Exhibit (a)(viii) under Form N-1A
Exhibit 3(i) under Item 601/Reg. S-K
THE BILTMORE FUNDS
Amendment No. 11
to the
AMENDED AND RESTATED DECLARATION OF TRUST
dated February 24, 1992
Effective July 31, 1997:
Strike Section 1 of Article I from the Declaration of Trust and substitute
in its place the following:
"SECTION 1. NAME.
---------------
This Trust shall be known as THE WACHOVIA FUNDS."
Strike section (b) of Section 2 of Article I from the Declaration of Trust
and substitute in its place the following:
"(b) The "Trust" refers to THE WACHOVIA FUNDS."
Strike the first paragraph of Section 5 of Article III from the Declaration
of Trust and substitute in its place the following:
"Section 5. ESTABLISHMENT AND DESIGNATION OF SERIES OR CLASS.
------------------------------------------------
Without limiting the authority of the Trustees set forth in Article XII,
Section 8, INTER ALIA, to establish and designate any additional Series or
Class, or to modify the rights and preferences of any existing Series or
Class the Series and Classes of the Trust are established and designated as:
Wachovia Balanced Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Emerging Markets Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Index Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Money Market Fund
Institutional Shares
Investment Shares
Wachovia Prime Cash Management Fund
Institutional Shares
Wachovia Quantitative Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Short-Term Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Special Values Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Tax-Free Money Market Fund
Institutional Shares
Investment Shares
Wachovia U.S. Treasury Money Market Fund
Institutional Shares
Investment Shares"
Strike Section 9 of Article XII from the Declaration of Trust and substitute
in its place the following:
"SECTION 9. USE OF NAME.
-----------------------
The Trust acknowledges that WACHOVIA CORPORATION has reserved the
right to grant the non-exclusive use of the name "THE WACHOVIA FUNDS" or any
derivative thereof to any other investment company, investment company
portfolio, investment adviser, distributor, or any other business
enterprise, and to withdraw from the Trust or one or more Series or Classes
any right to the use of the name "THE WACHOVIA FUNDS"."
The undersigned Assistant Secretary of The Biltmore Funds hereby certifies
that the above-stated amendment is a true and correct Amendment to the
Declaration of Trust, as adopted by the Board of Trustees on the 5th day of
June, 1997.
WITNESS the due execution hereof this 5th day of June, 1997.
/S/ GAIL CAGNEY
Gail Cagney
Assistant Secretary
Exhibit (a)(ix) under Form N-1A
Exhibit 3(i) under Item 601/Reg. S-K
THE WACHOVIA FUNDS
Amendment No. 12
to the
AMENDED AND RESTATED DECLARATION OF TRUST
dated February 24, 1992
Effective December 4, 1997:
Strike the first paragraph of Section 5 of Article III from the Declaration
of Trust and substitute in its place the following:
"Section 5. ESTABLISHMENT AND DESIGNATION OF SERIES OR CLASS. Without
limiting the authority of the Trustees set forth in Article XII, Section 8,
INTER ALIA, to establish and designate any additional Series or Class, or to
modify the rights and preferences of any existing Series or Class the Series
and Classes of the Trust are established and designated as:
Wachovia Balanced Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Emerging Markets Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Index Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Growth & Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Money Market Fund
Institutional Shares
Investment Shares
Wachovia Prime Cash Management Fund
Institutional Shares
Wachovia Quantitative Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Short-Term Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Special Values Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Tax-Free Money Market Fund
Institutional Shares
Investment Shares
Wachovia U.S. Treasury Money Market Fund
Institutional Shares
Investment Shares"
The undersigned certify that the above-stated amendment is a true and
correct Amendment to the Declaration of Trust, as adopted by the Board of
Trustees on the 4th day of December, 1997.
WITNESS the due execution hereof this 4th day of December, 1997.
/S/JAMES A. HANLEY /S/SAMUEL E. HUDGINS
------------------------------ ------------------------------
James A. Hanley Samuel E. Hudgins
/S/J. BERKLEY INGRAM, JR. /S/D. DEAN KAYLOR
------------------------------ ------------------------------
J. Berkley Ingram, Jr. D. Dean Kaylor
/S/CHARLES S. WAY, JR.
------------------------------
Charles S. Way, Jr.
Exhibit (a)(x) under Form N-1A
Exhibit 3(i) under Item 601/Reg. S-K
THE WACHOVIA FUNDS
Amendment No. 14
to the
AMENDED AND RESTATED DECLARATION OF TRUST
dated February 24, 1992
Effective July 1, 1999:
Strike the first paragraph of Section 5 of Article III from the Declaration
of Trust and substitute in its place the following:
"Section 5. ESTABLISHMENT AND DESIGNATION OF SERIES OR CLASS. Without
limiting the authority of the Trustees set forth in Article XII, Section 8,
INTER ALIA, to establish and designate any additional Series or Class, or to
modify the rights and preferences of any existing Series or Class the Series
and Classes of the Trust are established and designated as:
Wachovia Balanced Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Emerging Markets Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Index Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Growth & Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Intermediate Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Money Market Fund
Institutional Shares
Investment Shares
Wachovia Personal Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Prime Cash Management Fund
Institutional Shares
Wachovia Quantitative Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Short-Term Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Special Values Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Tax-Free Money Market Fund
Institutional Shares
Investment Shares
Wachovia U.S. Treasury Money Market Fund
Institutional Shares
Investment Shares"
The undersigned certify that the above-stated amendment is a true and
correct Amendment to the Declaration of Trust, as adopted by the Board of
Trustees on the 3rd day of June, 1999.
WITNESS the due execution hereof this 3rd day of June, 1999.
/S/ JAMES A. HANLEY /S/ SAMUEL E. HUDGINS
------------------------------ ------------------------------
James A. Hanley Samuel E. Hudgins
/S/ J. BERKLEY INGRAM, JR. /S/ D. DEAN KAYLOR
------------------------------ ------------------------------
J. Berkley Ingram, Jr. D. Dean Kaylor
/S/ CHARLES S. WAY, JR. /S/ DR. ALVIN J. SCHEXNIDER
------------------------------ ------------------------------
Charles S. Way, Jr. Dr. Alvin J. Schexnider
Exhibit (a)(xi) under Form N-1A
Exhibit 3(i) under Item 601/Reg. S-K
THE WACHOVIA FUNDS
Amendment No. 15
to the
AMENDED AND RESTATED DECLARATION OF TRUST
dated February 24, 1992
Effective July 19, 1999:
Strike the first paragraph of Section 5 of Article III from the Declaration
of Trust and substitute in its place the following:
"Section 5. ESTABLISHMENT AND DESIGNATION OF SERIES OR CLASS. Without
limiting the authority of the Trustees set forth in Article XII, Section 8,
INTER ALIA, to establish and designate any additional Series or Class, or to
modify the rights and preferences of any existing Series or Class the Series
and Classes of the Trust are established and designated as:
Wachovia Balanced Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Emerging Markets Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Index Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Executive Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Executive Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Growth & Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Intermediate Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Money Market Fund
Institutional Shares
Investment Shares
Wachovia Personal Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Prime Cash Management Fund
Institutional Shares
Wachovia Quantitative Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Short-Term Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Special Values Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Tax-Free Money Market Fund
Institutional Shares
Investment Shares
Wachovia U.S. Treasury Money Market Fund
Institutional Shares
Investment Shares"
The undersigned certify that the above-stated amendment is a true and
correct Amendment to the Declaration of Trust, as adopted by the Board of
Trustees on the 3rd day of June, 1999.
WITNESS the due execution hereof this 19th day of July, 1999.
/S/ JAMES A. HANLEY /S/ SAMUEL E. HUDGINS
------------------------------ ------------------------------
James A. Hanley Samuel E. Hudgins
/S/ J. BERKLEY INGRAM, JR. /S/ D. DEAN KAYLOR
------------------------------ ------------------------------
J. Berkley Ingram, Jr. D. Dean Kaylor
/S/ CHARLES S. WAY, JR. /S/ DR. ALVIN J. SCHEXNIDER
------------------------------ ------------------------------
Charles S. Way, Jr. Dr. Alvin J. Schexnider
Exhibit (a)(xii) under Form N-1A
Exhibit 3(i) under Item 601/Reg. S-K
THE WACHOVIA FUNDS
Amendment No. 16
to the
AMENDED AND RESTATED DECLARATION OF TRUST
dated February 24, 1992
Strike the first paragraph of Section 5 of Article III from the Declaration
of Trust and substitute in its place the following:
"Section 5. ESTABLISHMENT AND DESIGNATION OF SERIES OR CLASS. Without
limiting the authority of the Trustees set forth in Article XII, Section 8,
INTER ALIA, to establish and designate any additional Series or Class, or to
modify the rights and preferences of any existing Series or Class the Series
and Classes of the Trust are established and designated as:
Wachovia Balanced Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Emerging Markets Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Equity Index Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Executive Equity Fund
Institutional Shares
Institutional Service Shares
Wachovia Executive Fixed Income Fund
Institutional Shares
Institutional Service Shares
Wachovia Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Growth & Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Intermediate Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Money Market Fund
Institutional Shares
Investment Shares
Wachovia Personal Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Prime Cash Management Fund
Institutional Shares
Wachovia Quantitative Equity Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Short-Term Fixed Income Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Special Values Fund
Class A Shares
Class B Shares
Class Y Shares
Wachovia Tax-Free Money Market Fund
Institutional Shares
Investment Shares
Wachovia U.S. Treasury Money Market Fund
Institutional Shares
Investment Shares"
The undersigned certify that the above-stated amendment is a true and
correct Amendment to the Declaration of Trust, as adopted by the Board of
Trustees on the 2nd day of March, 2000.
WITNESS the due execution hereof this 2nd day of March, 2000.
/S/ JAMES A. HANLEY /S/ SAMUEL E. HUDGINS
------------------------------ ------------------------------
James A. Hanley Samuel E. Hudgins
/S/ D. DEAN KAYLOR /S/ DR. ALVIN J. SCHEXNIDER
------------------------------ ------------------------------
D. Dean Kaylor Dr. Alvin J. Schexnider
/S/ CHARLES S. WAY, JR.
------------------------------
Charles S. Way, Jr.
Exhibit (a)(xiii) under Form N-1A
Exhibit 3(i) under Item 601/Reg. S-K
THE WACHOVIA FUNDS
Amendment No. 17
to the
DECLARATION OF TRUST
Dated November 19, 1991
THIS Declaration of Trust is amended as follows:
A. Strike the first sentence of Section 5 of Article XII from the
Declaration of Trust and substitute in its place the following:
Section 5. OFFICES OF THE TRUST, FILING OF COPIES, HEADINGS,
COUNTERPARTS. The Trust shall maintain a usual place of business in
Massachusetts, which, initially, shall be c/o Donnelly, Conroy &
Gelhaar, 73 Tremont Street, Boston, Massachusetts 02108, and shall
continue to maintain an office at such address unless changed by the
Trustees to another location in Massachusetts.
The undersigned, Vice President, hereby certifies that the above-stated
Amendment is a true and correct Amendment to the Declaration of Trust, as
adopted by the Board of Trustees by Unanimous Consent on the 28th day of
January, 2000.
WITNESS the due execution hereof this 29th day of January, 2000.
/S/ JAMES E. OSTROWSKI
------------------------------
James E. Ostrowski, Vice President
