<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Act of 1934 (Amendment No. 2)
Unify Corp.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
904743101000
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(CUSIP Number)
Kenneth A. Korb, Esq.
Perkins, Smith & Cohen, LLP, One Beacon Street, Boston, MA 02108
(617) 854-4000
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
January 2, 1998
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(Date of Event which Requires Filing of This Statement)
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CUSIP No. 904743101000 Page 2 of 11
SCHEDULE 13D
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Katherine O'Donnell
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X
---
(b)
---
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) ---
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
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7 SOLE VOTING POWER
NUMBER OF 4,600
SHARES ---------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 4,600
WITH ---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,600
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 0.1%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION
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CUSIP No. 904743101000 Page 3 of 11
SCHEDULE 13D
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joseph J. O'Donnell as custodian for Casey L. O'Donnell (a minor)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X
---
(b)
---
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) ---
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
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7 SOLE VOTING POWER
NUMBER OF 13,500
SHARES ---------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 13,500
WITH ---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,500
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 0.2%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION
<PAGE> 4
CUSIP No. 904743101000 Page 4 of 11
SCHEDULE 13D
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joseph J. O'Donnell as custodian for Kate A. O'Donnell (a minor)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X
---
(b)
---
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) ---
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
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7 SOLE VOTING POWER
NUMBER OF 13,300
SHARES ---------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 13,300
WITH ---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,300
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 0.2%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION
<PAGE> 5
CUSIP No. 904743101000 Page 5 of 11
SCHEDULE 13D
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William J. Eisen, Agent for the Blind Trust u/d/t dated 3/26/93, Katherine
O'Donnell, as Settlor (hereinafter the "Blind Trust") 04-6728218
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X
---
(b)
---
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) ---
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Organized under the laws of the Cook Islands, South Pacific
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7 SOLE VOTING POWER
NUMBER OF 582,150
SHARES ---------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 582,150
WITH ---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
582,150
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.1%
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14 TYPE OF REPORTING PERSON*
OO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION
<PAGE> 6
CUSIP No. 904743101000 Page 6 of 11
SCHEDULE 13D
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joseph J. O'Donnell, Investment Retirement Account
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X
---
(b)
---
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) ---
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
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7 SOLE VOTING POWER
NUMBER OF 400
SHARES ---------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 400
WITH ---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
400
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 0.1%
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14 TYPE OF REPORTING PERSON*
EP
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION
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CUSIP No. 904743101000 Page 7 of 11
SCHEDULE 13D
ITEM 1. SECURITY AND ISSUER
Class of Securities: Common Stock
Unify Corp.
181 Metro Drive, Suite 300
San Jose, CA 95110
ITEM 2. IDENTITY AND BACKGROUND
(a) Name:
Katherine O'Donnell
Joseph O'Donnell as custodian for Casey L. O'Donnell under Massachusetts
Uniform Transfers to Minor Act
Joseph O'Donnell as custodian for Kate A. O'Donnell under Massachusetts
Uniform Transfers to Minor Act
William J. Eisen, Agent for The Blind Trust u/d/t 3/26/93
Joseph J. O'Donnell Investment Retirement Account
(b) Residence or business address:
Katherine O'Donnell
Joseph O'Donnell as custodian for Casey L. O'Donnell
Joseph O'Donnell as custodian for Kate A. O'Donnell
15 Clairmont Road, Belmont, MA 02178
William J. Eisen, Agent for The Blind Trust u/d/t 3/26/93 ("The Blind
Trust") c/o Lourie & Cutler, P.C., 60 State Street, Boston, MA 02109
Joseph J. O'Donnell Investment Retirement Account
15 Clairmont Road, Belmont, MA 02178
(c) Katherine O'Donnell: housewife
Joseph O'Donnell: business executive
(d) Not applicable to any member of the group.
(e) Not applicable to any member of the group.
(f) U.S. for each reporting person other than The Blind Trust which was
organized under the laws of the Cook Islands, South Pacific.
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CUSIP No. 904743101000 Page 8 of 11
SCHEDULE 13D
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Katherine O'Donnell: $21,850.00; source of funds is personal and not
borrowed or otherwise obtained; securities were acquired by purchase.
Joseph O'Donnell a/c/f Casey L. O'Donnell: $49,232.00; source of funds is
personal and not borrowed or otherwise obtained; securities were acquired
by purchase.
Joseph O'Donnell a/c/f Kate A. O'Donnell: $46,637.00; source of funds is
personal and not borrowed or otherwise obtained; securities were acquired
by purchase.
The Blind Trust: $2,446,245.75; source of funds is personal and not borrowed
or otherwise obtained; securities were acquired by purchase.
Joseph J. O'Donnell Investment Retirement Account: $2,502.60; source of
funds is personal and not borrowed or otherwise obtained; securities were
acquired by purchase.
ITEM 4. PURPOSE OF TRANSACTION
The purpose of the transactions for each reporting person was solely for
investment.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) Katherine O'Donnell
aggregate number of shares: 4,600
percentage of class of securities: Less than 0.1%
Joseph J. O'Donnell a/c/f Casey L. O'Donnell
aggregate number of shares: 13,500
percentage of class of securities: less than 0.2 %
Joseph J. O'Donnell a/c/f Kate A. O'Donnell
aggregate number of shares: 13,300
percentage of class of securities: less than 0.2 %
The Blind Trust
aggregate number of shares: 582,150
percentage of class of securities: 7.1%
Joseph J. O'Donnell Investment Retirement Account
aggregate number of shares: 400
percentage of class of securities: less than 0.1%
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CUSIP No. 904743101000 Page 9 of 11
SCHEDULE 13D
(b) Katherine O'Donnell
Sole voting power: 4,600
Shared voting power: 0
Sole dispositive power: 4,600
Shared dispositive power: 0
Joseph J. O'Donnell a/c/f Casey L. O'Donnell
Sole voting power: 13,500
Shared voting power: 0
Sole dispositive power: 13,500
Shared dispositive power: 0
Joseph J. O'Donnell a/c/f Kate A. O'Donnell
Sole voting power: 13,300
Shared voting power: 0
Sole dispositive power: 13,300
Shared dispositive power: 0
The Blind Trust
Sole voting power: 582,150
Shared voting power: 0
Sole dispositive power: 582,150
Shared dispositive power: 0
Joseph J. O'Donnell Investment Retirement Account
Sole voting power: 400
Shared voting power: 0
Sole dispositive power: 400
Shared dispositive power: 0
(c) Katherine O'Donnell: N/A
Joseph J. O'Donnell a/c/f Casey L. O'Donnell: 10,000 shares
Joseph J. O'Donnell a/c/f Kate A. O'Donnell: 10,000 shares
The Blind Trust: 85,000 shares
Joseph J. O'Donnell Investment Retirement Account: N/A
(d) No other person has such rights other than the respective reporting person.
(e) Not applicable.
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CUSIP No. 904743101000 Page 10 of 11
SCHEDULE 13D
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
The reporting persons are members of a family and its legal affiliates who have
no arrangement or other understanding among them, with respect to the securities
of the issuer, other than to make an investment in such securities.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Not applicable.
NOTE: Please see the copy of Agency Agreement dated August 16, 1994, which
was submitted as an Exhibit with the original paper filing of Schedule
13D, on or about February 21, 1997, and is incorporated herein by this
reference, as evidence of the authority of the agent to sign this
statement on behalf of The Blind Trust.
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CUSIP No. 904743101000 Page 11 of 11
SCHEDULE 13D
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: January 9, 1998 /S/ Katherine O'Donnell
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Signature
Name/Title: Katherine O'Donnell
Date: January 9, 1998 /S/ Joseph O'Donnell
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Signature
Name/Title: Joseph O'Donnell as custodian for
Casey L. O'Donnell U/MA/UTMA
Date: January 9, 1998 /S/ Joseph O'Donnell
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Signature
Name/Title: Joseph O'Donnell as custodian for
Kate A. O'Donnell U/MA/UTMA
The Blind Trust u/d/t dated 3/26/93
Date: January 9, 1998 /S/ William J. Eisen
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Signature
Name/Title: William J. Eisen, Agent
Date: January 9, 1998 /S/ Joseph J. O'Donnell
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Signature
Name/Title: Joseph J. O'Donnell IRA
