(a)(10) -- Joint Press Release issued by the Company and Technical
Olympic USA on November 20, 2000.
