MICRO FOCUS GROUP PUBLIC LIMITED COMPANY
6-K, 1998-09-02
COMPUTER PERIPHERAL EQUIPMENT, NEC
Previous: SMITH BARNEY INVESTMENT TRUST, N-30D, 1998-09-02
Next: PANACO INC, PRER14A, 1998-09-02




<PAGE> 1

                       SECURITIES AND EXCHANGE COMMISSION

                              Washington, DC 20549


                                    FORM 6-K

                            REPORT OF FOREIGN ISSUER
                      PURSUANT TO RULE 13A-16 OR 15D-15 OF
                       THE SECURITIES EXCHANGE ACT OF 1934


For the month of August 24, 1998

                       Micro Focus Public Limited Company
                 (Translation of Registrant's Name into English)

               The Lawn, Old Bath Road, Newbury, England RG14 1QN
                    (Address of Principal Executive Offices)


     (Indicate  by check mark whether the  Registrant  files or will file annual
reports under the cover of Form 20-F or Form 40-F.)

      Form 20-F ___X__                                Form 40-F ______

     (Indicate  by  check  mark  whether  the   Registrant  by  furnishing   the
information contained in this form is also thereby furnishing the information to
the Commission  pursuant to Rule 12g3-2(b) under the Securities Exchange Act  of
1934.)

      Yes ___X__                                      No _____

     (If  "Yes" is  marked,  indicate  below  the file  number  assigned  to the
Registrant in connection with Rule 12g3-2(b):82-795.)


<PAGE> 2
                                                                     

SCHEDULE 3A                         [LOGO]                 London STOCK EXCHANGE


- --------------------------------------------------------------------------------

APPLICATION FOR ADMISSION OF SECURITIES TO LISTING
(Shares and Debt Securities)


This form of  application  for  admission  of  securities  to listing  should be
suitably adapted for an issuer which is not a public limited company.


To:   London Stock Exchange ("the Exchange")                  24 August 1998
                                                          ----------------------


Details of securities to be listed


                   Micro Focus Group plc                                      
- ---------------------------------------------------------[insert name of issuer]
("the issuer")  hereby applies for the securities  detailed below to be admitted
to the  Official  List of the  Exchange  subject  to the  listing  rules  of the
Exchange.

Share capital

Authorised                 Denomination             Issues and paid to
                                                    (inclusive of present issue)

     212,000,000     in  Ordinary shares of         177,468,232
- --------------------     --------------------       ----------------------------
                     in  2p each                    (21,514,084)
- --------------------     --------------------       ----------------------------
                     in                             (12,526,924)
- --------------------     --------------------       ----------------------------
                     in                    
- --------------------     --------------------       ----------------------------
                                     
- --------------------                                ----------------------------
(GBP) 4,240,000                                     (GBP)3,549,361           
- --------------------                                ----------------------------

(Please  include in brackets those shares listed under block listing  procedures
but not yet allotted)


Debt securities
                           

Nominal value          Redemption date                  Coupon


- -------------------    --------------------            -------------------------

- -------------------    --------------------            -------------------------

- -------------------    --------------------            -------------------------

- -------------------    --------------------            -------------------------

- -------------------
(GBP)
- -------------------


<PAGE> 3

Amounts and descriptions of securities for which application is now being  made 
(include distinctive numbers if any)


            96,922,761 Ordinary Shares of 2p each: 62,881,753 shares pursuant to
- --------------------------------------------------------------------------------

acquistion, 12,526,924 shares for options pursuant to acqusition , 21,514,084  
- --------------------------------------------------------------------------------

shares for new option plan
- --------------------------------------------------------------------------------


Type of issue for which application is being made


Vendor consideration:  Micro Focus aquistion of Intersolv, Inc. 
- --------------------------------------------------------------------------------

New option plan 
- --------------------------------------------------------------------------------


Are the securities for which application is now made:

(a)    identical * in all respects? YES
                                                                             
       If no, how do they differ and when will they become identical?

       -------------------------------------------------------------------------
     
       -------------------------------------------------------------------------

(b)    identical * in all respects with an existing class of security? YES
                                                                               
                                                                               
       If no, how do they differ and when will they become identical?

       -------------------------------------------------------------------------

       -------------------------------------------------------------------------


(c)    the subject of an application  for listing in another member state of the
       European  Community either within the previous six months,  now or in the
       near future? NO
                                                                            
                                                                           
       If yes, state when and on what stock exchange(s):
     
       -------------------------------------------------------------------------

       -------------------------------------------------------------------------

Notes:

       * Identical means in this content

       (a) the  securities  are of the same  nominal  value with the same amount
           called up or paid up:

       (b) they are entitled to  dividend/interest  at the same rate and for the
           same  period,  so  that  at  the  next  ensuing   distribution,   the
           dividend/interest  payable  per unit will  amount to exactly the same
           sum (gross and net): and

       (c) they carry the same rights as to  unrestricted  transfer,  attendance
           and voting at meetings and are pari passu in all other respects.

       If the securities  are not  identical,  but will so become in the future,
       definitive  certificates  issued  before that date must be enfaced with a
       note to this affect.


<PAGE>  4


Details of document at title                                


Please give details of renounceable document (where applicable):



(a)  Type of document
     (which  must  comply with the relevant  
     provisions  of chapter 13 of the listing rules):  -------------------------


(b)  Proposed date of issue:                           -------------------------


(c)  Last day of splitting:                            -------------------------

       (i)    Not paid:                                -------------------------

       (ii)   Partly paid:                             -------------------------

       (iii)  Fully paid                               -------------------------


(d)    Last day for renunciation                       -------------------------







Definitive certificates

Definitive  certificates  (in  respect of the class of  security/securities  for

                                                     80,545,471
which listing is sought have already been issued for ------------ shares [insert

                                  N/A                          N/A
number of shares] and/or (GBP) ------------   nominal   of  ------------ [insert

                                                           ALLOTMENT  
designation of debt  securities] and  will  be ready  on ------------------- for

164,941,308                                                      N/A
- ----------------- shares [insert number of shares] and/or(GBP)------------------

               N/A
nominal of --------------------[insert designation of debt securities].


<PAGE>  5

Declaration

We  acknowledge  our   obligations   under  the  listing  rules  and  the  legal
implications  of listing under the Financial  Services Act 1986.  Accordingly we
declare that:

(a)    all the conditions for listing in the listing rules which are required to
       be fulfilled prior to application  have been fulfilled in relation to the
       issuer and the securities  for the admission of which  application is now
       made;

(b)    all    information    required    to   be   included   in   the   listing
       particular/prospectus has been included therein, or, if the final version
       has not yet been submitted (or approved), will be included therein before
       it so submitted; and

(c)    all  the  documents  and  information  required  to be  included  in  the
       application  have been or will be supplied in accordance with the listing
       rules  and all other  requirements  of the  Exchange  in  respect  of the
       application have been or will be complied with.

We undertake to comply with the listing  rules from time to time of the Exchange
so far as applicable to the issuer.

We undertake to lodge with you the  declaration  required  pursuant to paragraph
7.6(i) of the listing rules of the Exchange in due course.



Signed:        /s/ Rick Van Hoesen
               -----------------------------

Director or secretary or
other duly authorised officer
for and on behalf of





Micro Focus Group plc
- -------------------------------
Name of issurer 



To be completed in all cases





Application to be heard on:                           (TBA)                 1998
                                                      --------------------------

Dealings expected to commence on:                     (TBA)                 1998
                                                      --------------------------

Name(s) of contact(s) of issuer regarding the application:   Karen Gawn
                                                      --------------------------

Telephone number:                                            0171 568 2144
                                                      --------------------------



Notes: * delete as appropriate

<PAGE> 6

                                   SIGNATURES

     Pursuant to the  requirements  of the Securities  Exchange Act of 1934, the
Registrant  has duly  caused  this  report  to be  signed  on its  behalf by the
undersigned, thereunto duly authorized.


                                   Micro Focus Group Public Limited Company
                                                  (Registrant)


Date:  September 1, 1998          By:   /s/ Richard Van Hoesen 
                                        ---------------------------------------
                                        Richard Van Hoesen
                                        Senior Vice President, Chief Financial
                                        Officer and Secretary




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission