Fund Trade Date Settle Date Security Name: Size of Offering: Aggregate
Offering Value Price: Shares Purchased Transaction Value
Underwriter Fidelity Purchased From Underwriting Members:(1) Underwriting
Members:(2) Underwriting Members:(3) Underwriting Members:(4) Underwriting
Members:(5) Underwriting Members:(6)
TRAVELERS EQUITY INCOME 26-Apr-00 01-May-00 Time Warner Telecom 15,289,842
764,492,100 50.00 2,000 300,000 LEHM Lehman Brothers Morgan
Stanley Bear Stearns DLJ Fid. Capital MKTS 0
TRAVELERS EQUITY INCOME 26-Jun-00 30-Jun-00 Stratos Lightwave 8,750,000
183,750,000 21.00 100 10,500 LEHM Lehman Brothers CIBC World
Mkt. US Bancorp Robert Baird Tucker Anthony Fid. Capital Markets
TRAVELERS EQUITY INCOME 15-Feb-00 18-Feb-00 Chordiant Software 4,500,000
81,000,000 18.00 100 88,200 RSSF FleetBoston Robertson Stephens
Inc. Dain Rauscher Incorporated Thomas Weisel Partners LLC 0 0 0
TRAVELERS EQUITY INCOME 10-Feb-00 15-Feb-00 Xcare.net, Inc. 5,000,000
90,000,000 18.00 100 1,800 RSSF FleetBoston Robertson Stephens
Inc. SG Cowen Securities Corporation E*Offering Corp. Advest, Inc. 0
0
TRAVELERS EQUITY INCOME 03-Feb-00 09-Feb-00 Dobson Communications Corporation
25,000,000 550,000,000 22.00 500 44,000 LEHM Lehman Brothers
Inc. Salomon Smith Barney Inc. Banc of America Securities LLC Deutsche
Bank Securities Inc. Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner
& Smith Incorporated
TRAVELERS EQUITY INCOME 04-Feb-00 09-Feb-00 FirePond, Inc. 5,000,000
110,000,000 22.00 100 44,000 RSSF FleetBoston Robertson Stephens
Inc. Dain Rauscher Incorporated SG Cowen Securities Corporation E*Offering
Corp. 0 0
TRAVELERS EQUITY INCOME 03-Feb-00 09-Feb-00 Therma Wave, Inc. 9,000,000
180,000,000 20.00 100 224,000 LEHM Banc of America Securities LLC
Lehman Brothers Inc. Fidelity Capital Markets 0 0 0
TRAVELERS EQUITY INCOME 05-Apr-00 10-Apr-00 Ulticom 4,250,000
55,250,000 13.00 100 2,600 LEHM Lehman Brothers Chase H&Q
US Bancorp Piper Jaffrey Fid Capital MKTS 0 0
TRAVELERS EQUITY INCOME 12-Apr-00 18-Apr-00 Nuance 4,400,000
74,800,000 17.00 100 34,000 GSCO Goldman Sachs Thomas Weisal
Ptn. Dain Rauscher Wessel Wit Sondview Fid. Capital MKTS 0
TRAVELERS EQUITY INCOME 17-Apr-00 20-Apr-00 Dynegy Inc 11,000,000
612,040,000 56.00 1,000 645,424 FBCO Lehman ABN AMRO Banc of
America CIBC World Credit Suisse Merrill Lynch
TRAVELERS EQUITY INCOME 12-May-00 17-May-00 SEQUOIA SOFTWARE CORP 4,200,000
33,600,000 8.00 100 15,200 LEHM Lehman Brothers SG Cowen
Wit Sound View Fidelity Capital Markets 0 0
TRAVELERS EQUITY INCOME 26-Apr-00 02-May-00 AT&T WIRELESS GROUP 360,000,000
10,620,000,000 30.00 15,300 51,625,000 MOTC Goldman Sachs
Marrill Lynch Salomon Brothers Fid. Capital MKTS 0 0
TRAVELERS LARGE CAP 26-Jun-00 30-Jun-00 Stratos Lightwave 8,750,000
183,750,000 21.00 100 10,500 LEHM Lehman Brothers CIBC World
Mkt. US Bancorp Robert Baird Tucker Anthony Fid. Capital Markets
TRAVELERS LARGE CAP 15-Feb-00 18-Feb-00 Chordiant Software 4,500,000
81,000,000 18.00 100 88,200 RSSF FleetBoston Robertson Stephens
Inc. Dain Rauscher Incorporated Thomas Weisel Partners LLC 0 0 0
TRAVELERS LARGE CAP 10-Feb-00 15-Feb-00 Xcare.net, Inc. 5,000,000
90,000,000 18.00 100 1,800 RSSF FleetBoston Robertson Stephens
Inc. SG Cowen Securities Corporation E*Offering Corp. Advest, Inc. 0
0
TRAVELERS LARGE CAP 03-Feb-00 09-Feb-00 Dobson Communications Corporation
25,000,000 550,000,000 22.00 300 44,000 LEHM Lehman Brothers
Inc. Salomon Smith Barney Inc. Banc of America Securities LLC Deutsche
Bank Securities Inc. Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner
& Smith Incorporated
TRAVELERS LARGE CAP 04-Feb-00 09-Feb-00 FirePond, Inc. 5,000,000
110,000,000 22.00 100 44,000 RSSF FleetBoston Robertson Stephens
Inc. Dain Rauscher Incorporated SG Cowen Securities Corporation E*Offering
Corp. 0 0
TRAVELERS LARGE CAP 03-Feb-00 09-Feb-00 Therma Wave, Inc. 9,000,000
180,000,000 20.00 100 224,000 LEHM Banc of America Securities LLC
Lehman Brothers Inc. Fidelity Capital Markets 0 0 0
TRAVELERS LARGE CAP 12-Apr-00 18-Apr-00 Nuance 4,400,000 74,800,000
17.00 100 34,000 GSCO Goldman Sachs Thomas Weisal Ptn. Dain
Rauscher Wessel Wit Sondview Fid. Capital MKTS 0
TRAVELERS LARGE CAP 12-May-00 17-May-00 SEQUOIA SOFTWARE CORP 4,200,000
33,600,000 8.00 100 15,200 LEHM Lehman Brothers SG Cowen
Wit Sound View Fidelity Capital Markets 0 0
THE TRAVELERS SERIES TRUST
10F-3 REPORT
December 01, 1999 through February 29, 2000
TRAVELERS QUALITY BOND PORTFOLIO
Trade % of
Issuer Date Selling Dealer Amount Price Issue
Bank of America 2/08/00 NationsBanc $2,700,000 $99.733 0.11
7.80% due 2/15/10
Vodaphone 2/07/00 Goldman Sachs 2,700,000 99.381 0.31
7.75% due 2/15/10
CONVERTIBLE BOND PORTFOLIO
Trade Purchase % of
Issuer Date Selling Dealer Amount Price Issue
Loral Space & Comm. 2/15/00 Lehman Brothers $6,000 $50.000 0.02
6.00% due 2/15/07
Global Crossing 12/10/99 Merrill Lynch 1,200 250.000 0.00
7.00% convertible
THE TRAVELERS SERIES TRUST
10F-3 REPORT
March 01, 1999 through May 31, 2000
TRAVELERS QUALITY BOND PORTFOLIO
Trade Purchase % of
Issuer Date Selling Dealer Shares Price Issue
Federated
8.50 due 6/01/00 5/31/00 CS First Boston 29,000 $100.00 2.46
SOCIAL AWARENESS STOCK PORTFOLIO
Trade Purchase % of
Issuer Date Selling Dealer Shares Price Issue
Infineon Technology 3/13/00 Goldman Sachs 29,000 $100.00 0.01
