<PAGE> 1
Registration Statement No. 33-43628
811-6465
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 25
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 25
THE TRAVELERS SERIES TRUST
(Exact name of Registrant)
ONE TOWER SQUARE, HARTFORD, CONNECTICUT 06183
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (860) 277-0111
ERNEST J. WRIGHT
Secretary to the Board of Trustees
The Travelers Series Trust
One Tower Square
Hartford, Connecticut 06183
(Name and Address of Agent for Service)
Approximate Date of Proposed Public Offering:
It is proposed that this filing will become effective (check appropriate box):
/X/ immediately upon filing pursuant to paragraph (b).
/ / on May 1, 1999 pursuant to paragraph (b).
/ / 60 days after filing pursuant to paragraph (a)(1).
/ / on April 14, 1999 pursuant to paragraph (a)(1)
/ / 75 days after filing pursuant to paragraph (a)(2).
/ / on __________ pursuant to paragraph (a)(2) of Rule 485.
/ / on __________ pursuant to paragraph (a)(3) of Rule 485.
If appropriate, check the following box:
/ / this post-effective amendment designates a new effective date for
a previously filed post-effective amendment.
<PAGE> 2
The sole purpose of this Registration Statement is to incorporate by reference
Post-Effective Amendment #24 to the Registration Statement and Post-Effective
Amendment #23 to the Registration Statement into this Registration Statement.
<PAGE> 3
PART C
OTHER INFORMATION
EXHIBITS
(a) Agreement and Declaration of Trust. (Incorporated herein by reference
to Exhibit 1 to Post-Effective Amendment No. 13 to the Registration
Statement on Form N-1A filed on April 3, 1996.)
(b) By-Laws. (Incorporated herein by reference to Exhibit 2 to
Post-Effective Amendment No. 13 to the Registration Statement on Form
N-1A, filed April 3, 1996.)
(d)(1) Investment Advisory Agreement between the U.S. Government Securities
Portfolio and Travelers Asset Management International Corporation.
(Incorporated herein by reference to Exhibit 5(a) to Post-Effective
Amendment No. 13 to the Registration Statement on Form N-1A, filed
April 3, 1996.)
(d)(2) Investment Advisory Agreement between the Social Awareness Stock
Portfolio and Mutual Management Corp. (formerly known as Smith Barney
Mutual Fund Management Inc.). (Incorporated herein by reference to
Exhibit 5(b) to Post-Effective Amendment No. 11 to the Registration
Statement on Form N-1A filed on April 25, 1995.)
(d)(3) Investment Advisory Agreement between the Utilities Portfolio and
Mutual Management Corp. (formerly known as Smith Barney Mutual Fund
Management Inc.). (Incorporated herein by reference to Exhibit 5(c)
to Post-Effective Amendment No. 11 to the Registration Statement on
Form N-1A filed on April 25, 1995.)
(d)(4) Investment Advisory Agreement between the Zero Coupon Bond Fund
Portfolios of The Trust and Travelers Asset Management International
Corporation. (Incorporated herein by reference to Exhibit 5(d) to
Post-Effective Amendment No. 12 to the Registration Statement on N-1A
filed on June 2, 1995.)
(d)(5) Investment Advisory Agreement between MFS Emerging Growth Portfolio
of the Registrant and Travelers Asset Management International
Corporation. (Incorporated herein by reference to Exhibit 5(e) to
Post-Effective Amendment No. 16 to the Registration Statement on N-1A
filed on July 31, 1996.)
(d)(6) Investment Advisory Agreement between Federated High Yield Portfolio
of the Registrant and Travelers Asset Management International
Corporation. (Incorporated herein by reference to Exhibit 5(f) to
Post-Effective Amendment No. 16 to the Registration Statement on N-1A
filed on July 31, 1996.)
(d)(7) Investment Advisory Agreement between Federated Stock Portfolio of
the Registrant and Travelers Asset Management International
Corporation. (Incorporated herein by reference to Exhibit 5(g) to
Post-Effective Amendment No. 16 to the Registration Statement on N-1A
filed on July 31, 1996.)
(d)(8) Investment Advisory Agreement between Lazard International Stock
Portfolio of the Registrant and Travelers Asset Management
International Corporation. (Incorporated herein by reference to
Exhibit 5(h) to Post-Effective Amendment No. 16 to the Registration
Statement on N-1A filed on July 31, 1996.)
(d)(9) Investment Advisory Agreement between Large Cap Portfolio of the
Registrant and Travelers Asset Management International Corporation.
(Incorporated herein by reference to Exhibit
<PAGE> 4
5(i) to Post-Effective Amendment No. 16 to the Registration Statement
on N-1A filed on July 31, 1996.)
(d)(10) Investment Advisory Agreement between Equity Income Portfolio of the
Registrant and Travelers Asset Management International Corporation.
(Incorporated herein by reference to Exhibit 5(j) to Post-Effective
Amendment No. 16 to the Registration Statement on N-1A filed on July
31, 1996.)
(d)(11) Investment Advisory Agreement between Travelers Quality Bond
Portfolio of the Registrant and Travelers Asset Management
International Corporation. (Incorporated herein by reference to
Exhibit 5(k) to Post-Effective Amendment No. 16 to the Registration
Statement on N-1A filed on July 31, 1996.)
(d)(12) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Massachusetts Financial Services
Company as Subadviser to MFS Emerging Growth Portfolio. (Incorporated
herein by reference to Exhibit 5(l) to Post-Effective Amendment No.
16 to the Registration Statement on N-1A filed on July 31, 1996.)
(d)(13) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Federated Investment Counseling as
Subadviser to Federated High Yield Portfolio. Incorporated herein by
reference to Exhibit 5(m) to Post-Effective Amendment No. 16 to the
Registration Statement on N-1A filed on July 31, 1996.)
(d)(14) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Federated Investment Counseling as
Subadviser to Federated Stock Portfolio. (Incorporated herein by
reference to Exhibit 5(n) to Post-Effective Amendment No. 16 to the
Registration Statement on N-1A filed on July 31, 1996.)
(d)(15) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Lazard Freres Asset Management as
Subadviser to Lazard International Stock Portfolio. (Incorporated
herein by reference to Exhibit 5(o) to Post-Effective Amendment No.
16 to the Registration Statement on N-1A filed on July 31, 1996.)
(d)(16) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Fidelity Management & Research Company
as Subadviser to Equity Income Portfolio and Large Cap Portfolio.
(Incorporated herein by reference to Exhibit 5(p) to Post-Effective
Amendment No. 16 to the Registration Statement on N-1A filed on July
31, 1996.)
(d)(17) Sub-Subadvisory Agreement between Fidelity Management & Research
Company and Fidelity Management & Research (U.K.) Inc. (Incorporated
herein by reference to Exhibit 5(q) to Post-Effective Amendment No.
16 to the Registration Statement on N-1A filed on July 31, 1996.)
(d)(18) Sub-Subadvisory Agreement between Fidelity Management & Research
Company and Fidelity Management & Research (Far East) Inc.
(Incorporated herein by reference to Exhibit 5(r) to Post-Effective
Amendment No. 16 to the Registration Statement on N-1A filed on July
31, 1996.)
(d)(19) Investment Advisory Agreement between The Mid Cap Disciplined Equity
Fund of the Registrant and Travelers Asset Management International
Corporation. (Incorporated herein by reference to Exhibit 5(s) to
Post-Effective Amendment No. 17 to the Registration Statement on N-1A
filed on October 31, 1996.)
(d)(20) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and The Travelers Investment Management
Company, as Subadviser to the Mid-Cap
<PAGE> 5
Disciplined Equity Fund. (Incorporated herein by reference to Exhibit
5(t) to Post-Effective Amendment No. 17 to the Registration Statement
on N-1A filed on October 31, 1996.)
(d)(21) Investment Advisory Agreement between Travelers Asset Management
International Corporation and the MFS Mid Cap Growth Portfolio of the
Registrant. (Incorporated herein by reference to Exhibit 5(u) to
Post-Effective Amendment No. 21 to the Registration Statement on Form
N-1A filed on October 27, 1997.)
(d)(22) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Massachusetts Financial Services
Corporation, as Subadviser for MFS Mid Cap Growth Portfolio.
(Incorporated herein by reference to Exhibit 5(v) to Post-Effective
Amendment No. 21 to the Registration Statement on Form N-1A filed on
October 27, 1997.)
(d)(23) Investment Advisory Agreement between Travelers Asset Management
International Corporation and the MFS Research Portfolio of the
Registrant. (Incorporated herein by reference to Exhibit 5(w) to
Post-Effective Amendment No. 21 to the Registration Statement on Form
N-1A filed on October 27, 1997.)
(d)(24) Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Massachusetts Financial Service
Corporation, as Subadviser for MFS Research Portfolio. (Incorporated
herein by reference to Exhibit 5(x) to Post-Effective Amendment No.
21 to the Registration Statement on Form N-1A filed on October 27,
1997.)
(d)(25) Form of Investment Advisory Agreement between Travelers Asset
Management International Corporation and the NWQ Large Cap Portfolio
of the Registrant. (Incorporated herein by reference to Exhibit 5(y)
to Post-Effective Amendment No. 23 to the Registration Statement on
Form N-1A filed on April 23, 1998.)
(d)(26) Form of Sub-Advisory Agreement between Travelers Asset Management
International Corporation and NWQ Investment Management Company, as
Subadviser for the NWQ Large Cap Portfolio. (Incorporated herein by
reference to Exhibit 5(z) to Post-Effective Amendment No. 23 to the
Registration Statement on Form N-1A filed on April 23, 1998.)
(d)(27) Form of Investment Advisory Agreement between Travelers Asset
Management International Corporation and the Jurika & Voyles Core
Equity Portfolio of the Registrant. (Incorporated herein by reference
to Exhibit 5(aa) to Post-Effective Amendment No. 23 to the
Registration Statement on Form N-1A filed on April 23, 1998.)
(d)(28) Form of Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Jurika & Voyles Fund Group, as
Subadviser for the Jurika & Voyles All Cap Portfolio. (Incorporated
herein by reference to Exhibit 5(bb) to Post-Effective Amendment No.
23 to the Registration Statement on Form N-1A filed on April 23,
1998.)
(d)(29) Form of Investment Advisory Agreement between Travelers Asset
Management International Corporation and the Disciplined Small Cap
Stock Portfolio of the Registrant. (Incorporated herein by reference
to Exhibit 5(cc) to Post-Effective Amendment No. 23 to the
Registration Statement on Form N-1A filed on April 23, 1998.)
(d)(30) Form of Sub-Advisory Agreement between Travelers Asset Management
International Corporation and The Travelers Investment Management
Company, as Subadviser for the Disciplined Small Cap Stock Portfolio.
(Incorporated herein by reference to Exhibit 5(dd) to Post-Effective
Amendment No. 23 to the Registration Statement on Form N-1A filed on
April 23, 1998.)
(d)(31) Form of Investment Advisory Agreement between Travelers Asset
Management International Corporation and the Strategic Stock
Portfolio of the Registrant. (Incorporated herein by
<PAGE> 6
reference to Exhibit 5(ee) to Post-Effective Amendment No. 23 to the
Registration Statement on Form N-1A filed on April 23, 1998.)
(d)(32) Form of Sub-Advisory Agreement between Travelers Asset Management
International Corporation and Travelers Investment Adviser, as
Subadviser for the Strategic Stock Portfolio. (Incorporated herein by
reference to Exhibit 5(ff) to Post-Effective Amendment No. 23 to the
Registration Statement on Form N-1A filed on April 23, 1998.)
(d)(33) Form of Investment Advisory Agreement between Travelers Asset
Management International Corporation and the Convertible Bond
Portfolio of the Registrant. (Incorporated herein by reference to
Exhibit 5(gg) to Post-Effective Amendment No. 23 to the Registration
Statement on Form N-1A filed on April 23, 1998.)
(g)(1) Custody Agreement between the Registrant and Chase Manhattan Bank,
N.A., Brooklyn, New York. (Incorporated herein by reference to
Exhibit 8(a) to Post-Effective Amendment No. 19 to the Registration
Statement on Form N-1A filed on April 21, 1997.)
(g)(2) Custody Agreement between the Registrant and PNC Bank. (Incorporated
herein by reference to Exhibit 8(b) to Post-Effective Amendment No.
16 to the Registration Statement on Form N-1A filed on July 31,
1996.)
(g)(3) Custody Agreement between the Registrant and Bank of New York.
(Incorporated herein by reference to Exhibit 8(c) to Post-Effective
Amendment No. 16 to the Registration Statement on Form N-1A filed on
July 31, 1996.)
(g)(4) Form of Subcustody Agreement between Morgan Stanley Trust Company and
Subcustodians. (Incorporated herein by reference to Exhibit 8(d) to
Post-Effective Amendment No. 23 to the Registration Statement on Form
N-1A filed on April 23, 1998.)
(g)(5) Custody Agreement between the Registrant and Brown Brothers Harriman
& Co. (Incorporated herein by reference to Exhibit 8(e) to
Post-Effective Amendment No. 16 to the Registration Statement on Form
N-1A filed on July 31, 1996.)
(h)(1) Transfer and Recordkeeping Agreement between the Registrant and The
Travelers Insurance Company. (Incorporated herein by reference to
Exhibit 9 to Post-Effective Amendment No. 13 to the Registration
Statement on Form N-1A, filed April 3, 1996.)
(h)(2) Amendment to Transfer and Recordkeeping Agreement between the
Registrant and The Travelers Insurance Company. (Incorporated herein
by reference to Exhibit 9(b) to Post-Effective Amendment No. 16 to
the Registration Statement on Form N-1A filed on July 31, 1996.)
(h)(3) Transfer Agent Agreement between Fidelity Investments Institutional
Operations Company and the Equity Income Portfolio and Large Cap
Portfolio of the Registrant. (Incorporated herein by reference to
Exhibit 9(c) to Post-Effective Amendment No. 16 to the Registration
Statement on Form N-1A filed on July 31, 1996.)
(h)(4) Administrative Services Agreement between the Registrant and The
Travelers Insurance Company. (Incorporated herein by reference to
Exhibit 9(d) to Post-Effective Amendment No. 16 to the Registration
Statement on Form N-1A filed on July 31, 1996.) Amendments No. 1, 2,
3 and 4 to the Administrative Services Agreement between the
Registrant and The Travelers Insurance Company. (Incorporated herein
by reference to Exhibit 9(d) to Post-Effective Amendment No. 22 to
the Registration Statement on Form N-1A filed on February 12, 1998.)
<PAGE> 7
(h)(5) Service Agent Agreement between Fidelity Service Company and the
Equity Income Portfolio and Large Cap Portfolio of the Registrant.
(Incorporated herein by reference to Exhibit 9(e) to Post-Effective
Amendment No. 16 to the Registration Statement on Form N-1A filed on
July 31, 1996.)
(h)(6) Participation Agreement between the Registrant and The Travelers
Insurance Company. (Incorporated herein by reference to Exhibit 9(f)
to Post-Effective Amendment No. 19 to the Registration Statement on
Form N-1A filed on April 21, 1997.)
(h)(7) Form of Transfer Agency and Registrar Agreement between the Trust and
First Data Investor Services Group, Inc. (Incorporated herein by
reference to Exhibit 9(g) to Post-Effective Amendment No. 23 to the
Registration Statement on Form N-1A filed on April 23, 1998.)
(i) Opinion and Consent of Counsel. (Incorporated herein by reference to
the Registrant's most recent Rule 24f-2 Notice filing on March 25,
1998.)
(j) Consent of Coopers & Lybrand L.L.P., Independent Accountants. To be
filed by amendment Consent of KPMG Peat Marwick LLP, Independent
Certified Public Accountants. Consent of Price Waterhouse LLP,
Independent Accountants.
(j)(2) Powers of Attorney authorizing Ernest J. Wright, Secretary or
Kathleen A. McGah, Assistant Secretary as signatory for Heath B.
McLendon, Knight Edwards, Robert E. McGill III, Lewis Mandell,
Frances M. Hawk and Ian R. Stuart. (Incorporated herein by reference
to Exhibit 11(b) to Post-Effective Amendment No. 13 to the
Registration Statement on Form N-1A, filed April 3, 1996.)
Power of Attorney authorizing Ernest J. Wright or Kathleen A. McGah
as signatory for Lewis E. Daidone. (incorporated herein by reference
to Exhibit 11 to Post-Effective Amendment No. 18 to the Registration
Statement on Form N-1A filed on February 24, 1997.)
(n) Financial Data Schedule. To be filed by amendment
Item 24. Persons Controlled By or Under Common Control With the Registrant
Not Applicable.
Item 25. Indemnification
Provisions for the indemnification of the Series Trust's Trustees and officers
are contained in and are incorporated by reference to the Series Trust's
Declaration of Trust, which was filed with Post-Effective Amendment No. 13 to
this Registration Statement as Exhibit 1.
Rule 484 Undertaking
Insofar as indemnification for liability arising under the Securities Act of
1933 may be permitted to directors, officers and controlling persons of the
registrant pursuant to the foregoing provisions, or otherwise, the registrant
has been advised that in the opinion of the Securities and Exchange Commission
such indemnification is against public policy as expressed in the Act and is,
therefore, unenforceable. In the event that a claim for indemnification against
such liabilities (other than the payment by the registrant of expenses incurred
or paid by a director, officer or controlling person of the registrant in the
successful defense of any action, suit or proceeding) is asserted by such
director, officer or controlling person in connection with the securities being
registered, the registrant will, unless in the opinion of its counsel the matter
has been settled by controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by it is against public
policy as expressed in the Act and will be governed by the final adjudication of
such issue.
<PAGE> 8
Item 26. Business and Other Connections of Investment Advisers
U.S. GOVERNMENT SECURITIES PORTFOLIO
ZERO COUPON BOND PORTFOLIOS (SERIES 2000, 2005)
LARGE CAP PORTFOLIO
EQUITY INCOME PORTFOLIO
TRAVELERS QUALITY BOND PORTFOLIO
LAZARD INTERNATIONAL STOCK PORTFOLIO
MFS EMERGING GROWTH PORTFOLIO
MFS MID CAP GROWTH PORTFOLIO
MFS RESEARCH PORTFOLIO
FEDERATED HIGH YIELD PORTFOLIO
FEDERATED STOCK PORTFOLIO
DISCIPLINED MID CAP STOCK PORTFOLIO
DISCIPLINED SMALL CAP STOCK PORTFOLIO
NWQ LARGE CAP PORTFOLIO
JURIKA & VOYLES ALL CAP PORTFOLIO
STRATEGIC STOCK PORTFOLIO
CONVERTIBLE BOND PORTFOLIO
Officers and Directors of Travelers Asset Management International Corporation
(TAMIC), the Investment Adviser for the above Portfolios of The Travelers Series
Trust, are set forth in the following table:
<TABLE>
<CAPTION>
Name Position with TAMIC Other Business
- ---- ------------------- --------------
<S> <C> <C>
Marc P. Weill Director and Chairman Senior Vice President **
Chief Investment Officer
David A. Tyson Director, President and Senior Vice President *
Chief Investment Officer
Joseph E. Rueli, Jr. Director, Senior Vice President Vice President*
and Chief Financial Officer
F. Denney Voss Director and Senior Vice Senior Vice President*
President
John R. Britt Director and Secretary Assistant Secretary *
Glenn N. Marchak Senior Vice President
Joseph M. Mullally Senior Vice President Vice President*
David Amaral Vice President Assistant Director*
John R. Calcagni Vice President Second Vice President*
Allen R. Cantrell Vice President
A. William Carnduff Vice President
Gene Collins Vice President Vice President*
Angela Pellegrini Degis Vice President
Craig Farnsworth Vice President
Bruce E. Fox Vice President
Carl Franzetti Vice President
Kothandaraman Ganesh Vice President
John F. Gilsenan Vice President
Kimerly M. Polak Guerrero Vice President
John F. Green Vice President Second Vice President*
Thomas Hajdukiewicz Vice President Vice President*
</TABLE>
<PAGE> 9
<TABLE>
<CAPTION>
<S> <C> <C>
Edward Hinchliffe III Vice President and Cashier Second Vice President
and Cashier*
Richard E. John Vice President Vice President*
Kathryn D. Karlic Vice President Vice President*
Kurt Lin Vice President
David R. Martin Vice President
Paul A. Mataras Vice Presidnet
David R. Miller Vice President Vice President*
Robert E. Mills Vice President
Emil J. Molinaro Vice President Vice President*
John W. Petchler Vice President
Steven A. Rosen Vice President
Andrew Sanford Vice President Investment Officer*
Eric L. Sappenfield Vice President
Charles H. Silverstein Vice President Second Vice President*
Robert Simmons Vice President Assistant Investment
Officer*
Jordan M. Stitzer Vice President Vice President*
Joel Strauch Vice President Vice President*
Teresa M. Torrey Vice President
Pamela D. Westmoreland Vice President
William M. Gardner Assistant Vice President
Jeremy C. Hughes Assistant Vice President
Matthew J. McInerny Assistant Vice President
Lisa A. Thomas Assistant Vice President
William H. White Treasurer Vice President and
Treasurer*
Charles B. Chamberlain Assistant Treasurer Assistant Treasurer *
George M. Quaggin, Jr. Assistant Treasurer Assistant Treasurer *
Marla A. Berman Assistant Secretary Assistant Secretary**
Andrew Feldman Assistant Secretary Senior Counsel*
Millie Kim Assistant Secretary Senior Counsel*
Patricia A. Uzzel Compliance Officer Assistant Director*
Frank J. Fazzina Controller Director *
</TABLE>
* Positions are held with The Travelers Insurance Company, One Tower Square,
Hartford, Connecticut
** Positions held with Travelers Investment Group Inc., 388 Greenwich Street,
New York, N.Y.
<PAGE> 10
SOCIAL AWARENESS STOCK PORTFOLIO
UTILITIES PORTFOLIO
Officers and Directors of Mutual Management Corp. (MMC), the Investment Adviser
for the Social Awareness Stock Portfolio and Utilities Portfolio of The
Travelers Series Trust, are set forth in the following table:
<TABLE>
<CAPTION>
Name Position with MMC* Other Business
- ---- ------------------ --------------
<S> <C> <C>
Heath B. McLendon Director, President and Managing Director of Salomon
Chief Executive Officer Smith Barney; Director of
certain investment companies
sponsored by Salomon Smith
Barney; Director, President and
Chief Executive Officer of
Travelers Investment Adviser,
Inc. ("TIA")
Lewis E. Daidone Director and Senior Managing Director of Salomon
Vice President Smith Barney, Senior Vice
President and Treasurer of
certain investment companies
sponsored by Salomon Smith
Barney; Director and Senior
Vice President of TIA.
A. George Saks Director Managing Director and Special
Counsel of Salomon Smith Barney.
Bruce D. Sargent Vice President Managing Director of Salomon
Smith Barney; Vice President
and Director of certain
investment companies sponsored
by Salomon Smith Barney.
Michael J. Day Treasurer Managing Director of Salomon
Smith Barney.
Christina T. Sydor General Counsel and Managing Director of Salomon
Secretary Smith Barney and Secretary of
certain investment companies
sponsored by Salomon Smith
Barney; General Counsel and
Secretary of TIA.
Virgil H. Cumming Chief Investment Officer Managing Director of Salomon
Smith Barney; Chief Investment
Officer of TIA
Audrey C. Pappas-Wragg Chief Compliance Officer Vice President of Salomon Smith
Barney; Chief Compliance
Officer of TIA.
</TABLE>
* Address: 388 Greenwich Street, New York, N.Y. 10013
<PAGE> 11
DISCIPLINED MID CAP STOCK PORTFOLIO
DISCIPLINED SMALL CAP STOCK PORTFOLIO
STRATEGIC STOCK PORTFOLIO
Officers and Directors of The Travelers Investment Management Company (TIMCO),
the Sub-Adviser to the Disciplined Mid Cap Stock Portfolio.the Disciplined Small
Cap Stock Portfolio and the Strategic Stock Portfolio of the Registrant, are set
forth in the following table:
<TABLE>
<CAPTION>
Name Position with TIMCO Other Business
- ---- ------------------- --------------
<S> <C> <C>
Thomas W. Jones Director and Chairman Vice Chairman
Citigroup Inc.*
Chief Executive Officer of
Smith Barney Asset
Management Division
Sandip A. Bhagat Director, President and **Not Applicable
Chief Executive Officer
Virgil H. Cumming Director Managing Director
Salomon Smith Barney Inc.*
Chief Investment Officer of
Smith Barney Asset
Management Division
Heath B. McLendon Director Managing Director
Salomon Smith Barney Inc.*
Emil J. Molinaro, Jr. Vice President Vice President
Citigroup Inc.**
Daniel B. Willey Vice President** Not Applicable
Gloria G. Williams Vice President** Not Applicable
John W. Lau Vice President** Not Applicable
Feng Zhang Vice President** Not Applicable
Maggie M. Copeland Vice President** Not Applicable
Michael Loura Assistant Vice President** Not Applicable
Yining Xia Assistant Vice President** Not Applicable
Alexander Romeo Assistant Vice President** Not Applicable
Michael F. Rosenbaum Corporate Secretary General Counsel to
Smith Barney Asset
Management Division
Michael J. Day Treasurer Managing Director
Salomon Smith Barney Inc.*
</TABLE>
*Address: 388 Greenwich Street, New York, New York 10013
**Address: One Tower Square, Hartford, Connecticut 01683
<PAGE> 12
Executive Officers and Directors of Massachusetts Financial Services Company,
the Sub-Adviser to MFS Emerging Growth Portfolio, MFS Mid Cap Growth Portfolio,
MFS Research Portfolio of the Registrant, are set forth in the following table:
<TABLE>
<CAPTION>
Position with MFS
Name Financial Services Co. Other Business
- ---- ---------------------- --------------
<S> <C> <C>
Jeffrey L. Shames Director and President -
Arnold D. Scott Director, Senior Executive -
Vice President and Secretary
Donald A. Stewart Director President and Director
Sun Life Assurance Company
of Canada
John D. McNeil Director Chairman
Sun Life Assurance Company
of Canada
Bruce C. Avery Executive Vice President -
John W. Ballen Executive Vice President -
Thomas J. Cashman, Jr. Executive Vice President -
Joseph W. Dello Russo Executive Vice President, Chief Director of Mutual Fund
Financial Officer and Treasurer Operations, The Boston Company
William S. Harris Executive Vice President -
Kevin R. Parke Executive Vice President -
William W. Scott, Jr. Executive Vice President -
Patricia A. Zlotin Executive Vice President -
Stephen E. Cavan Senior Vice President, General -
Counsel and Assistant Secretary -
Robert T. Burns Vice President, Associate General -
Counsel and Assistant Secretary -
Thomas B. Hastings Vice President and Assistant Treasurer -
</TABLE>
<PAGE> 13
Lazard Freres & Co. LLC, serves as the investment subadviser to the Lazard
International Stock Portfolio. Lazard Freres is a limited liability company, an
organization for which its management is provided by General Members. Lazard
Asset Management is a division of Lazard Freres & Co. LLC.
<TABLE>
<CAPTION>
Position with Lazard
Name Freres & Co. LLC Other Business
- ---- ---------------- --------------
<S> <C> <C>
Eileen D. Alexanderson General Member -
William R. Araskog General Member -
Frederick H. Batrus General Member -
Patrick J. Callahan, Jr. General Member -
Michel A. David-Weill General Member -
John V. Doyle General Member -
Thomas F. Dunn General Member -
Norman Eig General Member -
Richard P. Emerson General Member -
Peter R. Ezersky General Member -
Jonathan F. Foster General Member -
Robert P. Freeman General Member -
Albert H. Garner General Member -
James S. Gold General Member -
Jeffrey A. Golman General Member -
Steven J. Golub General Member -
Herbert W. Gullquist General Member -
Thomas R. Haack General Member -
Ira O. Handler General Member -
Melvin L. Heineman General Member -
Robert E. Hougie General Member -
Kenneth M. Jacobs General Member -
Jonathan H. Kagan General Member -
James L. Kempner General Member -
Larry A. Kohn General Member -
Sandra A. Lamb General Member -
Edgar D. Lagaspi General Member -
David C. Lee General Member -
Michael S. Liss General Member -
William R. Loomis, Jr. General Member -
Jesse R. Lovejoy General Member -
Matthew J. Lustig General Member -
Thomas F. Lynch General Member -
Mark T. McMaster General Member -
Anthony E. Meyer General Member -
Damon Mezzacappa General Member -
Robert P. Morgenthau General Member -
Steven J. Niemczyk General Member -
Hamish W. M. Norton General Member -
James A. Paduano General Member -
Adam P. Panten General Member -
Louis Perlmutter General Member -
Russell E. Planitzer General Member -
Lester Pollack General Member -
Michael J. Price General Member -
Steven L. Rattner General Member -
John R. Reinsberg General Member -
Louis G. Rice General Member -
Luis E. Rinaldini General Member -
</TABLE>
<PAGE> 14
<TABLE>
<CAPTION>
Position with Lazard
Name Freres & Co. LLC Other Business
- ---- ---------------- --------------
<S> <C> <C>
Bruno M. Roger General Member -
Michael S. Rome General Member -
Gerald Rosenfeld General Member -
Stephen H. Sands General Member -
Gary S. Shedlin General Member -
Arthur P. Soloman General Member -
Michael B. Solomon General Member -
David L. Tashjian General Member -
Joseph M. Thomas General Member -
Michael P. Trigubaff General Member -
Donald A. Wagner General Member -
John B. Ward General Member -
Ali E. Wambold General Member -
Michael A. Weinstock General Member -
Kendrick R. Wilson, III General Member -
Alexander E. Zagoreos General Member -
Lazard Groupement d'Interet Economique
Lazard Partners L.P.
</TABLE>
<PAGE> 15
Executive Officers and Directors of Federated Investment Counseling, the
Sub-Adviser to Federated Stock Portfolio and Federated High Yield Portfolio of
the Registrant, are set forth in the following table:
<TABLE>
<CAPTION>
Position with Federated
Name Investment Counseling Other Business
- ---- --------------------- --------------
<S> <C> <C>
John F. Donahue Trustee -
J. Christopher Donahue Trustee -
John W. McGonigle Trustee -
Mark D. Olsen Trustee -
John B. Fisher President -
William D. Dawson, III Executive Vice President -
Henry A. Frantzen Executive Vice President -
J. Thomas Madden Executive Vice President -
Joseph M. Balestrino Senior Vice President -
Drew J. Collins Senior Vice President -
Jonathan C. Conley Senior Vice President -
Deborah A. Cuningham Senior Vice President -
Mark E. Durbiano Senior Vice President -
Sandra L. McInerney Senior Vice President -
J. Alan Minteer Senior Vice President -
Susan M. Nason Senior Vice President -
Mary Jo Ochson Senior Vice President -
Robert J. Ostrowski Senior Vice President -
Charles A. Ritter Senior Vice President -
J. Scott Albrecht Vice President -
Todd A. Abraham Vice President -
Randall S. Baurer Vice President -
David A. Briggs Vice President -
Michael W. Casey Vice President -
Kenneth J. Cody Vice President -
Alexandre de Bethmann Vice President -
Michael P. Donnelly Vice President -
Linda A. Duessel Vice President -
Donald T. Ellenberger Vice President -
Kathleen M. Foody-Malus Vice President -
Thomas M. Franks Vice President -
Edward C. Gonzales Vice President -
James E. Grefenstette Vice President -
Susan R. Hill Vice President -
Stephen A. Keen Vice President and Secretary -
Robert K. Kinsey Vice President -
Robert M. Kowit Vice President -
Jeff A. Kozemchak Vice President -
Steven J. Lehman Vice President -
Marian R. Marinack Vice President -
Scott B. Schermerhorn Vice President -
Frank Semack Vice President -
</TABLE>
<PAGE> 16
<TABLE>
<CAPTION>
Position with Federated
Name Investment Counseling Other Business
- ---- --------------------- --------------
<S> <C> <C>
Aash M. Shah Vice President -
Christopher J. Smith Vice President -
William F. Stotz Vice President -
Tracy P. Stouffer Vice President -
Edward J. Tiedge Vice President -
Paige M. Wilhelm Vice President -
Jolanta M. Wysocka Vice President -
Stefanie L. Bachhuber Assistant Vice President -
Arthur J. Barry Assistant Vice President -
Robert E. Cauley Assistant Vice President -
Lee Cunningham Assistant Vice President -
Paul Drotch Assistant Vice President -
Salvatore A. Esposito Assistant Vice President -
Donna M. Fabiano Assistant Vice President -
John T. Gentry Assistant Vice President -
William R. Jamison Assistant Vice President -
Constantine Kartsonas Assistant Vice President -
Natalie Metz Assistant Vice President -
Joseph M. Natoli Assistant Vice President -
Keith J. Sabol Assistant Vice President -
John Sheehy Assistant Vice President -
Michael W. Sirianni Assistant Vice President -
Gregg S. Tenser Assistant Vice President -
Leo Vila Assistant Vice President -
Lori Wolff Assistant Vice President -
Thomas R. Donahue Treasurer and Assistant Secretary -
Richard B. Fisher Assistant Treasurer -
Christine I. McGonigle Assistant Secretary -
</TABLE>
<PAGE> 17
Executive Officers and Directors of Fidelity Management & Research Company, the
Sub-Adviser to Equity Income Portfolio and Large Cap Portfolio of the
Registrant, are set forth in the following table:
<TABLE>
<CAPTION>
Position with Fidelity
Name Management & Research Other Business
- ---- --------------------- --------------
<S> <C> <C>
Edward C. Johnson 3d Director, Chairman of the Board -
Peter S. Lynch Director, Vice Chairman of the Board -
Robert C. Pozen Director and President -
Fred Henning, Jr. Senior Vice President -
Dwight D. Churchill Senior Vice President -
William Danoff Senior Vice President -
Richard B. Fentin Senior Vice President -
Boyce Greer Senior Vice President -
Richard Haberman Senior Vice President -
Fred Henning, Jr. Senior Vice President -
Abigail P. Johnson Senior Vice President -
Eric Roiter Vice President, General Counsel
and Clerk -
Richard A. Spillane Senior Vice President -
Robert E. Stansky Senior Vice President -
Beth F. Terrana Senior Vice President -
George A. Vanderheiden Senior Vice President -
Steven Kaye Vice President -
</TABLE>
<PAGE> 18
Officers and Directors of NWQ Investment Management Company, the Sub-Adviser to
the NQW Large Cap Portfolio of the Registrant, are set forth in the following
table:
<TABLE>
<CAPTION>
Position with NWQ
Name Investment Management Co. Other Business
- ---- ------------------------- --------------
<S> <C> <C>
David A. Polak, CFA President and Director -
Edward C. Friedel, CFA Managing Director and Director -
James H. Galbreath, CFA Managing Director and Director -
Mary-Gene Slaven Managing Director
Michael C. Mendez, CIMA Managing Director
Jon Bosse, CFA Managing Director
Phyliss G. Thomas, CFA Managing Director
Thomas J. Laird, CFA Managing Director
</TABLE>
<PAGE> 19
Officers and Directors of Jurika & Voyles L.P., the Sub-Adviser to the Jurika &
Voyles Core Equity Portfolio of the Registrant, are set forth in the following
table:
<TABLE>
<CAPTION>
Position with Other Business
Name Jurika & Voyles L.P. Jurika & Voyles, Inc.
- ---- -------------------- ---------------------
<S> <C> <C>
Bill Jurika President Director
Glenn Voyles Executive Vice President Chairman
Karl Mills Executive Vice President Director
Chris Bittman Senior Vice President Director
Jim Christensen Senior Vice President --
Candace Tom Senior Vice President --
Guy Elliffe Vice President --
Peter Goetz Vice President --
Peter Voss -- Director
Neal Ryland -- Director
</TABLE>
<PAGE> 20
Item 27. Principal Underwriter
Not Applicable.
Item 28. Location of Accounts and Records
(1) Mutual Management Corp.
388 Greenwich Street
New York, NY 10013
(2) Fidelity Investments Institutional Operations Company
82 Devonshire Street
Boston, MA 02109
(3) Fidelity Service Company
82 Devonshire Street
Boston, MA 02109
(4) Chase Manhattan Bank, N.A.
Chase MetroTech Center
Brooklyn, NY
(5) PNC Bank, N.A.
200 Stevens Drive
Lester, PA 19113
(6) Morgan Stanley Trust Company
One Pierrepont Plaza
Brooklyn, NY 11201
(7) Brown Brothers Harriman & Company
40 Water Street
Boston, MA 02109
(8) First Data Investor Services Group, Inc.
53 State Street
Boston, MA 02109
Item 29. Management Services
Not Applicable.
Item 30. Undertakings
The undersigned Registrant hereby undertakes to provide to each person to whom a
prospectus is delivered a copy of the Registrant's latest annual report to
shareholders, upon request and without charge.
<PAGE> 21
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant, The Travelers Series Trust,
certifies that it meets all the requirements for effectiveness of this Post
Effective Amendment to this Registration Statement pursuant to Rule 485 (b)
under the Securities Act of 1933 and has duly caused this amendment to this
Registration Statement to be signed on its behalf by the undersigned, thereto
duly authorized, in the City of Hartford, and state of Connecticut, on the
16th day of April, 1999.
THE TRAVELERS SERIES TRUST
(Registrant)
By: *HEATH B. McLENDON
--------------------------------------
Heath B. McLendon
Chairman, Board of Trustees
Pursuant to the requirements of the Securities Act of 1933, this post-effective
amendment to this Registration Statement has been signed below by the following
persons in the capacities indicated on the 16th day of April, 1999.
*HEATH B. McLENDON Chairman of the Board
- -----------------------------
(Heath B. McLendon)
*KNIGHT EDWARDS Trustee
- -----------------------------
(Knight Edwards)
*ROBERT E. McGILL, III Trustee
- -----------------------------
(Robert E. McGill, III)
*LEWIS MANDELL Trustee
- -----------------------------
(Lewis Mandell)
*FRANCES M. HAWK Trustee
- -----------------------------
(Frances M. Hawk)
*LEWIS E. DAIDONE Treasurer
- -----------------------------
(Lewis E. Daidone)
*By: /s/Ernest J. Wright, Attorney-in-Fact
Secretary, Board of Trustees
<PAGE> 22
EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit
No. Description Method of Filing
--- ----------- ----------------
<S> <C> <C>
</TABLE>
NOT APPLICABLE
