<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)
Cayenne Software, Inc.
----------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
--------------------------------------
(Title of Class of Securities)
149744104
--------------------
(CUSIP Number)
Andrew S. Paul, Esq.
c/o Tudor Investment Corporation
One Liberty Plaza (51st Floor)
New York, New York 10006
(212) 602-6700
----------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 10, 1997
------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ].
Page 1
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- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tudor Investment Corporation
TIN: 22-2514825
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 594,308
EACH ----------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH ----------------------------------
10 SHARED DISPOSITIVE POWER
594,308
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
594,308
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- ----------------------------------------------------------------
Page 2
<PAGE>
- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Paul Tudor Jones, II
TIN:
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 623,200
EACH -----------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------
10 SHARED DISPOSITIVE POWER
623,200
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
623,200
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.5%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ----------------------------------------------------------------
Page 3
<PAGE>
- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Raptor Global Fund Ltd.
TIN: n/a
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 250,464
EACH -----------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------
10 SHARED DISPOSITIVE POWER
250,464
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
250,464
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- ----------------------------------------------------------------
Page 4
<PAGE>
- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Raptor Global Fund L.P.
TIN: 13-3735415
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 99,844
EACH -----------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------
10 SHARED DISPOSITIVE POWER
99,844
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
99,844
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------
Page 5
<PAGE>
- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tudor Arbitrage Partners L.P.
TIN: 13-3496979
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 28,892
EACH -----------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------
10 SHARED DISPOSITIVE POWER
28,892
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
28,892
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- ----------------------------------------------------------------
Page 6
<PAGE>
- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tudor Global Trading LLC
TIN: 13-3862744
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 28,892
EACH ------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH ------------------------------------
10 SHARED DISPOSITIVE POWER
28,892
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
28,892
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- ----------------------------------------------------------------
Page 7
<PAGE>
- ---------------------
CUSIP NO. 149744104
- ---------------------
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tudor BVI Futures, Ltd.
TIN: n/a
- ----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X ]
- ----------------------------------------------------------------
3. SEC USE ONLY
- ----------------------------------------------------------------
4. SOURCE OF FUNDS
OO
- ----------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
- ----------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
- ----------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 244,000
EACH ------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH ------------------------------------
10 SHARED DISPOSITIVE POWER
244,000
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
244,000
- ----------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- ----------------------------------------------------------------
Page 8
<PAGE>
Item 1. Security and Issuer
-------------------
This Amendment No. 3, dated January 14, 1997 to Statement on Schedule 13D
relates to the common stock, par value $.01 per share ("Common Stock"), of
Cayenne Software, Inc., a Massachusetts corporation (previously named BACHMAN
Information Systems Inc.) (the "Company"), and amends the Schedule 13D
previously filed and amended by Tudor Investment Corporation, a Delaware
corporation ("TIC"), Paul Tudor Jones, II, a natural person and a citizen of the
United States ("Mr. Jones"), The Raptor Global Fund Ltd., a company organized
under the laws of the Cayman Islands ("Raptor Ltd."), The Raptor Global Fund
L.P., a Delaware limited partnership ("Raptor L.P."), Tudor Arbitrage Partners
L.P., a Delaware limited partnership ("TAP) and Tudor BVI Futures, Ltd., a
corporation organized under the laws of the British Virgin Islands ("Tudor BVI",
and collectively with TIC, Mr. Jones, Raptor Ltd., Raptor L.P., TAP, and Tudor
Global Trading LLC, a Delaware limited liability company ("TGT"), the "Reporting
Persons").* The summaries of information on schedules attached hereto are
qualified in their entirety by reference to such schedules, which are
incorporated by reference herein.
The Company's principal executive offices are located at 8 New England Executive
Park, Burlington, Massachusetts 01803.
Item 2. Identity and Background.
------------------------
No change except the following:
The name, residence or business address, present principal occupation or
employment, the name, principal business and address of any corporation or other
organization in which such employment is conducted and the citizenship of each
natural person that is a director or executive officer of TIC, TGT, Raptor Ltd.
or Tudor BVI is set forth on Schedule I hereto and is incorporated by reference
herein. TIC is the sole general partner of Raptor L.P. TGT is the sole limited
partner of TAP.
During the last five years, none of the Reporting Persons, or to the best
knowledge and belief of the Reporting Persons, any of the individuals listed on
Schedule I hereto, has been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors) or has been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction as a
result of which any Reporting Person
- ---------------------
* For purposes of this Statement on Schedule 13D the Reporting Persons have
filed as a "group". Nevertheless, the Reporting Persons hereby disclaim that
they are members of a "group" for purposes of Section 13(d) of the Securities
Exchange Act of 1934 or for any other purpose.
Page 9
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or any person listed on Schedule I was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting activities subject
to, federal or state securities laws or finding any violation of such law,
except as follows:
On September 12, 1996, TIC settled a proceeding with the Securities and Exchange
Commission (the "SEC") relating to alledged violations of the "uptick rule" in
connection with certain sales of stock over a two day period in March 1994.
Without admitting or denying the SEC's findings, TIC paid a civil penalty of
$800,000, and agreed not to violate the uptick rule in the future.
Except as set forth in this Schedule 13D, none of the Reporting Persons
currently has any plans or proposals which relate to or would result in any of
the transactions, actions or events enumerated in paragraphs (a) through (j) of
the instructions to Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer.
-------------------------------------
Attached hereto as Schedule II is a list of the transactions by each of the
Reporting Persons in Common Stock since June 20, 1996.
Because TIC is the sole general partner of Raptor L.P. and provides investment
advisory services to Raptor Ltd., Raptor L.P. and Tudor BVI, TIC may be deemed
to beneficially own the shares of Common Stock owned by each of such Reporting
Persons. TGT, as the sole general partner of TAP, may be deemed to beneficially
own the shares of Common Stock owned by TAP. In addition, because Mr. Jones
owns a majority of the capital stock and voting securities of TIC and indirectly
owns a majority of the equity interests in TGT, Mr. Jones may be deemed to
beneficially own the shares of Common Stock deemed beneficially owned by TIC and
TGT.
Based on the information contained in the Company's Form 10-Q for the period
ended September 30, 1996 that there are 17,687,406 shares of Common Stock issued
and outstanding as of November 8, 1996, each Reporting Person beneficially owns
(or, with respect to TIC, Mr. Jones and TGT, may be deemed to beneficially own)
the number and percentage of outstanding shares of Common Stock listed in the
responses to Items 11 and 13, respectively, of the cover page filed herewith for
such Reporting Person. In addition, the number of shares of Common Stock
beneficially owned (or, with respect to TIC, Mr. Jones and TGT, which may be
deemed beneficially owned) by each Reporting Person with respect to which such
Reporting Person (i) has sole voting power, (ii) shares voting power, (iii) has
sole dispositive power and (iv) shares dispositive power are listed in the
responses to Items 7, 8, 9 and 10, respectively, of the cover page filed
herewith for such Reporting
Page 10
<PAGE>
Person. The voting and dispositive power is reported as shared because each of
the Reporting Persons (other than TIC and Mr. Jones) has the power to remove TIC
as its investment advisor or general partner. Each of the Reporting Persons
(other than TIC and Mr. Jones) expressly disclaim beneficial ownership of the
shares of Common Stock beneficially owned by any other Reporting Person and each
of TIC, Mr. Jones and TGT disclaim beneficial ownership of the Common Stock
beneficially owned by Raptor Ltd., Raptor L.P., TAP, Tudor BVI and, in the case
of TIC and Mr. Jones, TGT.
Following the sales reported on Schedule II, none of the Reporting Persons
remained the beneficial owner, pursuant to Rule 13(d)(1)(i), of more than 5% of
the Common Stock of the Company.
Page 11
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this Schedule 13D is true, complete and
correct.
Dated: January 14, 1997
TUDOR INVESTMENT CORPORATION
By: /s/ Andrew S. Paul
---------------------
Name: Andrew S. Paul
Title: Vice President &
General Counsel
/s/ Paul Tudor Jones, II
--------------------------
Paul Tudor Jones, II
THE RAPTOR GLOBAL FUND LTD.
By: TUDOR INVESTMENT CORPORATION,
Trading Advisor
By: /s/ Andrew S. Paul
---------------------
Name: Andrew S. Paul
Title: Vice President &
General Counsel
THE RAPTOR GLOBAL FUND L.P.
By: TUDOR INVESTMENT CORPORATION,
General Partner
By: /s/ Andrew S. Paul
---------------------
Name: Andrew S. Paul
Title: Vice President &
General Counsel
Page 12
<PAGE>
TUDOR ARBITRAGE PARTNERS L.P.
By: TUDOR GLOBAL TRADING LLC,
General Partner
By: /s/ Andrew S. Paul
---------------------
Name: Andrew S. Paul
Title: Vice President &
General Counsel
TUDOR GLOBAL TRADING LLC
By: /s/ Andrew S. Paul
---------------------
Name: Andrew S. Paul
Title: Vice President &
General Counsel
TUDOR BVI FUTURES, LTD.
By: TUDOR INVESTMENT CORPORATION,
Trading Advisor
By: /s/ Andrew S. Paul
---------------------
Name: Andrew S. Paul
Title: Vice President &
General Counsel
Page 13
<PAGE>
Schedule I
EXECUTIVE OFFICERS AND DIRECTORS
OF THE REPORTING PERSONS
I. TIC
The name, residence or business address, present principal occupation or
employment, the name, principal business and address of any corporation or other
organization in which such employment is conducted and the citizenship of each
executive officer or director of TIC is set forth below. Unless otherwise
indicated (i) the principal occupation or employment of such person is as an
executive officer or director of TIC, (ii) the business address of such person
is c/o TIC at the address of TIC set forth under Item 2 of this Schedule 13D,
(iii) such person is a citizen of the United States and (iv) to the knowledge of
the Reporting Persons, such person does not beneficially own and has not had any
transactions in the Common Stock.
Principal Occupation/
Name Business Address
- ---- -------------------------------
Paul Tudor Jones, II* Chairman of the Board of Directors, Chief Executive
Officer of TIC.
Mark F. Dalton Director, President and Chief Operating Officer of TIC.
James J. Pallotta Director and Vice President of TIC.
Mark A. Heffernan Director of TIC. Mr. Heffernan trades in securities and
Citizen of United other financial instruments for Tudor Proprietary
Kingdom Trading L.L.C. and certain investment funds advised by
Tudor Capital (U.K.), L.P., both of which are located
at The Upper Mill, Kingston Road, Ewell, Surrey KT17
2AF, England.
Andrew S. Paul Director, Vice President, General Counsel and Corporate
Secretary of TIC.
Richard L. Fisher Director of TIC. Mr. Fisher is Vice President of
Investments and Acquisitions and a Managing Director of
Dunavant Enterprises, Inc., 3797 Getwell Road, Memphis,
TN 38118.
Mark Pickard Vice President and Chief Financial Officer of TIC.
- ----------------
* See Item 5 of this Schedule 13D for a discussion of Mr. Jones' potential
beneficial ownership of Common Stock.
Page 14
<PAGE>
II. RAPTOR LTD.
The name, residence or business address, present principal occupation or
employment, the name, principal business and address of any corporation or other
organization in which such employment is conducted and the citizenship of each
executive officer or director of Raptor Ltd. is set forth below. Unless
otherwise indicated (i) the principal occupation or employment of such person is
as set forth below, (ii) the business address of such person is c/o Inter
Caribbean Services Ltd., (iii) such person is a citizen of the country set forth
below and (iv) to the knowledge of the Reporting Persons, such person does not
beneficially own and has not had any transactions in the Common Stock.
Principal Occupation/
Name Business Address
- ---- -------------------------------
Inter Caribbean Director of Raptor Ltd. The principal place of
Services Ltd. business of Inter Caribbean Services Ltd. is
Incorporated in British c/o Curacao International Trust Company N.V.
Virgin Islands ("CITCO"), Kaya Flamboyan 9, Netherlands Antilles.
Bernard A. Loze Director of Raptor Ltd. Chairman and Chief
Citizen of France Executive Officer of Loze et Associe, 43, Avenue
Marceau, Paris 75116, France, which is a consulting
firm that provides financial and investment advice to
international clients.
Arpad A. Busson Director of Raptor Ltd. Chairman of European
Citizen of France Investment Managers, c/o Harney, Westwood & Riegels,
P.O. Box 71, Road Town, Tortola, British Virgin
Islands, which is a consulting and money management
firm.
Jean-Pierre Jacquemoud Director of Raptor Ltd. Attorney, Jacquemoud &
Citizen of Switzerland Stanislas, 2, rue Bellow, Geneva 1206, Switzerland.
Page 15
<PAGE>
III. TUDOR GLOBAL TRADING LLC
The name and present principal occupation or employment of each executive
officer of TGT is set forth below. Each of such persons holds identical titles
for TIC and TGT. The business address of such person is c/o TIC at the address
of TIC set forth under Item 2 of this Schedule 13D, each such person is a
citizen of the United States and to the knowledge of the Reporting Persons, such
person does not beneficially own and has not had any transactions in the Common
Stock.
Name Principal Occupation
- ---- ---------------------------------------
Paul Tudor Jones, II* Chairman of the Board of Directors, Chief Executive
Officer of TIC.
Mark F. Dalton Director, President and Chief Operating Officer of TIC.
James J. Pallotta Director and Vice President of TIC.
Andrew S. Paul Director, Vice President, General Counsel and Corporate
Secretary of TIC.
Mark Pickard Vice President and Chief Financial Officer of TIC.
- --------------
* See Item 5 of this Schedule 13D for a discussion of Mr. Jones' potential
beneficial ownership of Common Stock.
Page 16
<PAGE>
IV. TUDOR BVI
The name, residence or business address, present principal occupation or
employment, the name, principal business and address of any corporation or other
organization in which such employment is conducted and the citizenship of each
executive officer or director of Tudor BVI is set forth below. To the knowledge
of the Reporting Persons, the below listed persons neither currently
beneficially own nor have had any transactions in the Common Stock.
Principal Occupation/
Name Business Address
- ---- -------------------------------
Inter Caribbean Director of Tudor BVI. See information under Raptor
Services Ltd. Ltd.
David P. d'Abrumenil Director of Tudor BVI.
Citizen of United Chairman, Lionspring Enterprises Limited, 36 John
Kingdom Street, London WC1N 2AT, England, which is a financial
consulting firm.
Jean-Pierre Jacquemoud Director of Tudor BVI. See information under Raptor
Citizen of Switzerland Ltd.
Bernard A. Loze Director of Tudor BVI. See information under Raptor
Ltd.
Arpad A. Busson Director of Tudor BVI. See information under Raptor
Ltd.
Page 17
<PAGE>
Schedule II
TRANSACTIONS
All shares of Common Stock were purchased or sold in open market transactions
for cash.
Tudor BVI
- -------------
Date Transaction # Shares $/Share
- ------------- ------------------- --------------- -----------
07/02/96 Sale 33,300 $6.5000
07/23/96 Sale 1,600 $6.1250
08/22/96 Sale 6,900 $5.8996
10/15/96 Sale 10,400 $5.1250
10/15/96 Sale 400 $5.0625
10/15/96 Sale 7,800 $5.0824
01/10/97 Sale 154,000 $4.0300
Total Common Stock beneficially owned as of the date this
Schedule 13D: 244,000
Raptor L.P.
- -------------
Date Transaction # Shares $/Share
- ------------- ------------------- --------------- -----------
07/02/96 Sale 6,600 $6.5000
07/23/96 Sale 600 $6.1250
08/22/96 Sale 2,800 $5.8996
10/15/96 Sale 4,200 $5.1250
10/15/96 Sale 200 $5.0625
10/15/96 Sale 3,200 $5.0824
01/10/97 Sale 59,100 $4.0300
Total Common Stock beneficially owned as of the date of this
Schedule 13D: 99,844
Page 18
<PAGE>
TAP
- -------------
Date Transaction # Shares $/Share
- ------------- ------------------- --------------- -----------
07/02/96 Sale 2,900 $6.5000
07/23/96 Sale 200 $6.1250
08/22/96 Sale 700 $5.8996
10/15/96 Sale 1,100 $5.1250
10/15/96 Sale 800 $5.0824
01/10/97 Sale 12,100 $4.0300
Total Common Stock beneficially owned as of the date of this
Schedule 13D: 28,892
Raptor Ltd.
- -------------
Date Transaction # Shares $/Share
- ------------- ------------------- --------------- -----------
07/02/96 Purchase 42,800 $6.5000
07/23/96 Sale 1,500 $6.1250
08/22/96 Sale 6,100 $5.8996
10/15/96 Sale 9,300 $5.1250
10/15/96 Sale 400 $5.0625
10/15/96 Sale 7,000 $5.0824
01/10/97 Sale 104,800 $4.0300
v
Total Common Stock beneficially owned as of the date of this
Schedule 13D: 250,464
Page 19
