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As filed with the Securities and Exchange Commission on May 31, 2000
1933 Act Reg. No. 33-44611
1940 Act Reg. No. 811-6463
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X
Pre-Effective Amendment No. ---
---
Post-Effective Amendment No. 20 X
------ ---
and/or
REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940
Amendment No. 22 X
------ ---
(Check appropriate box or boxes.)
AIM INTERNATIONAL MUTUAL FUNDS
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(Exact Name of Registrant as Specified in Charter)
11 Greenway Plaza, Suite 100, Houston, TX 77046
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(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code (713) 626-1919
--------------
Charles T. Bauer
11 Greenway Plaza, Suite 100, Houston, TX 77046
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(Name and Address of Agent for Service)
Copy to:
P. Michelle Grace, Esquire Martha J. Hays, Esquire
A I M Advisors, Inc. Ballard Spahr Andrews & Ingersoll, LLP
11 Greenway Plaza, Suite 100 1735 Market Street, 51st Floor
Houston, Texas 77046-1173 Philadelphia, Pennsylvania 19103-7599
Approximate Date of Proposed As soon as practicable
Public Offering: after the effective date of this
Amendment
It is proposed that this filing will become effective (check appropriate box)
----- immediately upon filing pursuant to paragraph (b)
X
----- on June 21, 2000 pursuant to paragraph (b)
----- 60 days after filing pursuant to paragraph (a)(1)
----- on (date) pursuant to paragraph (a)(1)
----- 75 days after filing pursuant to paragraph (a)(2)
----- on (date) pursuant to paragraph (a)(2) of rule 485
If appropriate, check the following box:
X this post-effective amendment designates a new effective date for a
----- previously filed post-effective amendment.
Title of Securities Being Registered: Shares of beneficial interest
THE REGISTRANT IS THE SUCCESSOR ISSUER TO AIM INTERNATIONAL FUNDS, INC. (THE
"PREDECESSOR FUND"). BY FILING THIS POST-EFFECTIVE AMENDMENT TO CURRENTLY
EFFECTIVE REGISTRATION STATEMENT NO. 33-44611 OF THE PREDECESSOR FUND, THE
REGISTRANT EXPRESSLY ADOPTS THE REGISTRATION STATEMENT OF THE PREDECESSOR FUND
AS ITS OWN REGISTRATION STATEMENT FOR ALL PURPOSES OF THE SECURITIES ACT OF
1933, AS AMENDED, THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND THE
INVESTMENT COMPANY ACT OF 1940, AS AMENDED.
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PART C: OTHER INFORMATION
Item 23. Exhibits
a (1) - (a) Articles of Incorporation of Registrant were filed as
an Exhibit to Registrant's Registration Statement on
December 19, 1991.
- (b) Articles of Amendment, dated May 21, 1992, were filed as
an Exhibit to Registrant's Post-Effective Amendment No. 1 on
February 23, 1993.
- (c) Articles of Amendment, dated May 21, 1992, were filed as
an Exhibit to Registrant's Post-Effective Amendment No. 1 on
February 23, 1993.
- (d) Articles Supplementary, dated June 29, 1994, to Articles
of Incorporation of Registrant were filed as an Exhibit to
Registrant's Post-Effective Amendment No. 5 on August 17,
1994.
- (e) Articles Supplementary, dated August 4, 1994, to
Articles of Incorporation of Registrant were filed as an
Exhibit to Registrant's Post-Effective Amendment No. 5 on
August 17, 1994.
- (f) Articles of Amendment, dated November 14, 1994, were
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996.
(2) - (a) Articles of Restatement, dated November 14, 1994, were
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996.
- (b) Articles Supplementary to Articles of Incorporation of
Registrant, dated June 12, 1997, were filed electronically
as an Exhibit to Post-Effective Amendment No. 12 on August
4, 1997.
- (c) Articles of Amendment to Articles of Incorporation of
Registrant, dated October 14, 1997, were filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997.
- (d) Articles Supplementary, dated June 9, 1999, to Articles
of Incorporation were filed electronically as an Exhibit to
Post-Effective Amendment No. 17 on February 23, 2000.
- (e) Articles Supplementary, dated December 23, 1999, to
Articles of Incorporation were filed electronically as an
Exhibit to Post-Effective Amendment No. 17 on February 23,
2000.
(3) - (a) Agreement and Declaration of Trust of AIM International
Mutual Funds, dated December 6, 1999 was filed
electronically as an Exhibit to Post-Effective Amendment
No. 18 on March 23, 2000 and is hereby incorporated by
reference.
(b) Amendment No. 1 to Agreement and Declaration of Trust of
AIM International Mutual Funds, dated May 10, 2000 was filed
electronically as an Exhibit to Post-Effective Amendment No.
19 on May 19, 2000 and is hereby incorporated by reference.
b (1) - (a) By-Laws of Registrant were filed as an Exhibit to
Registrant's Registration Statement on December 19, 1991,
and were filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996.
- (b) First Amendment, dated March 14, 1995, to By-Laws of
Registrant was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996.
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(2) - (a) Amended and Restated By-Laws, dated effective December
11, 1996, were filed electronically as an Exhibit to
Post-Effective Amendment No. 10 on February 24, 1997.
- (b) First Amendment, dated June 9, 1999, to Amended and
Restated Bylaws were filed electronically as an Exhibit to
Post-Effective Amendment No. 17 on February 23, 2000.
(3) - Bylaws of AIM International Mutual Funds, dated effective
December 6, 1999, was filed electronically as an Exhibit to
Post-Effective Amendment No. 19 on May 19, 2000 and is
hereby incorporated by reference.
c - Instruments Defining Rights of Security Holders - None.
d (1) - Investment Advisory Agreement, dated as of November 8,
1991, between Registrant and A I M Advisors, Inc. was filed
as an Exhibit to Registrant's Registration Statement on
December 19, 1991.
(2) - Investment Advisory Agreement, dated as of October 18,
1993, between Registrant on behalf of its AIM International
Equity Fund and A I M Advisors, Inc. was filed as an Exhibit
to Registrant's Post-Effective Amendment No. 3 on February
24, 1994, and was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996.
(3) - Master Investment Advisory Agreement, dated as of July 1,
1994, between A I M Advisors, Inc. and Registrant on behalf
of its AIM Global Aggressive Growth Fund, AIM Global Growth
Fund and AIM Global Income Fund was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 6 on September 2,
1994, and was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996.
(4) - (a) Master Investment Advisory Agreement, dated February
28, 1997, between A I M Advisors, Inc. and Registrant was
filed electronically as an Exhibit to Post-Effective
Amendment No. 11 on May 16, 1997, and is hereby incorporated
by reference.
- (b) Amendment No. 1, dated as of November 1, 1997, to Master
Investment Advisory Agreement, dated February 28, 1997,
between A I M Advisors, Inc. and Registrant was filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997, and is hereby incorporated by
reference.
(5) - Form of Master Investment Advisory Agreement between A I M
Advisors, Inc. and AIM International Mutual Funds was filed
electronically as an Exhibit to Post-Effective Amendment
No. 18 on March 23, 2000 and is hereby incorporated by
reference.
(6) - (a) Copy of Foreign Country Selection and Mandatory
Securities Depository Delegation Agreement, dated September
9, 1998, between Registrant and A I M Advisors, Inc. was
filed electronically as an Exhibit in Post-Effective
Amendment No. 15 on December 23, 1998 and is hereby
incorporated by reference.
- (b) Amendment No. 1, dated September 28, 1998, to Foreign
Country Selection and Mandatory Securities Depository
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit in Post-Effective Amendment No.
15 on December 23, 1998 and is hereby incorporated by
reference.
- (c) Amendment No. 2, dated December 14, 1998, to Foreign
Country Selection and Mandatory Securities Depositary
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
16 on February 19, 1999 and is hereby incorporated by
reference.
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- (d) Amendment No. 3, dated December 22, 1998, to Foreign
Country Selection and Mandatory Securities Depositary
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
16 on February 19, 1999 and is hereby incorporated by
reference.
- (e) Amendment No. 4, dated January 26, 1999, to Foreign
Country Selection and Mandatory Securities Depositary
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
16 on February 19, 1999 and is hereby incorporated by
reference.
- (f) Amendment No. 5, dated March 1, 1999, to Foreign Country
Selection and Mandatory Securities Depositary
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
16 on February 19, 1999 and is hereby incorporated by
reference.
- (g) Amendment No. 6, dated as of March 18, 1999, to Foreign
Country Selection and Mandatory Securities Depositary
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
17 on February 23, 2000, and is hereby incorporated by
reference.
- (h) Amendment No. 7, dated November 15, 1999, to Foreign
Country Selection and Mandatory Securities Depositary
Responsibilities Delegation Agreement, dated September 9,
1998, between Registrant and A I M Advisors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
17 on February 23, 2000, and is hereby incorporated by
reference.
(7) - Master Sub-Advisory Agreement, dated as of November 1,
1997, between A I M Advisors, Inc. and INVESCO Global Asset
Management Limited was filed electronically as an Exhibit to
Post-Effective Amendment No. 13 on October 17, 1997.
(8) - Sub-Sub-Advisory Agreement, dated as of November 1, 1997,
between INVESCO Global Asset Management Limited and INVESCO
Asset Management Limited was filed electronically as an
Exhibit to Post-Effective Amendment No. 13 on October 17,
1997.
(9) - Sub-Sub-Advisory Agreement, dated as of November 1, 1997,
between INVESCO Global Asset Management Limited and INVESCO
Asia Limited was filed electronically as an Exhibit to
Post-Effective Amendment No. 13 on October 17, 1997.
e (1) - Distribution Agreement, dated December 11, 1991,
between Registrant and A I M Distributors, Inc. was filed as
an Exhibit to Registrant's Registration Statement on
December 19, 1991.
(2) - Distribution Agreement, dated October 18, 1993, between
Registrant and A I M Distributors, Inc. was filed as an
Exhibit to Registrant's Post-Effective Amendment No. 3 on
February 24, 1994.
(3) - Master Distribution Agreement, dated September 10, 1994,
between Registrant (on behalf of the portfolios' Class A
shares) and A I M Distributors, Inc. was filed as an Exhibit
to
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Registrant's Post-Effective Amendment No. 7 on February 23,
1995, and was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996.
(4) - Master Distribution Agreement, dated September 10, 1994,
between the Registrant (on behalf of the portfolios' Class B
shares) and A I M Distributors, Inc. was filed as an Exhibit
to Registrant's Post-Effective Amendment No. 7 on February
23, 1995.
(5) - Amended and Restated Master Distribution Agreement, dated
May 2, 1995, between the Registrant (on behalf of the
portfolios' Class B shares) and A I M Distributors, Inc. was
electronically filed as an Exhibit to Post-Effective
Amendment No. 8 on December 1, 1995.
(6) - Master Distribution Agreement, dated February 28, 1997,
between Registrant (on behalf of the portfolios" Class A
shares) and A I M Distributors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
11 on May 16, 1997.
(7) - (a) Master Distribution Agreement, dated February 28,
1997, between Registrant (on behalf of the portfolios" Class
B shares) and A I M Distributors, Inc. was filed
electronically as an Exhibit to Post-Effective Amendment No.
11 on May 16, 1997, and is hereby incorporated by reference.
- (b) Amendment No. 1, dated November 1, 1997, to Master
Distribution Agreement between Registrant (on behalf of the
portfolios" Class B shares) and A I M Distributors, Inc. was
filed electronically as an Exhibit to Post-Effective
Amendment No. 13 on October 17, 1997, and is hereby
incorporated by reference.
(8) - (a) Amended and Restated Master Distribution Agreement,
dated as of August 4, 1997, between Registrant (on behalf of
the portfolios' Class A and Class C shares) and A I M
Distributors, Inc. was filed electronically as an Exhibit to
Post-Effective Amendment No. 13 on October 17, 1997, and is
hereby incorporated by reference.
- (b) Amendment No. 1, dated November 1, 1997, to Amended and
Restated Master Distribution Agreement, dated as of August
4, 1997, (on behalf of the portfolios" Class A and Class C
shares) was filed electronically as an Exhibit to
Post-Effective Amendment No. 13 on October 17, 1997, and is
hereby incorporated by reference.
(9) - Form of Selected Dealer Agreement between A I M
Distributors, Inc. and selected dealers was filed
electronically as an Exhibit to Post-Effective Amendment
No. 15 on December 23, 1998 and is hereby incorporated by
reference.
(10) - Form of Bank Selling Group Agreement between A I M
Distributors, Inc. and banks was filed electronically as an
Exhibit to Post-Effective Amendment No. 15 on December 23,
1998 and is hereby incorporated by reference.
f (1) - Retirement Plan for Registrant's Non-Affiliated
Directors was filed as an Exhibit to Registrant's
Post-Effective Amendment No. 4 on June 29, 1994.
(2) - Retirement Plan for Registrant"s Non-Affiliated Directors
effective as of March 8, 1994, as restated September 18,
1995, was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996 and is
hereby incorporated by reference.
(3) - Form of Deferred Compensation Agreement for Registrant's
Non-Affiliated Directors was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 4 on June 29,
1994.
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(4) - Form of Deferred Compensation Agreement for Registrant"s
Non-Affiliated Directors as approved December 5, 1995, was
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996, and is hereby
incorporated by reference.
(5) - Form of Deferred Compensation Agreement for Registrant"s
Non-Affiliated Directors as approved March 12, 1997, was
filed as an Exhibit to Post-Effective Amendment No. 14 on
February 20, 1998, and is hereby incorporated by reference.
g (1) - (a) Custodian Agreement between Registrant and State
Street Bank and Trust Company, dated as of November 8, 1991,
was filed as an Exhibit to Registrant's Registration
Statement on December 19, 1991, and was filed electronically
as an Exhibit to Post-Effective Amendment No. 9 on February
28, 1996, and is hereby incorporated by reference.
- (b) Amendment, dated July 1, 1994, to Custodian Agreement
between Registrant and State Street Bank and Trust Company
dated November 8, 1991 was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 6 on September 2,
1994, and was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996, and is
hereby incorporated by reference.
- (c) Amendment No. 2, dated September 19, 1995, to the
Custodian Contract, dated November 8, 1991, was filed
electronically as an Exhibit to Post-Effective Amendment No.
9 on February 28, 1996, and is hereby incorporated by
reference.
- (d) Amendment No. 3, dated November 1, 1997, to the
Custodian Contract, dated November 8, 1991, between
Registrant and State Street Bank and Trust Company was filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997, and is hereby incorporated by
reference.
- (e) Amendment, dated September 9, 1998, to the Custodian
Contract, dated November 8, 1991, between Registrant and
State Street Bank and Trust Company was filed electronically
as an Exhibit in Post-Effective Amendment No. 15 on December
23, 1998 and is hereby incorporated by reference.
(2) - (a) Subcustodian Agreement with Texas Commerce Bank, dated
September 9, 1994, among Texas Commerce Bank National
Association, State Street Bank and Trust Company, A I M Fund
Services, Inc. and Registrant was filed electronically as an
Exhibit to Post-Effective Amendment No. 9 on February 28,
1996, and is hereby incorporated by reference.
- (b) Amendment No. 1, dated October 2, 1998, to Subcustodian
Agreement with Chase Bank of Texas, N.A. (formerly, Texas
Commerce Bank) among Chase Bank of Texas, N.A. (formerly,
Texas Commerce Bank), State Street Bank and Trust Company, A
I M Fund Services, Inc. and Registrant was filed
electronically as an Exhibit to Post-Effective Amendment No.
17 on February 23, 2000, and is hereby incorporated by
reference.
h (1) - (a) Transfer Agency Agreement between Registrant and
The Shareholder Services Group, Inc., dated May 15, 1992,
was filed as an Exhibit to Registrant's Post-Effective
Amendment No. 1 on February 23, 1993.
- (b) Amendment, dated May 15, 1992, to Transfer Agency
Agreement between Registrant and The Shareholder Services
Group, Inc., dated May 15, 1992, was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 1 on February 23,
1993.
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- (c) Form of Amendment No. 2 to Transfer Agency Agreement
between Registrant and The Shareholder Services Group, Inc.,
dated May 15, 1992, was filed as an Exhibit to Registrant's
Post-Effective Amendment No. 6 on September 2, 1994.
- (d) Amendment No. 3, dated July 1, 1994, to Transfer Agency
Agreement between Registrant and The Shareholder Services
Group, Inc., dated May 15, 1992, was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 6 on September 2,
1994.
(2) - (a) Transfer Agency and Service Agreement, dated as of
November 1, 1994, between the Registrant and A I M Fund
Services, Inc. was filed as an Exhibit to Registrant's
Post-Effective Amendment No. 7 on February 23, 1995, and was
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996, and is hereby
incorporated by reference.
- (b) Amendment No. 1, dated August 4, 1997, to the Transfer
Agency and Service Agreement, dated as of November 1, 1994,
between the Registrant and A I M Fund Services, Inc., was
filed electronically as an Exhibit to Post-Effective
Amendment No. 13 on October 17, 1997, and is hereby
incorporated by reference.
- (c) Amendment No. 2, dated January 1, 1999, to the Transfer
Agency and Service Agreement, dated November 1, 1994,
between Registrant and A I M Fund Services, Inc., was filed
electronically as an Exhibit to Post-Effective Amendment No.
17 on February 23, 2000, and is hereby incorporated by
reference.
(3) - (a) Remote Access and Related Services Agreement, dated as
December 23, 1994, between the Registrant and The
Shareholder Services Group, Inc. was filed as an Exhibit to
Post-Effective Amendment No. 7 on February 23, 1995, and was
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996, and is hereby
incorporated by reference.
- (b) Amendment No. 1, dated October 4, 1995, to the Remote
Access and Related Services Agreement, dated December 23,
1994, between the Registrant and First Data Investor
Services Group, Inc. (formerly The Shareholder Services
Group, Inc.) was filed electronically as an Exhibit to
Post-Effective Amendment No. 9 on February 28, 1996, and is
hereby incorporated by reference.
- (c) Addendum No. 2, dated October 12, 1995, to the Remote
Access and Related Services Agreement, dated December 23,
1994, between the Registrant and First Data Investor
Services Group, Inc. was filed electronically as an Exhibit
to Post-Effective Amendment No. 9 on February 28, 1996, and
is hereby incorporated by reference.
- (d) Amendment No. 3, dated as of February 1, 1997, to the
Remote Access and Related Services Agreement, dated December
23, 1994, between the Registrant and First Data Investor
Services Group, Inc. was filed electronically as an Exhibit
to Post-Effective Amendment No. 12 on August 4, 1997, and is
hereby incorporated by reference.
- (e) Amendment No. 4, dated June 30, 1998, to the Remote
Access and Related Services Agreement, dated December 23,
1994, between the Registrant and First Data Investor
Services Group, Inc. was filed electronically as an Exhibit
to Post-Effective Amendment No. 15 on December 23, 1998 and
is hereby incorporated by reference.
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- (f) Amendment No. 5, dated July 1, 1998, to the Remote
Access and Related Services Agreement, dated December 23,
1994, between the Registrant and First Data Investor
Services Group, Inc. was filed electronically as an Exhibit
to Post-Effective Amendment No. 15 on December 23, 1998 and
is hereby incorporated by reference.
- (g) Exhibit 1, effective as of August 4, 1997, to the Remote
Access and Related Services Agreement, dated December 23,
1994, between the Registrant and First Data Investor
Services Group, Inc. was filed electronically as an Exhibit
to Post-Effective Amendment No. 14 on February 20, 1998, and
is hereby incorporated by reference.
- (h) Amendment No. 6, dated August 30, 1999, to the Remote
Access and Related Services Agreement, dated December 23,
1994, between the Registrant and First Data Investor
Services Group, Inc., was filed electronically as an Exhibit
to Post-Effective Amendment No. 17 on February 23, 2000, and
is hereby incorporated by reference.
(4) - Preferred Registration Technology Escrow Agreement, dated
September 10, 1997, between Registrant and First Data
Investor Services Group, Inc.,was filed electronically as an
Exhibit to Post-Effective Amendment No. 14 on February 20,
1998, and is hereby incorporated by reference.
(5) - Agreement and Plan of Reorganization, dated December 7,
1999, between AIM International Funds, Inc., a Maryland
corporation, and AIM International Mutual Funds, a Delaware
business trust, was filed electronically as an Exhibit to
Post-Effective Amendment No. 17 on February 23, 2000, and is
hereby incorporated by reference.
(6) - Administrative Services Agreement, dated December 10, 1991,
between the Registrant and A I M Advisors, Inc. was filed as
an Exhibit to Registrant's Registration Statement on
December 19, 1991.
(7) - Administrative Services Agreement, dated as of October 18,
1993, between A I M Advisors, Inc. and Registrant, was filed
as an Exhibit to Registrant's Post-Effective Amendment No. 3
on February 24, 1994, and was filed electronically as an
Exhibit to Post-Effective Amendment No. 9 on February 28,
1996.
(8) - Master Administrative Services Agreement, dated as of July
1, 1994, between A I M Advisors, Inc. and Registrant on
behalf of its AIM Global Aggressive Growth Fund, AIM Global
Growth Fund and AIM Global Income Fund was filed as an
Exhibit to Registrant's Post-Effective Amendment No. 6 on
September 2, 1994, and was filed electronically as an
Exhibit to Post-Effective Amendment No. 9 on February 28,
1996.
(9) - (a) Administrative Services Agreement, dated as of October
18, 1993, between A I M Advisors, Inc. on behalf of
Registrant's portfolios, and A I M Fund Services, Inc., was
filed as an Exhibit to Registrant's Post-Effective Amendment
No. 3 on February 24, 1994.
- (b) Amendment No. 1, dated May 11, 1994, to Administrative
Services Agreement, dated October 18, 1993, between A I M
Advisors, Inc., on behalf of Registrant's portfolios, and A
I M Fund Services, Inc. was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 4 on June 29,
1994.
- (c) Amendment No. 2, dated July 1, 1994, to Administrative
Services Agreement, dated October 18, 1993, between A I M
Advisors, Inc., on behalf of Registrant's portfolios and
classes, and A I M Fund Services, Inc. was filed as an
Exhibit to Registrant's Post-Effective Amendment No. 6 on
September 2, 1994.
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- (d) Amendment No. 3, dated September 16, 1994, to the
Administrative Services Agreement, dated October 18, 1993,
between A I M Advisors, Inc., on behalf of Registrant's
portfolios and classes, and A I M Fund Services, Inc. was
filed as an Exhibit to Registrant's Post-Effective Amendment
No. 7 on February 23, 1995.
(10) - (a) Administrative Services Agreement, dated as of February
28, 1997, between A I M Advisors, Inc. and Registrant was
filed as an Exhibit to Post-Effective Amendment No. 11 on
May 16, 1997, and is hereby incorporated by reference.
- (b) Amendment No. 1, dated November 1, 1997, to Master
Administrative Services Agreement, dated February 28, 1997,
between A I M Advisors, Inc. and Registrant was filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997, and is hereby incorporated by
reference.
(11) - (a) Accounting Services Agreement, dated as of November 5,
1991, between the Registrant and State Street Bank and Trust
Company was filed as an Exhibit to Registrant's
Pre-Effective Amendment No. 2 on April 2, 1992, and was
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996.
- (b) Amendment No. 1, dated July 1, 1994, to Accounting
Services Agreement, dated as of November 5, 1991, between
the Registrant and State Street Bank and Trust Company was
filed as an Exhibit to Registrant's Post-Effective Amendment
No. 6 on September 2, 1994, and was filed electronically as
an Exhibit to Post-Effective Amendment No. 9 on February 28,
1996.
(12) - (a) Shareholder Sub-Accounting Services Agreement among the
Registrant, First Data Investor Services Group (formerly The
Shareholder Services Group, Inc.), Financial Data Services,
Inc. and Merrill Lynch, Pierce, Fenner & Smith, Inc., was
filed as an Exhibit to Registrant's Post-Effective Amendment
No. 1 on February 23, 1993, and was filed electronically as
an Exhibit to Post-Effective Amendment No. 9 on February 28,
1996, and is hereby incorporated by reference.
- (b) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated February 1, 1993,
was filed as an Exhibit to Registrant's Post-Effective
Amendment No. 1 on February 23, 1993, and was filed
electronically as an Exhibit to Post-Effective Amendment No.
10 on February 24, 1997, and is hereby incorporated by
reference.
- (c) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated as of November 1,
1997, among the Registrant, First Data Investor Services
Group, Inc., Financial Data Services, Inc. and Merrill
Lynch, Pierce, Fenner & Smith Incorporated was filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997, and is hereby incorporated by
reference.
- (d) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated as of September 28,
1998, among the Registrant, First Data Investor Services
Group, Inc., Financial Data Services, Inc. and Merrill
Lynch, Pierce, Fenner & Smith Incorporated was filed
electronically as an Exhibit to Post-Effective Amendment No.
16 on February 19, 1999 and is hereby incorporated by
reference.
- (e) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated March 1, 1999,
among Registrant, First Data Investor Services Group, Inc.,
and Merrill Lynch, Pierce, Fenner & Smith Incorporated was
filed electronically as an Exhibit to Post
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- Effective Amendment No. 17 on February 23, 2000, and is
hereby incorporated by reference.
- (f) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated May 12, 1999, among
Registrant, First Data Investor Services Group, Inc., and
Merrill Lynch, Pierce, Fenner & Smith Incorporated was filed
electronically as an Exhibit to Post-Effective Amendment No.
17 on February 23, 2000, and is hereby incorporated by
reference.
- (g) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated November 1, 1999,
among Registrant, First Data Investor Services Group, Inc.,
and Merrill Lynch, Pierce, Fenner & Smith Incorporated was
filed electronically as an Exhibit to Post-Effective
Amendment No. 17 on February 23, 2000, and is hereby
incorporated by reference.
- (h) Notice of Addition of Funds to Shareholder
Sub-Accounting Services Agreement, dated December 31, 1999,
among Registrant, First Data Investor Services Group, Inc.,
and Merrill Lynch, Pierce, Fenner & Smith Incorporated was
filed electronically as an Exhibit to Post-Effective
Amendment No. 17 on February 23, 2000, and is hereby
incorporated by reference.
i (1) - Opinion and Consent of Ballard Spahr Andrews &
Ingersoll, LLP relating to AIM Asian Growth Fund and AIM
European Development Fund was filed electronically as an
Exhibit to Post-Effective Amendment No. 13 on October 17,
1997, and is hereby incorporated by reference.
(2) - Opinion and Consent of Ballard Spahr Andrews &
Ingersoll, LLP was filed electronically as an Exhibit to
Post-Effective Amendment No 18 on March 23, 2000 and is
hereby incorporated by reference.
j - None
k - Financial Statements - None.
l (1) - (a) Agreement Concerning Initial Capitalization of the
Registrant's AIM Global Aggressive Growth Fund, AIM Global
Growth Fund and AIM Global Income Fund, dated as of July 1,
1994, was filed electronically as an Exhibit to Registrant's
Post-Effective Amendment No. 7 on February 23, 1995, and was
filed electronically as an Exhibit to Post-Effective
Amendment No. 9 on February 28, 1996, and is hereby
incorporated by reference.
- (b) Agreement concerning Initial Capitalization of the
Registrant's AIM Asian Growth Fund and AIM European
Development Fund, dated November 3, 1997, was filed
electronically as an Exhibit to Post-Effective Amendment No.
14 on February 20, 1998, and is hereby incorporated by
reference.
m (1) - Registrant's Distribution Plan was filed as an Exhibit to
Registrant's Post-Effective Amendment No. 1 on February 23,
1993.
(2) - Distribution Plan, and related forms of agreements, on
behalf of the Registrant's AIM International Equity Fund,
dated September 27, 1993, were filed as an Exhibit to
Registrant's Post-Effective Amendment No. 3 on February 24,
1994.
C-9
<PAGE> 11
(3) - Master Distribution Plan, and related forms of agreements,
for Registrant's Class A shares were filed as Exhibits to
Registrant's Post-Effective Amendment No. 7 on February 23,
1995.
(4) - Master Distribution Plan, and related forms of agreements,
for Registrant's Class B shares were filed as Exhibits to
Registrant's Post-Effective Amendment No. 7 on February 23,
1995.
(5) - Amended Master Distribution Plan, dated September 10, 1994,
for Registrant's Class A shares was electronically filed as
an Exhibit to Post-Effective Amendment No. 8 on December 1,
1995.
(6) - Amended Master Distribution Plan, dated September 10, 1994,
for Registrant's Class B shares was electronically filed as
an Exhibit to Post-Effective Amendment No. 8 on December 1,
1995.
(7) - Amended and Restated Master Distribution Plan, dated as of
September 10, 1994, as amended as of September 10, 1994, and
as amended and restated as of May 2, 1995, for Registrant's
Class B shares was electronically filed as an Exhibit to
Post-Effective Amendment No. 8 on December 1, 1995.
(8) - Amended and Restated Master Distribution Plan, dated as of
September 10, 1994, as amended as of September 10, 1994, and
amended and restated as of June 30, 1997, for Registrant's
Class A shares was filed electronically as an Exhibit to
Post-Effective Amendment No. 12 on August 4, 1997.
(9) - (a) Second Amended and Restated Master Distribution Plan,
dated as of September 10, 1994, as amended September 10,
1994, and as amended and restated as of May 2, 1995, and
amended and restated as of June 30, 1997, for Registrant's
Class B shares was filed electronically as an Exhibit to
Post-Effective Amendment No. 12 on August 4, 1997, and is
hereby incorporated by reference.
- (b) Amendment No. 1, dated November 1, 1997, to Second
Amended and Restated Master Distribution Plan for
Registrant"s Class B shares was filed electronically as an
Exhibit to Post-Effective Amendment No. 13 on October 17,
1997, and is hereby incorporated by reference.
(10) - (a) Second Amended and Restated Master Distribution Plan,
dated as of September 10, 1994, as amended as of September
10, 1994, as amended and restated as of June 30, 1997, and
as amended and restated as of August 4, 1997, for
Registrant's Class A and Class C shares was filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997.
- (b) Amendment No. 1, dated November 1, 1997, to Second
Amended and Restated Master Distribution Plan for
Registrant's Class A and Class C shares was filed
electronically as an Exhibit to Post-Effective Amendment No.
13 on October 17, 1997.
(11) - Third Amended and Restated Master Distribution Plan for
Registrant's Class A and Class C shares was filed
electronically as an Exhibit to Post-Effective Amendment No.
15 on December 23, 1998 and is hereby incorporated by
reference.
(12) - Form of Shareholder Service Agreement to be used in
connection with Registrant's Master Distribution Plan was
filed electronically as an Exhibit to Post-Effective
Amendment No. 16 on February 19, 1999, and is hereby
incorporated by reference.
C-10
<PAGE> 12
(13) - Form of Bank Shareholder Service Agreement to be used in
connection with Registrant's Master Distribution Plan was
filed electronically as an Exhibit to Post-Effective
Amendment No. 16 on February 19, 1999, and is hereby
incorporated by reference.
(14) - Form of Agency Pricing Agreement (for Class A Shares) to be
used in connection with Registrant's Master Distribution
Plan was filed electronically as an Exhibit to
Post-Effective Amendment No. 16 on February 19, 1999, and is
hereby incorporated by reference.
(15) - Form of Service Agreement for Certain Retirement Plans (for
the Institutional Classes) to be used in connection with
Registrant"s Master Distribution Plan was filed
electronically as an Exhibit to Post-Effective Amendment No.
9 on February 28, 1996.
(16) - Forms of Service Agreement for Brokers for Bank Trust
Departments and for Bank Trust Departments to be used in
connection with Registrant's Master Distribution Plan was
filed electronically as an Exhibit to Post-Effective
Amendment No. 16 on February 19, 1999, and is hereby
incorporated by reference.
(17) - Form of Variable Group Annuity Contractholder Service
Agreement to be used in connection with Registrant's Master
Distribution Plan was filed electronically as an Exhibit to
Post-Effective Amendment No. 16 on February 19, 1999, and is
hereby incorporated by reference.
n (1) - Amended and Restated Multiple Class Plan (Rule 18f-3 Plan),
effective as of July 1, 1997, was filed electronically as an
Exhibit to Post-Effective Amendment No. 12 on August 12,
1997.
(2) - Second Amended and Restated Multiple Class Plan (Rule 18f-3
Plan), effective September 1, 1997, was filed electronically
as an Exhibit to Post-Effective Amendment No. 13 on October
17, 1997.
(3) - Third Amended and Restated Multiple Class Plan (Rule 18f-3
Plan) was filed electronically as an Exhibit to
Post-Effective Amendment No. 17 on February 23, 2000, and is
hereby incorporated by reference.
o - Reserved
p (1) - The AIM Management Group Code of Ethics, as amended August
17, 1999, relating to A I M Management Group Inc. and A I M
Advisors, Inc., was filed electronically as an Exhibit to
Post-Effective Amendment No. 17 on February 23, 2000, and
is hereby incoporated by reference.
(2) - The AIM Management Group Inc. Code of Ethics, as amended
February 24, 2000, relating to A I M Management Group Inc.
and A I M Advisors, Inc., was filed electronically as an
Exhibit to Post-Effective Amendment No. 18 on March 23, 2000
and is hereby incorporated by reference.
(3) - Code of Ethics of AIM International Funds, Inc., effective
November 1, 1991, was filed electronically as an Exhibit to
Post-Effective Amendment No. 17 on February 23, 2000, and is
hereby incorporated by reference.
Item 24. Persons Controlled by or Under Common Control with Registrant
Provide a list or diagram of all persons directly or indirectly controlled
by or under common control with the Registrant. For any person controlled by
another person, disclose the percentage of voting securities owned by the
immediately controlling person or other basis of that person"s control. For each
company, also provide the state or other sovereign power under the laws of which
the company is organized.
Not Applicable
C-11
<PAGE> 13
Item 25. Indemnification
State the general effect of any contract, arrangements or statute under
which any director, officer, underwriter or affiliated person of the Registrant
is insured or indemnified against any liability incurred in their official
capacity, other than insurance provided by any director, officer, affiliated
person, or underwriter for their own protection.
The Registrant's Agreement and Declaration of Trust, dated December 6, 1999,
provides, among other things (i) that trustees and officers of the
Registrant, when acting as such, shall not be personally liable for any act,
omission or obligation of the Registrant or any trustee or officer (except
for liabilities to the Registrant or its shareholders by reason of willful
misfeasance, bad faith, gross negligence or reckless disregard of duty);
(ii) for the indemnification by the Registrant of the trustees, officers,
employees and agents of the Registrant to the fullest extent permitted by
the Delaware Business Trust Act and Bylaws and other applicable law; (iii)
that shareholders of the Registrant shall not be personally liable for the
debts, liabilities, obligations or expenses of the Registrant or any
portfolio or class; and (iv) for the indemnification by the Registrant, out
of the assets belonging to the applicable portfolio, of shareholders and
former shareholders of the Registrant in case they are held personally
liable solely by reason of being or having been shareholders of the
Registrant or any portfolio or class and not because of their acts or
omissions or for some other reason.
Insofar as indemnification for liability arising under the Securities Act of
1933 may be permitted to trustees, officers and controlling persons of the
Registrant pursuant to the foregoing provisions, or otherwise, the
Registrant has been advised that in the opinion of the Securities and
Exchange Commission such indemnification is against public policy and is,
therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the Registrant of
expenses incurred or paid by a trustee, officer or controlling person of the
Registrant in the successful defense of any action, suit or proceeding) is
asserted by such trustee, officer or controlling person in connection with
the securities being registered hereby, the Registrant will, unless in the
opinion of its counsel the matter has been settled by controlling precedent,
submit to a court of appropriate jurisdiction the question whether such
indemnification by it is against public policy and will be governed by the
final adjudication of such issue. Insurance coverage is provided under a
joint Mutual Fund and Investment Advisory Professional Directors and
Officers Liability Policy, issued by ICI Mutual Insurance Company, with a
$35,000,000 limit of liability.
Item 26. Business and Other Connections of Investment Advisor
Describe any other business, profession, vocation or employment of a
substantial nature that each investment advisor of the Registrant, and each
director, officer or partner of the advisor, is or has been engaged within the
last two fiscal years for his or her own account or in the capacity of director,
officer, employee, partner, or trustee.
The only employment of a substantial nature of the Advisor's directors and
officers is with the Advisor and its affiliated companies. Reference is also
made to the caption "Management--Investment Advisor" of the Prospectus which
comprises Part A of the Registration Statement, and to the caption
"Management" of the Statement of Additional Information which comprises Part
B of the Registration Statement, and to Item 27(b) of this Part C.
Item 27. Principal Underwriters
(a) State the name of each investment company (other than the Registrant) for
which each principal underwriter currently distributing the Registrant"s
securities also act as a principal underwriter, depositor, or investment
advisor.
C-12
<PAGE> 14
A I M Distributors, Inc., the Registrant's principal underwriter, also
acts as a principal underwriter to the following investment companies:
AIM Advisor Funds, Inc.
AIM Equity Funds (Retail Classes)
AIM Floating Rate Fund
AIM Funds Group
AIM Growth Series
AIM Investment Funds
AIM Investment Securities Funds (Retail Classes)
AIM Series Trust
AIM Special Opportunities Funds
AIM Summit Fund
AIM Tax-Exempt Funds
AIM Variable Insurance Funds
(b) Provide the information required by the following table for each
director, officer, or partner of each principal underwriter named in the
response to Item 20:
<TABLE>
<CAPTION>
Name and Principal Position and Offices Positions and Offices
Business Address* with Underwriter with Registrant
---------------- ---------------- ---------------
<S> <C> <C>
Charles T. Bauer Chairman & Director Chairman & Trustee
Michael J. Cemo President & Director None
Gary T. Crum Director Senior Vice President
Robert H. Graham Senior Vice President President & Trustee
& Director
W. Gary Littlepage Senior Vice President None
& Director
James L. Salners Executive Vice President None
John Caldwell Senior Vice President None
Marilyn M. Miller Senior Vice President None
Gene L. Needles Senior Vice President None
Gordon J. Sprague Senior Vice President None
Michael C. Vessels Senior Vice President None
</TABLE>
-----------------
* 11 Greenway Plaza, Suite 100, Houston, Texas 77046-1173
C-13
<PAGE> 15
<TABLE>
<CAPTION>
Name and Principal Position and Offices Positions and Offices
Business Address* with Underwriter with Registrant
---------------- ---------------- ---------------
<S> <C> <C>
B. J. Thompson First Vice President None
Kathleen J. Pflueger Secretary Assistant Secretary
Dawn M. Hawley Vice President & Treasurer None
Ofelia M. Mayo Vice President, Assistant Assistant Secretary
Secretary & General Counsel
Melville B. Cox Vice President & Vice President
Chief Compliance Officer
James R. Anderson Vice President None
Mary K. Coleman Vice President None
Mary A. Corcoran Vice President None
Glenda A. Dayton Vice President None
Sidney M. Dilgren Vice President None
Tony D. Green Vice President None
Charles H. McLaughlin Vice President None
Ivy B. McLemore Vice President None
Terri L. Ransdell Vice President None
Carol F. Relihan Vice President Senior Vice President
& Secretary
Kamala C. Sachidanandan Vice President None
Frank V. Serebrin Vice President None
Christopher T. Simutis Vice President None
Gary K. Wendler Vice President None
Norman W. Woodson Vice President None
David E. Hessel Assistant Vice President, None
Controller & Assistant Treasurer
</TABLE>
--------------
* 11 Greenway Plaza, Suite 100, Houston, Texas 77046-1173
C-14
<PAGE> 16
<TABLE>
<CAPTION>
Name and Principal Position and Offices Positions and Offices
Business Address* with Underwriter with Registrant
---------------- ---------------- ---------------
<S> <C> <C>
Luke P. Beausoleil Assistant Vice President None
Sheila R. Brown Assistant Vice President None
Scott E. Burman Assistant Vice President None
Mary E. Gentempo Assistant Vice President None
Simon R. Hoyle Assistant Vice President None
Kathryn A. Jordan Assistant Vice President None
Kim T. McAuliffe Assistant Vice President None
David B. O'Neil Assistant Vice President None
Rebecca Starling-Klatt Assistant Vice President None
Nicholas D. White Assistant Vice President None
Nancy L. Martin Assistant General Counsel & Assistant Secretary
Assistant Secretary
Samuel D. Sirko Assistant General Counsel & Assistant Secretary
Assistant Secretary
P. Michelle Grace Assistant Secretary Assistant Secretary
Lisa A. Moss Assistant Secretary Assistant Secretary
Stephen I. Winer Assistant Secretary Assistant Secretary
</TABLE>
(c) Provide information required by the following table for all commissions
and other compensation received, directly or indirectly, from the
Registrant during the last fiscal year by each principal underwriter who
is not an affiliated person of the Registrant or any affiliated person of
an affiliated person:
Not Applicable
----------------
* 11 Greenway Plaza, Suite 100, Houston, Texas 77046-1173
C-15
<PAGE> 17
Item 28. Location of Accounts and Records
State the name and address of each person maintaining physical possession
of each account, book, or other document required to be maintained by section
31(a) [15 U.S.C. 80a-30(a)] and the rules under that section.
A I M Advisors, Inc., 11 Greenway Plaza, Suite 100, Houston, Texas
77046-1173, maintains physical possession of each such account, book or
other document of the Registrant at its principal executive offices,
except for those maintained by the Registrant's Custodian, State Street
Bank and Trust Company, 225 Franklin Street, Boston, Massachusetts 02110,
and the Registrant's Transfer Agent and Dividend Paying Agent, A I M Fund
Services, Inc., P.O. Box 4739, Houston, Texas 77210-4739.
Item 29. Management Services
Provide a summary of the substantive provisions of any management-related
service contract not discussed in Part A or B, disclosing the parties to the
contract and the total amount paid and by whom for the Registrant"s last three
fiscal years.
Not Applicable
Item 30. Undertakings
In initial registration statements filed under the Securities Act, provide
an undertaking to file an amendment to the registration statement with certified
financial statements showing the initial capital received before accepting
subscriptions from more than 25 persons if the Registrant intends to raise its
initial capital under section 14(a)(3) [15 U.S.C. 80a-14(a)(3)].
Not Applicable
C-16
<PAGE> 18
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all of
the requirements for effectiveness of this Registration Statement pursuant to
Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment
to its Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the city of Houston, Texas on the 31st day of
May, 2000.
REGISTRANT: AIM INTERNATIONAL MUTUAL FUNDS
By: /s/ROBERT H. GRAHAM
----------------------------------
Robert H. Graham, President
Pursuant to the requirements of the Securities Act of 1933, this
Amendment to the Registration Statement has been signed below by the following
persons in the capacities and on the dates indicated:
SIGNATURES TITLE DATE
---------- ----- ----
/s/ CHARLES T. BAUER Chairman & Trustee May 31, 2000
------------------------
(Charles T. Bauer)
/s/ ROBERT H. GRAHAM Trustee & President May 31, 2000
------------------------ (Principal Executive Officer)
(Robert H. Graham)
/s/ BRUCE L. CROCKETT Trustee May 31, 2000
------------------------
(Bruce L. Crockett)
/s/ OWEN DALY II Trustee May 31, 2000
------------------------
(Owen Daly II)
/s/ EDWARD K. DUNN, JR. Trustee May 31, 2000
------------------------
(Edward K. Dunn, Jr.)
/s/ JACK FIELDS Trustee May 31, 2000
------------------------
(Jack Fields)
/s/ CARL FRISCHLING Trustee May 31, 2000
------------------------
(Carl Frischling)
/s/ PREMA MATHAI-DAVIS Trustee May 31, 2000
------------------------
(Prema Mathai-Davis)
/s/ LEWIS F. PENNOCK Trustee May 31, 2000
------------------------
(Lewis F. Pennock)
/s/ LOUIS S. SKLAR Trustee May 31, 2000
------------------------
(Louis S. Sklar)
/s/ DANA R. SUTTON Vice President & May 31, 2000
------------------------ Treasurer (Principal Financial
(Dana R. Sutton) and Accounting Officer)
