UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3 )*
Daw Technologies, Inc.
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(Name of Issuer)
Common Stock, $.01 Par Value
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(Title of Class of Securities)
23922010
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(CUSIP Number)
Check the following box if a fee is being paid with this statement
[ ]. (A fee is not required only if the filing person: (1) has a
previous statement on file reporting beneficial ownership of more
than five percent of the class of securities described in Item 1;
and (2) has filed no amendment subsequent thereto reporting
beneficial ownership of five percent or less of such class.) (See
Rule 13d-7).
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
13G
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald W. Daw - SSN: ###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 5 SOLE VOTING POWER
SHARES 718,000
BENEFICIALLY
OWNED BY 6 SHARED VOTING POWER
EACH 1,246,699
REPORTING
PERSON 7 SOLE DISPOSITIVE POWER
WITH 718,000
8 SHARED DISPOSITIVE POWER
1,246,699
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
1,964,699
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
16.6%
12 TYPE OF REPORTING PERSON*
IN
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. INDENTIFICATION NOL OF ABOVE PERSON
Tracey B. Daw
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 5 SOLE VOTING POWER
SHARES 700
BENEFICIALLY
OWNED BY 6 SHARED VOTING POWER
EACH 1,963,999
REPORTING
PERSON 7 SOLE DISPOSITIVE POWER
WITH 700
8 SHARED DISPOSITIVE POWER
1,963,999
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
1,964,699
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
16.6%
12 TYPE OF REPORTING PERSON*
IN
This Amendment No. 3 to the Schedule 13G of Ronald W. Daw and Tracey B. Daw
amends and supplements, and should be read in conjunction with, the Schedule
13G and Amendments 1 and 2 thereto, all of which were filed on May 31, 1996.
Item 1.
(a) Name of Issuer: Daw Technologies, Inc.
(b) Address of Issuer's Principal Executive
Offices: 2700 South 900 West,
Salt Lake City, Utah 84119
Item 2.
(a) Name of Persons Filing: Ronald W. Daw and
Tracey B. Daw (the "Reporting Persons")
(b) Address of Principal Business Office of
Ronald W. Daw: 2700 South 900 West, Salt
Lake City, Utah 84119
Address of Residence of Tracey B. Daw:
488 Edindrew Circle, Murray, Utah 84107
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock,
$.01 Par Value (the "Common Stock")
(e) CUSIP Number: 23922010
Item 3.
This statement is not filed pursuant to Rule
13d-1(b) or 13d-2(b).
Item 4. Ownership
(a) Amount Beneficially owned by Ronald W. Daw
as of 12/31/95: 1,964,699 shares
Amount Beneficially owned by Tracey B. Daw
as of 12/31/95: 1,964,699 shares
(b) Percent of Class owned by Ronald W. Daw as
of 12/31/95: 16.6%
Percent of Class owned by Tracey B. Daw as
of 12/31/95: 16.6%
(c) Number of shares as to which the Reporting
Persons have:
(i) sole power to vote or to direct the
vote: As of December 31, 1995, Ronald
W. Daw had sole power to vote or
direct the vote of 718,000 shares,
which included, 453,700 shares held by
Ronald W. Daw, 219,300 shares owned by
the Ronald Daw Family Limited
Partnership and 45,000 shares
underlying options that were presently
exercisable.
Tracey B. Daw had sole power to vote
700 shares, which included 100 shares
held by her individually and 600
shares held by her as trustee of the
Reporting Persons' childrens' trusts.
(ii) shared power to vote or to direct the
vote: As of December 31, 1995, the
Reporting Persons shared the power to
vote or to direct the vote of
1,245,999 shares held jointly by the
Reporting Persons. In addition,
Tracey B. Daw may be deemed to share
the power to vote or direct the vote
of the 718,000 shares held by Ronald
W. Daw and the Ronald Daw Family
Limited Partnership, and Ronald W. Daw
may be deemed to share the power to
vote or direct the vote of the 700
shares held by Tracey B. Daw,
individually and as trustee of the
Reporting Persons' children's trusts.
(iii) sole power to dispose or to
direct the disposition of: As of
December 31, 1995, Ronald W. Daw
had sole power to dispose or
direct the disposition of 718,000
shares, which included 453,700
shares held by Ronald W. Daw,
219,300 shares owned by the
Ronald Daw Family Limited
Partnership and 45,000 shares
underlying presently exercisable
options.
Tracey B. Daw had sole power to
dispose or direct the disposition of
700 shares, which included 100 shares
held by her individually and 600
shares held by her as trustee of the
Reporting Persons' children's trusts.
(iv) shared power to dispose or to direct
the disposition of: As of December
31, 1995, the Reporting Persons shared
the power to dispose or to direct the
disposition of 1,245,999 shares held
jointly by them. In addition, Tracey
B. Daw may be deemed to share the
power to dispose or direct the
disposition of the 718,000 shares held
by Ronald W. Daw and the Ronald Daw
Family Limited Partnership, and Ronald
W. Daw may be deemed to share the
power to dispose or direct the
disposition of the 700 shares held by
Tracey B. Daw, individually and as
trustee of the Reporting Persons'
children's trusts.
The filing of this Schedule 13G shall not be
construed as an admission that the Reporting
Persons, for purposes of Section 13(d) and
13(g) of the Securities Exchange Act of
1934, are the beneficial owners of all of
the securities covered by this Schedule 13G.
Note: The Schedule 13G for the Reporting Persons incorrectly reported on the
cover page that as of 12/31/93, Ronald W. Daw had sole voting power of
4,411,433 shares; the correct number was 4,411,533 shares. Amendment
No. 1 to the Reporting Persons' Schedule 13G incorrectly reported on the
cover page that, as of 12/31/94, the percentage owned by Ronald W. Daw
was 42.7%; the correct percentage was 48.7%. In addition, Amendment No.
1 to the Reporting Persons' Schedule 13G incorrectly reported on the
cover page that the aggregate amount beneficially owned by Tracey B.
Daw, as of 12/31/94, was 2,266,999 shares; such amount should have been
2,266,699 shares. Amendment No. 2 to the Reporting Persons' Schedule 13G
incorrectly reported on the cover page that, as of 12/31/95, Tracey B.
Daw beneficially owned 1,964,999 shares; such amount should have been
1,964,699 shares.
Item 5. Ownership of Five Percent or Less of a Class
This statement is not being filed to report
the fact that as of the date hereof the Reporting
Persons have ceased to be beneficial owners of
more than five percent of the class of
securities.
Item 6. Ownership of More than Five Percent on
Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members
of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information
set forth in this statement is true, complete and
correct.
DATED: May 31 , 1996 DATED: May 31 , 1996
By /s/ RONALD W. DAW By /s/ Ronald W. Daw
Ronald W. Daw Tracey B. Daw by Ronald W. Daw,
as Attorney-in-fact pursuant to a Power
of Attorney dated May , 1996, a copy of
which is filed herewith and incorporated
herein by reference.
AGREEMENT
The undersigned agree that this Amendment No. 3
to Schedule 13G of Ronald W. Daw and Tracey B. Daw
relating to shares of Common Stock of Daw
Technologies, Inc. shall be filed on behalf of the
undersigned.
By /s/ RONALD W. DAW By /s/ Ronald W. Daw
Ronald W. Daw Tracey B. Daw by Ronald W. Daw, as
Attorney-in-fact pursuant to a Power of
Attorney dated May , 1996, a copy of
which is filed herewith and incorporated
herein by reference.
DAW TECHNOLOGIES, INC.
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5 and Schedule 13G and
Schedule 13D
Know all by these presents, that the undersigned
hereby constitutes and appoints each of Ronald W. Daw,
David R. Grow and William J. Sawaya, Jr., signing
singly, her true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned
(i) Forms 3, 4 and 5 (including any
amendments thereto) which may be required to
be filed in accordance with Section 16(a) of
the Securities Exchange Act of 1934 and the
rules thereunder and (ii) Schedules 13G and
13D (including any amendments thereto) which
may be required to be filed in accordance
with Sections 13(d) and 13(g) of the
Securities Exchange Act of 1934 and the
rules thereunder as a result of the
undersigned's ownership of or transactions
in securities of Daw Technologies, Inc.;
(2) do and perform any and all acts for and on
behalf of the undersigned which may be
necessary or desirable to complete the
execution of any such Form 3, 4 or 5 or
Schedule 13G or 13D and the timely filing of
such form with the United States Securities
and Exchange Commission and any other
authority; and
(3) take any other action of any type whatsoever
in connection with the foregoing which, in
the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or
legally required by, the undersigned, it
being understood that the documents executed
by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of
Attorney shall be in such form and shall
contain such terms and conditions as such
attorney-in-fact may approve in his
discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and
perform all and every act and thing whatsoever
requisite, necessary and proper to be done in the
exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the
undersigned might or could do if personally present,
with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-
fact, or his substitute or substitutes, shall lawfully
do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming any of
the undersigned's responsibilities to comply with
Section 16 or Section 13 of the Securities Exchange
Act of 1934.
Photographic copies of this Power of Attorney
shall have the same force and effect as the original.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed as of this 28th
day of May, 1996.
/s/ Tracey B. DAW
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Signature
Tracey B. Daw
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Print Name
