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UNITED STATES ------------------------------
SECURITIES AND EXCHANGE COMMISSION | |
Washington, D.C. 20549 | |
| |
FORM 13F ------------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
----------------------------
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
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If amended report check here: | |
MARTINDALE ANDRES & COMPANY, INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
200 FOUR FALLS CORPORATE CENTER, SUITE 200, WEST CONSHOHOCKEN, PA 19428
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Business Address (Street) (City) (State) (Zip)
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- ---------------------------------- -----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of W. Conshohocken and State of Pennsylvania
--------------- ---------------------
on the 5th day of April , 1999.
---- ---------- --
WILLIAM C. MARTINDALE, JR.
---------------------------------------------
(Name of Institutional Manager)
/s/ William C. Martindale, Jr.
---------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. 6.
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2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
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4. 9.
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5. 10.
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<PAGE>
03/31/99 MARTINDALE ANDRES & COMPANY, INC. Page 1
Form 13F
<TABLE>
<CAPTION>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
--INVESTMENT DISCRETION-- ---VOTING AUTHORITY---
TYPE
OF MARKET SHARES/ SOLE SHARED OTHER SOLE SHARED NONE
SECURITY CLASS CUSIP VALUE PAR VALUE (A) (B) (C) MANAGER (A) (B) (C)
-------- ----- ----- ---------- --------- --- --- --- ------- --- --- ---
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T T 982,738 12,313
ABBOTT LABS 00282410 2,612,165 55,800
ADVANCED COM SYSTEMS ACSC 273,188 23,500
AFFILIATED COMPUTER SER. INC ACS 13,531,615 295,773
AFLAC, INC AFL 489,942 9,000
AIR PRODS & CHEMS INC 00915810 267,150 7,800
AIRGAS INC ARG 1,113,875 133,000
ALKERMES INC ALKS 1,280,750 47,000
ALLIED IRISH BANKS plc 019228402 724,500 7,000
AMERICA ONLINE, INC AOL 13,985,580 95,140
AMERICA SERVICE GRP ASGR 258,500 22,000
AMERICAN HOME PRODS CORP 02660910 5,565,825 85,300
AMERICAN INTL GROUP INC 02687410 211,697 1,755
AMGEN INC AMGN 718,800 9,600
AMOCO CORP AN 546,060 9,120
AMP INC 03189710 585,825 10,950
ANHEUSER BUSCH COS INC 03522910 304,500 4,000
ANSYS, INC ANSS 412,500 60,000
APPLIED GRAPHICS TECH AGTX 477,150 63,620
ARMSTRONG WORLD INDS INC 04247610 2,345,257 51,900
ASTRA AB A 1,185,895 51,700
ASV INC ASVI 217,188 12,500
ATLANTIC RICHFIELD CO 04882510 549,754 7,518
AUTOLIV ALV 1,279,696 34,068
AUTOMATIC DATA PROCESSING 05301510 14,530,900 351,200
BALTIMORE GAS & ELEC CO 05916510 2,880,063 113,500
BANKAMERICA CORP 06605010 231,241 3,846
BARD C R INC BCR 605,256 12,000
BELL ATLANTIC CORP 07785310 1,615,663 31,258
BELLSOUTH CORP 07986010 893,405 22,300
BESTFOODS BFO 609,496 12,968
BRASS EAGLES INC. 10553F106 243,000 13,500
BRISTOL MYERS CO BMY 1,658,016 25,856
BRYN MAWR BANK CORP BMTC 368,508 13,776
BURLINGTON NORTHN INC 12189T104 493,125 15,000
<PAGE>
03/31/99 MARTINDALE ANDRES & COMPANY, INC. Page 2
Form 13F
BUSH INDUSTRIES INC BSH 1,287,328 104,550
CAPITAL ONE FINANCIAL CORP COF 9,656,450 63,950
C-CUBE MICROSYSTEMS INC. CUBE 1,804,964 91,100
CENTOCOR INC CNTO 2,914,408 78,900
CERNER CORP CERN 803,150 50,000
CFM TECHNOLOGIES INC. CFMT 753,275 103,900
CHARLES SCWAB CORP SCH 389,306 4,050
CHEVRON CORPORATION CHV 507,295 5,716
CIRRUS LOGIC INC CALIF CRUS 446,250 70,000
CISCO SYSTEMS INC CSCO 616,292 5,625
CITIGROUP 172967101 1,839,951 28,806
COASTAL CORP 19044110 4,712,400 142,800
COCA COLA CORP 19121610 6,844,847 111,525
COMPAQ COMPUTER CORP 20449310 3,912,010 123,454
COMPUTER ASSOC INTL INC CA 6,162,606 173,287
COMPUTER NETWORK TECH CORP CMNT 13,576,992 841,984
COMPUWARE CORP CPWR 13,243,940 554,720
CONAGRA INC 20588710 4,120,654 160,806
CONSOLIDATED EDISON CO N 209115104 3,851,605 85,000
CONTROL DEVICES SNSR 288,846 18,000
CORDANT TECHNOLOGIES 218412104 2,786,910 70,000
CREDENCE SYSTEMS CORP CMOS 4,274,523 199,390
D & K HEALTHCARE RES DKWD 247,500 10,000
DAIMLER CHRYSLER AG DCX 5,687,772 66,281
DANA CORP 235811106 1,748,000 46,000
DANAHER CORP DHR 11,066,550 211,800
DEAN FOODS CO DF 261,844 7,350
DEERE & CO 24419910 370,800 9,600
DEVRY INC DV 5,510,000 190,000
DIALOGIC CORP DLGC 1,891,000 62,000
DIGI INTERNATIONAL DGII 1,828,575 270,900
DISNEY WALT CO DEL 25468710 335,465 10,778
DOW CHEM CO DOW 372,752 4,000
DREXLER TECHNOLOGY CORP DRXR 2,595,596 266,215
DU PON E I DE NEMOUR DD 2,229,619 38,400
EATON CORP 27805810 1,859,000 26,000
ECI TELECOM LTD ORD ECILF 2,338,000 66,800
EMC CORP EMC 1,022,000 8,000
ENDOCARDIAL SOLUTIONS INC ECSI 225,000 25,000
ENGINEERING ANIMATION INC EAII 442,313 10,500
EXXON CORP XON 2,540,268 36,000
FEDERAL NATL MTG ASSN 31358610 8,330,775 120,300
FINANCIAL FEDERAL CORP FIF 1,710,000 90,000
FIRST AMERICAN CORP-TENN FAM 2,433,750 66,000
FIRST UNION CORP N.C. COM 33735810 4,663,908 87,277
FLEET FINANCIAL GROUP, INC FLT 4,804,713 127,700
FLEETWOOD ENTERPRISES INC FLE 3,352,332 117,112
FLOW INTERNATIONAL CORP FLOW 3,282,450 332,400
FOREST OIL CORP. FST 375,000 50,000
GALLAGHER (ARTHUR J) & CO AJG 1,610,000 35,000
GAP INC DEL 36476010 7,263,073 107,900
GENERAL ELEC CO GE 15,206,291 137,458
GENERAL MTRS CORP 37044210 515,040 5,920
GENERAL RE CORP 37056310 370,405 1,850
GENESIS HEALTH VENTURES INC GHV 4,222,769 866,209
GENTEX CP GNTX 3,564,364 165,300
GTE CORP 36232010 572,875 9,469
HERCULES INC 42705610 1,540,250 61,000
<PAGE>
03/31/99 MARTINDALE ANDRES & COMPANY, INC. Page 3
Form 13F
HERSEY FOODS CORP 42786610 246,677 4,400
HEWLETT PACKARD CO 42823610 454,347 6,700
HOOPER HOLMES INC HH 351,563 22,500
HUMANA INC 44485910 288,075 16,700
HUTCHINSON TECHNOLOG HTCH 12,269,594 493,250
ICU MEDICAL INC ICUI 455,000 28,000
IMPCO TECHNOLOGIES INC IMCO 205,000 20,000
INCYTE PHARM INC INCY 601,890 30,000
INTEGRA LIFESCIENCES IART 1,995,438 456,100
INTEGRATED CIRCUIT SYSTEMS ICST 4,054,475 224,463
INTEL CORP 45814010 1,331,400 11,200
INTERNEURON PHARM NC IPIC 303,888 105,700
INT'L BUSINESS MACHINES 45920010 1,134,400 6,400
JEFFERSON PILOT CORP JP 358,194 5,287
JOHNSON & JOHNSON JNJ 6,431,211 68,783
KEYSTONE FINANCIAL KSTN 6,694,842 207,592
KIMBERLY CLARK CORP 49436810 421,567 8,794
KOALA CORP. KARE 263,525 12,700
LANCASTER COLONY CORP LANC 3,056,550 114,800
LEGG MASON INC LM 4,042,560 120,000
LEGGETT & PLATT INC LEG 2,460,000 123,000
LESCO, INC LSCO 2,265,599 152,309
LORAL SPACE & COMMUNICATIONS LOR 1,602,618 111,000
LSI INDUSTRIES INC LYTS 482,802 28,610
LUCENT TECHNOLOGIES LU 403,920 3,740
LYDALL INC LDL 581,910 70,000
MASCOTECH INC MSX 1,718,950 110,900
MBIA INC MBI 333,500 5,750
MEDIAONE GROUP INC UMG 380,628 6,000
MEDITRUST CORP MT 554,203 44,557
MEDTRONIC INC 58505510 10,860,313 151,100
MEMRY CORP MRMY 268,781 153,589
MENTOR CORP MINNESOTA MNTR 4,607,802 313,712
MERCK & CO INC MRK 4,768,720 59,516
MICRON TECHNOLOGY INC MU 2,409,400 50,000
MINNESOTA MNG & MFG CO 60405910 899,728 12,717
MOBIL CORP MOB 7,016,240 79,730
MONSANTO CO 61166210 1,805,180 39,296
MORGAN J P & CO INC JPM 778,990 6,314
MORGAN STANLEY DEAN WITTER DI SCOVMWD& CO 11,040,453 110,473
MORTON INTL MII 3,729,390 101,480
MOSAIX INC MOSX 1,516,713 181,100
MOTHERS WORK, INC MWRK 861,326 82,031
MOTOROLA INC MOT 5,422,331 74,025
NATIONAL R.V. HOLDINGS INC NVH 411,525 18,600
NEOSE TECHNOLOGIES NTEC 1,939,590 141,700
NORTHERN TELECOM LTD 665815106 2,430,765 39,127
NORTHROP CORP 66680710 2,395,000 40,000
PATINA OIL & GAS CORP POG 754,000 188,500
PEPSICO INC 71344810 454,581 11,600
PFIZER INC 71708110 1,803,750 13,000
PHARMACIA & UPJOHN PNU 664,419 10,652
PICTURETEL CORP PCTL 1,358,000 194,000
PIMCO Advisors Holdings L.P. 69338P102 367,510 11,690
PLATINUM SOFTWARE CORP PSQL 737,500 100,000
PNC BANK CORP 69347510 520,736 9,372
POTASH CORP OF POT 4,253,250 79,500
PP&L RESOURCES INCPA PPL 271,409 10,966
PREMARK INTERNATIONAL INC PMI 1,350,458 41,000
PROCTER & GAMBLE CO. PG 11,478,334 117,200
PSC INC PSCX 4,554,744 543,850
PUERTO RICAN CEMENT PRN 266,123 8,300
QUEST EDUCATION CP QEDC 264,625 29,000
RADISYS CORP RSYS 232,972 7,500
RANGE RESOURCES CORP RRC 931,365 266,104
RAVEN INDS RAVN 740,738 52,910
RAYTHEON CO CLASS B 755111408 372,621 6,356
REPUBLIC INDUSTRIES INC RII 866,250 70,000
RESPIRONICS INC RESP 2,012,489 152,600
ROYAL DUTCH PETE CO NY REG GL DR 10RD 291,200 5,600
SAINT JUDE MEDICAL STJ 2,116,969 86,850
SAP AG-COMMON SAPHF 313,768 800
SARA LEE CORP SLE 375,408 15,168
SCHERING PLOUGH CORP 80660510 14,983,800 271,200
SEAGATE TECHNOLOGY SEG 3,497,303 118,300
SECURITY DYNAMICS TECH INC SDTI 934,975 50,200
SILICON GRAPHICS INC. SGI 1,576,798 95,200
SONAT INC 83541510 2,394,000 79,800
<PAGE>
03/31/99 MARTINDALE ANDRES & COMPANY, INC. Page 4
Form 13F
SPRINT CORP FON 7,763,846 79,122
SPRINT CORP PCS GROUP PCS 1,620,128 36,561
SPSS, INC SPSS 596,050 36,400
STRATTEC SECURITY CORP STRT 253,125 9,000
SUN MICROSYSTEMS 866810104 11,211,898 89,650
SYNCOR INTL CORP NEW SCOR 9,134,638 327,700
SYSTEMS & COMPUTER TECH CORP SCTC 615,000 61,500
TECHNE CORP TECH 346,500 12,000
TECHNICAL COMMUNICATIONS TCCO 203,750 65,200
TEXAS INSTRS INC 88250810 655,050 6,600
TEXTRON INC 88320310 5,470,413 70,700
TRANSACTION NETWORK SERVICES, INCTNSI 2,590,525 158,200
TRANSCRYPT INT'L INC TRII 243,200 102,400
TRIGEN ENERGY TGN 1,947,830 142,302
TUPPERWARE CORP 89989610 630,000 35,000
U S WEST INC USW 339,353 6,163
UNIFI INC UFI 13,794,911 1,081,954
UNION CARBIDE CORP 90558110 379,579 8,400
UNITED ASSET MGMT CP UAM 1,943,667 85,908
UNITED HEALTHCARE CORP. UNH 6,378,150 121,200
UNITED TECHNOLOGIES CORP 91301710 1,069,012 7,893
US FOODSERVICE UFS 2,915,550 62,700
VALSPAR CORP VAL 2,364,069 74,900
VF CORP 91820410 363,375 7,650
VISX, INC VISX 3,893,781 36,200
WARNER LAMBERT CO 93448810 1,629,750 24,600
WELLS FARGO & CO DEL WFC 1,896,908 54,100
WENDYS INTL INC 95059010 4,979,494 175,100
WHOLE FOODS MARKET WFMI 2,016,747 58,669
WILLIAMS COS INC DEL 96945710 8,259,450 209,100
WILLIS LEASE FINANCE CORP WLFC 2,124,500 121,400
WINNEBAGO INDUSTRIES WGO 1,751,400 125,100
WORTHINGTON FOODS WFDS 2,970,550 261,147
----------- ----------
Totals 547,231,741 19,235,125
</TABLE>
