OMB APPROVAL
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OMB Number 3235-0145
Expire August 31, 1999
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 7 )*
Daw Technologies, Inc.
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(Name of Issuer)
Common Stock, $.01 Par Value
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(Title of Class of Securities)
23922010
(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
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CUSIP No. 23922010
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Ronald W. Daw
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization United States
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Number of 5. Sole Voting Power 734,500
Shares
Beneficially 6. Shared Voting Power 1,197,199
Owned by Each
Reporting 7. Sole Dispositive Power 734,500
Person With:
8. Shared Dispositive Power 1,212,199
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9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,931,699
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10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
11. Percent of Class Represented by Amount in Row (11) 15.43%
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12. Type of Reporting Person (See Instructions) IN
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CUSIP No. 23922010
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Tracey B. Daw
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization United States
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Number of 5. Sole Voting Power 700
Shares
Beneficially 6. Shared Voting Power 1,870,999
Owned by Each
Reporting 7. Sole Dispositive Power 700
Person With:
8. Shared Dispositive Power 1,870,999
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9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,931,699
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) o
11. Percent of Class Represented by Amount in Row (11) 15.43%
12. Type of Reporting Person (See Instructions) IN
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CUSIP No. 23922010
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Item 1.
(a) Name of Issuer: Daw Technologies, Inc. (the "Company")
(b) Address of Issuer's Principal Executive Offices:
2700 South 900 West, Salt Lake City, Utah 84119
Item 2.
(a) Name of Persons Filing:
Ronald W. Daw and Tracey B. Daw (the "Reporting Persons")
(b) Address of Principal Business Office of Ronald W. Daw:
2700 South 900 West, Salt Lake City, Utah 84119
Address of Residence of Tracey B. Daw:
488 Edindrew Circle, Murray, Utah 84107
(c) Citizenship: United States
(d) Title of Class of Securities:
Common Stock, $.01 Par Value (the "Common Stock")
(e) CUSIP Number: 23922010
Item 3.
This statement is not filed pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c).
Item 4. Ownership
(a) Amount Beneficially owned by Ronald W. Daw as of 12/31/98: 1,931,699
Amount Beneficially owned by Tracey B. Daw as of 12/31/98: 1,931,699
(b) Percent of Class owned by Ronald W. Daw as of 12/31/98: 15.43%
Percent of Class owned by Tracey B. Daw as of 12/31/98: 15.43%
(c) Number of shares as to which the Reporting Persons have:
(i) sole power to vote or to direct the vote: As of December 31,
1999, Ronald W. Daw had sole power to vote or to direct the
vote of 734,500 shares. which included 455,200 shares held
by Ronald W. Daw, 219,300 shares owned by the Ronald Daw
Family Limited Partnership, and 60,000 shares underlying
presently exercisable options. Tracey B. Daw had sole power
to vote 700 shares, which included 100 shares held by her
individually and 600 shares held by her as trustee of the
Reporting Person's children's trusts.
(ii) shared power to vote or to direct the vote: As of December
31, 1999, the Reporting Persons shared the power to vote or
to direct the vote of 1,197,199 shares jointly held by the
Reporting Persons. In addition, Tracey B. Daw may be deemed
to share the power to vote or direct the vote of the 734,500
shares held by Ronald W. Daw and the Ronald Daw Family
Limited Partnership, and Ronald W. Daw may be deemed to
share the power to vote or direct the vote of the 700 shares
held by Tracey B. Daw, individually and as trustee of the
Reporting Persons' children's trusts.
(iii) sole power to dispose or to direct the disposition of: As of
December 31, 1999, Ronald W. Daw had sole power to dispose
or to direct the disposition of 734,500 shares, which
included 455,200 shares held by Ronald W. Daw, 219,300
shares owned by the Ronald Daw Family Living Partnership,
and 60,000 shares underlying presently exercisable options.
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CUSIP No. 23922010
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Tracey B. Daw had sole power to dispose or direct the
disposition of 700 shares, which included 100 shares held by
her individually and 600 shares held by her as trustee of
the Reporting Persons' children's trusts.
(iv) shared power to dispose or to direct the disposition of: As
of December 31, 1999, the Reporting Persons shared the power
to dispose or direct the disposition of 1,197,199 shares
jointly held by them. In addition, Tracey B. Daw may be
deemed to share the power to dispose or direct the
disposition of the 734,500 shares held by Ronald W. Daw and
the Ronald Daw Family Limited Partnership, and Ronald W. Daw
may be deemed to share the power to dispose or direct the
disposition of the 700 shares held by Tracey B. Daw,
individually and as trustee of the Report Person's
children's trusts.
The filing of this Amendment No. 7 to Schedule 13G shall not be
construed as an admission that the Reporting Persons, for purposes of
Section 13(d) and 13(g) of the Securities Exchange Act of 1934, are the
beneficial owners of all of the securities covered by this Schedule
13G.
Item 5. Ownership of Five Percent or Less of a Class
This statement is not being filed to report the fact that as of the
date hereof the Reporting Person has ceased to be the beneficial owner
of more than five percent of the class of securities.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reporting on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
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CUSIP No. 23922010
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
DATED: February 1, 2000 DATED: February 1, 2000
By:/s/ Ronald W. Daw By:/s/ Tracey B. Daw
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Ronald W. Daw By:/s/ Ronald W. Daw
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CUSIP No. 23922010
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EXHIBIT A
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AGREEMENT
The undersigned agree that this Amendment No. 7 to Schedule 13G of Ronald
W. Daw and Tracey B. Daw relating to the shares of Common Stock of Daw
Technologies, Inc. shall be filed on behalf of each of the undersigned.
By:/s/ Ronald W. Daw By: /s/ Tracey B. Daw
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Ronald W. Daw By: /s/ Ronald W. Daw
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