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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 5 )*
Daw Technologies, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.01 Par Value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
23922010
----------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 Pages
<PAGE>
CUSIP No. 23922010 Page 2 of 8 Pages
13G
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J. Weston Daw
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
726,099
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 1,475,580
EACH
REPORTING ------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
726,099
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,475,580
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,201,679
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.7%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 23922010 Page 3 of 8 Pages
13G
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Beverly Daw
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
None
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 2,201,679
EACH ------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH None
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,201,679
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,201,679
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.7%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 23922010 Page 4 of 8 Pages
13G
This Amendment No. 5 to the Schedule 13G of J. Weston Daw and Beverly Daw amends
and supplements, and should be read in conjunction with, the Schedule 13G and
Amendments 1 and 2 thereto, all of which were filed on May 31, 1996, Amendment
No. 3 thereto, which was filed on June 3, 1996 and Amendment No. 4 thereto,
which was filed on February 12, 1997.
Item 1.
(a) Name of Issuer: Daw Technologies, Inc.
(b) Address of Issuer's Principal Executive Offices: 2700 South 900
West, Salt Lake City, Utah 84119
Item 2.
(a) Name of Persons Filing: J. Weston Daw and Beverly Daw (the
"Reporting Persons")
(b) Address of Principal Business Office of J. Weston Daw: 12552 South
125 West, Draper, Utah 84020
Address of Residence of Beverly Daw: 602 Walnut Brook Drive, Murray,
Utah 84107
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock, $.01 Par Value (the
"Common Stock")
(e) CUSIP Number: 23922010
Item 3.
This statement is not filed pursuant to Rule 13d-1(b) or 13d-2(b).
Item 4. Ownership
(a) Amount Beneficially owned by J. Weston Daw as of 12/31/97:
2,201,679 shares
Amount Beneficially owned by Beverly Daw as of 12/31/97:
2,201,679 shares
(b) Percent of Class owned by J. Weston Daw as of 12/31/97: 17.7%
Percent of Class owned by Beverly Daw as of 12/31/97: 17.7%
(c) Number of shares as to which the Reporting Persons have:
<PAGE>
CUSIP No. 23922010 Page 5 of 8 Pages
13G
(i) sole power to vote or to direct the vote: As of December 31,
1997, J. Weston Daw had sole power to vote or to direct the
vote of 726,099 shares, which included 10,000 shares
underlying presently exercisable options. Beverly Daw did not
have sole power to vote or direct the vote of any shares.
(ii) shared power to vote or to direct the vote: As of December 31,
1997, the Reporting Persons shared the power to vote or to
direct the vote of 1,475,580 shares jointly held by the
Reporting Persons of which 500,000 shares were held by six
limited partnerships of which the Reporting Persons were
general partners. In addition, Beverly Daw, the spouse of J.
Weston Daw, may be deemed to share voting power with respect
to the shares held by J. Weston Daw as a result of such
relationship.
(iii) sole power to dispose or to direct the disposition of: As of
December 31, 1997, J. Weston Daw had sole power to dispose or
to direct the disposition of 726,099 shares, which included
10,000 shares underlying presently exercisable options .
Beverly Daw did not have sole power to dispose or direct the
disposition of any shares.
(iv) shared power to dispose or to direct the disposition of: As of
December 31, 1997, the Reporting Persons shared the power to
dispose or direct the disposition of 1,475,580 shares jointly
held by the Reporting Persons of which 500,000 shares were
held by six limited partnerships of which the Reporting
Persons were general partners. In addition, Beverly Daw, the
spouse of J. Weston Daw, may be deemed to share dispositive
power with respect to the shares held by J. Weston Daw as a
result of such relationship.
The filing of this Amendment No. 5 to Schedule 13G shall not be
construed as an admission that the Reporting Persons, for purposes
of Section 13(d) and 13(g) of the Securities Exchange Act of 1934,
are the beneficial owners of all of the securities covered by this
Schedule 13G.
Item 5. Ownership of Five Percent or Less of a Class
This statement is not being filed to report the fact that as of the
date hereof the Reporting Persons have ceased to be beneficial owners of
more than five percent of the class of securities.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
<PAGE>
CUSIP No. 23922010 Page 6 of 8 Pages
13G
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
<PAGE>
CUSIP No. 23922010 Page 7 of 8 Pages
13G
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
DATED: January 13, 1998 DATED: January 13, 1998
By /s/ J. WESTON DAW By /s/ BEVERLY S. DAW
-------------------------- ----------------------------
J. Weston Daw Beverly S. Daw
<PAGE>
CUSIP No. 23922010 Page 8 of 8 Pages
13G
EXHIBIT A
AGREEMENT
The undersigned agree that this Amendment No. 5 to Schedule 13G of J.
Weston Daw and Beverly Daw relating to the shares of Common Stock of Daw
Technologies, Inc. shall be filed on behalf of each of the undersigned.
By /s/ J. WESTON DAW By /s/ BEVERLY S. DAW
----------------------------- ------------------------------
J. Weston Daw Beverly S. Daw
