As filed with the Securities and Exchange Commission on November 23, 1999
Registration No. 333-89939
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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INDIVIDUAL INVESTOR GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware 13-3487784
State or Jurisdiction of (I.R.S. Employer
Incorporation or Organization Identification Number)
125 BROAD STREET, 14TH FLOOR
NEW YORK, NEW YORK 10004
(Address of principal executive offices)
POPPER BENEFIT PLAN
PICARD BENEFIT PLANS
MORELAND BENEFIT PLAN
ALLEN BENEFIT PLAN
FLAVIN BENEFIT PLAN
(Full title of the Plans)
JONATHAN L. STEINBERG, Chairman
Individual Investor Group, Inc.
125 Broad Street, 14th Floor
New York, New York 10004
(212) 742-2277
(Name, address and telephone number, including area code, of agent for service)
with a copy to:
PETER M. ZIEMBA, ESQ.
Graubard Mollen & Miller
600 Third Avenue
New York, New York 10016-2097
Telephone: (212) 818-8800
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<PAGE>
PART II
Item 8. Exhibits.
The Registrant hereby amends this Registration Statement in order to
include an accurate version of the Allen Benefit Plan. The previously filed
Registration Statement contained an incorrect version of the Plan.
Exhibit
No. Description
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4.1* Stock Option Agreement, dated September 14, 1998, for the purchase of
250,000 shares between Brette Popper and the Company
4.2* Stock Option Agreement, dated September 14, 1998, for the purchase of
62,500 shares between Picard International, Ltd. and the Company
4.3* Stock Option Agreement, dated August 16, 1999, for the purchase of
43,750 shares between Picard International, Ltd. and the Company
4.4* Stock Option Agreement, dated November 19, 1998, for the purchase of
100,000 shares between Jonathan Moreland and the Company
4.5 Stock Option Agreement, dated August 16, 1999, for the purchase of
175,000 shares between David Allen and the Company, incorporated by
reference from Exhibit No. 10.4 of the Registrant's Form 10-Q for the
quarter ended September 30, 1999
4.6* Stock Option Agreement, dated September 13, 1999, for the purchase of
30,000 shares between Bill Flavin and the Company
5.1* Opinion of Graubard Mollen & Miller
23.1* Consent of Deloitte & Touche LLP, independent auditors for the Company
23.2* Consent of Ernst & Young LLP, independent auditors for WisdomTree
Associates, L.P.
23.3* Consent of Graubard Mollen & Miller (Included in Exhibit 5.1)
* Previously filed
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Company
certifies that it has duly caused this Amendment to the Registration Statement
to be signed on its behalf by the undersigned, thereunto duly authorized, in the
City of New York, State of New York, on this 23rd day of November, 1999.
INDIVIDUAL INVESTOR GROUP, INC.
By: /s/ Jonathan L. Steinberg
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Jonathan L. Steinberg, Chairman of the Board
Pursuant to the requirements of the Securities Act of 1933, as amended,
this Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
Signature Title Date
/s/ Jonathan L. Steinberg Chief Executive Officer
- ------------------------- and Director (Principal November 23, 1999
Jonathan L. Steinberg Executive Officer)
* November 23, 1999
- ------------------------- Chief Financial Officer
David Allen
* November 23, 1999
- ------------------------- Vice President - Finance
Henry G. Clark (Principal Accounting Officer)
* November 23, 1999
- ------------------------- Director
S. Christopher Meigher
* November 23, 1999
- ------------------------- Director
Bruce L. Sokoloff
* November 23, 1999
- ------------------------- Director
Peter M. Ziemba
*By: /s/ Gregory E. Barton
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Gregory E. Barton
Attorney-in-Fact
