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UNITED STATES ------------------------------
SECURITIES AND EXCHANGE COMMISSION | |
Washington, D.C. 20549 | |
| |
FORM 13F ------------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
----------------------------
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: | |
MARTINDALE ANDRES & COMPANY, INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
200 FOUR FALLS CORPORATE CENTER, SUITE 200, WEST CONSHOHOCKEN, PA 19428
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- ---------------------------------- -----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of W. Conshohocken and State of Pennsylvania
--------------- ---------------------
on the 5th day of April , 1999.
---- ---------- --
WILLIAM C. MARTINDALE, JR.
---------------------------------------------
(Name of Institutional Manager)
/s/ William C. Martindale, Jr.
---------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
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3. 8.
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4. 9.
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5. 10.
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<PAGE>
<TABLE>
<CAPTION>
SECID TICKER SYMBOL MARKET VALUE PAR/SHARES
- ----- ------------- ------------ ----------
<S> <C> <C> <C> <C>
001055102 AFL 430,875 9,000 AFLAC, Inc
001957109 T 1,005,686 18,019 AT&T Corporation
001963107 ASVI 452,500 20,000 ASV Inc
00207R101 ATMI 2,025,975 68,100 ATMI Inc
002539104 AATT 303,175 13,400 Aavid Thermal Technologies
002824100 ABT 1,742,650 38,300 Abbott Laboratories
00750X109 ACSC 321,656 23,500 Advanced Communications Inc.
008190100 ACS 13,491,057 266,490 Affiliated Computer Services
009158106 APD 313,950 7,800 Air Prods & Chems Inc
009363102 ARG 1,592,500 130,000 Airgas Inc
01642T108 ALKS 1,736,688 75,100 Alkermes Inc
019228402 AIB 572,250 21,000 Allied Irish
02364J104 AOL 6,041,367 54,673 America Online, Inc.
02364L109 ASGR 335,500 22,000 America Service Group, Inc.
024490104 ABN 3,125 10,000 American Banknote Corporation
026609107 AHP 5,019,750 87,300 American Home Prods Corp
030506109 AMWD 211,500 6,000 American Woodmark Corp.
031162100 AMGN 584,400 9,600 Amgen Inc
035229103 BUD 283,750 4,000 Anheuser-Busch Cos., Inc.
03662Q105 ANSS 737,363 74,200 Ansys Inc.
037937109 AGTX 803,203 63,620 Applied Graphics Technologies
042476101 ACK 3,000,469 51,900 Armstrong World Inds Inc
046353108 AZN 1,022,010 26,080 Astrazeneca PLC-SPONS ADR
048825103 ARC 531,290 6,358 Atlantic Richfield Co
052800109 ALV 1,030,557 34,068 Autoliv, Inc.
053015103 AUD 7,770,400 176,600 Automatic Data Processing
05329W102 AN 1,246,875 70,000 Autonation Inc
05459C108 AXNT 532,888 47,900 Axent Technologies, Inc.
055622104 BPA 698,062 6,434 BP Amoco PLC
06605F102 BAC 353,758 4,846 BankAmerica Corp.
067383109 BCR 334,688 7,000 Bard C R Inc
077853109 BEL 2,043,492 31,258 Bell Atlantic Corp
079860102 BLS 1,045,313 22,300 Bellsouth Corp
08658U101 BFO 632,016 12,768 Bestfoods
105368203 BDN 271,431 13,700 Brandywine Realty Trust
110122108 BMY 1,962,107 27,856 Bristol Myers Squibb Co.
117665109 BMTC 352,149 13,776 Bryn Mawr Bank Corp
12189T104 BNI 465,000 15,000 Burlington Northern Santa Fe
123164105 BSH 1,587,506 98,450 Bush Industries Inc
125015107 CUBE 3,045,169 96,100 C-Cube Microsystems Inc
12525K106 CFMT 1,016,000 101,600 CFM Technologies, Inc.
12612W104 CNF 959,375 25,000 CNF Transportation Inc.
14040H105 COF 10,385,719 186,500 Capital One Financial Corp
152342101 CNTO 3,692,700 79,200 Centocor Inc
156782104 CERN 1,048,438 50,000 Cerner Corp
16161A108 CMB 200,450 2,314 Chase Manhattan Corp
166751107 CHV 499,734 5,250 Chevron Corporation
172755100 CRUS 621,250 70,000 Cirrus Logic Inc
<PAGE>
<CAPTION>
SECID TICKER SYMBOL MARKET VALUE PAR/SHARES
- ----- ------------- ------------ ----------
<S> <C> <C> <C> <C>
17275R102 CSCO 390,377 6,070 Cisco Systems, Inc.
172967101 C 860,843 18,123 Citigroup Inc.
190441105 CGP 5,712,000 142,800 Coastal Corp
191216100 KO 6,970,313 111,525 Coca Cola Co
200300200 CMCSK 242,925 6,320 Comcast Corp
204493100 CPQ 2,923,369 123,414 Compaq Computer Corp
204912109 CA 9,530,785 173,287 Computer Assoc Intl Inc
204925101 CMNT 14,459,556 668,650 Computer Network Tech Corp
205638109 CPWR 16,453,425 517,200 Compuware Corp
20563P101 CIX 183,219 10,250 CompX International Inc.
205887102 CAG 4,281,460 160,806 Conagra Inc
205908106 CHRZ 888,144 64,300 Computer Horizons Corp
209111103 ED 3,936,563 85,000 Consolidated Edison Co N
210371100 CEG 3,362,438 113,500 Constellation Energy Group
217753102 CORR 147,500 10,000 Cor Therapeutics Inc.
218412104 CDD 3,389,063 75,000 Cordant Technologies Inc
225302108 CMOS 6,980,985 188,040 Credence Systems Corp
235811106 DCN 2,118,875 46,000 Dana Corp
235851102 DHR 12,328,313 212,100 Danaher Corp
240028100 DSD 194,906 10,500 Dayton Superior Corp.
244199105 DE 380,400 9,600 Deere & Co
251893103 DV 3,580,000 160,000 Devry Inc
252499108 DLGC 2,939,625 67,000 Dialogic Corp
253798102 DGII 2,698,094 258,500 Digi International
254687106 DIS 332,405 10,788 The Walt Disney Co.
260543103 DOW 507,500 4,000 Dow Chem Co
261876106 DRXR 2,815,943 296,415 Drexler Technology Corp
263534109 DD 2,295,300 33,600 Du Pont (E.I.) De Nemours
265903104 DRRA 278,768 8,384 Dura Automotive Systems Inc
268258100 ECILF 2,216,925 66,800 ECI Telecom Ltd Ord
268648102 EMC 463,815 8,433 EMC Corp
278058102 ETN 2,208,000 24,000 Eaton Corp
284560109 ETT 269,969 26,500 ElderTrust REIT
291011104 EMR 207,488 3,300 Emerson Elec Co
292872108 EAII 686,200 32,387 Engineering Animation Inc.
292962107 ECSI 285,013 30,200 Endocardial Solutions Inc
29426L108 EPIC 751,188 101,000 Epicor Software Corp.
302290101 XON 2,782,979 36,084 Exxon Corp.
313586109 FNM 8,307,563 121,500 Federal Natl Mtg Assn
317492106 FIF 2,723,600 123,800 Financial Federal Corp
318900107 FAM 2,743,125 66,000 First American Corp-Tenn
337358105 FTU 4,196,019 89,277 First Union Corp N Carolina
338915101 FLT 6,030,563 135,900 Fleet Financial Group, Inc
339099103 FLE 2,802,828 106,017 Fleetwood Enterprises Inc
343468104 FLOW 3,243,750 300,000 Flow International Corp
346091606 FST 628,125 50,000 Forest Oil Corp.
362320103 GTE 716,685 9,469 GTE Corp
363127101 GNA 176,250 30,000 Gainsco Inc.
363576109 AJG 1,732,500 35,000 Gallagher (Arthur J) & Co
<PAGE>
SECID TICKER SYMBOL MARKET VALUE PAR/SHARES
- ----- ------------- ------------ ----------
<S> <C> <C> <C> <C>
364760108 GPS 8,149,416 161,775 GAP Inc Del
369604103 GE 15,425,630 136,510 General Elec Co
371901109 GNTX 3,561,600 127,200 Gentex Cp
371912106 GHV 2,669,127 889,709 Genesis Health Ventures Inc
406216101 HAL 208,150 4,600 Halliburton Co
427056106 HPC 2,398,063 61,000 Hercules Inc
427866108 HSY 261,250 4,400 Hershey Foods Corp
428236103 HWP 673,350 6,700 Hewlett Packard Co
439104100 HH 407,500 20,000 Hooper Holmes Inc
448407106 HTCH 13,030,817 469,579 Hutchinson Technology
44930G107 ICUI 713,691 40,350 ICU Medical Inc.
45245W109 IMCL 266,438 10,500 Imclone Systems
45255W106 IMCO 255,000 20,000 Impco Technologies Inc.
45337C102 INCY 1,057,500 40,000 Incyte Pharmaceuticals Inc
457985208 IART 3,156,629 490,350 Integra Lifesciences
458140100 INTC 1,309,000 22,000 Intel Corp
459200101 IBM 1,680,250 13,000 International Business Machine
460573108 IPIC 286,825 104,300 Interneuron Pharmaceuticals
475070108 JP 233,311 3,525 Jefferson Pilot Corp
478160104 JNJ 6,750,534 68,883 Johnson & Johnson
493482103 KSTN 6,136,939 207,592 Keystone Financial
494368103 KMB 501,258 8,794 Kimberly Clark Corp
499866101 KARE 339,725 12,700 Koala Corporation
501942106 LNCC 102,063 11,500 Linc Capital Inc.
50216C108 LYTS 629,992 26,114 LSI Industries Inc
513847103 LANC 3,960,600 114,800 Lancaster Colony Corp
514614106 LAN 156,613 18,700 Lancer Corp.
524660107 LEG 3,671,250 132,000 Leggett & Platt Inc
524901105 LM 4,620,000 120,000 Legg Mason Inc
526872106 LSCO 2,280,618 119,248 Lesco, Inc
549463107 LU 606,465 8,993 Lucent Technologies
550819106 LDL 805,000 70,000 Lydall Inc
574670105 MSX 1,866,513 110,200 Mascotech Inc
580135101 MCD 313,975 7,600 McDonalds Corp
583928106 TAXI 247,813 13,000 Medallion Financial Corp.
58440J104 UMG 446,250 6,000 Mediaone Group Inc
58501T108 MT 557,401 42,068 Meditrust Corporation
585055106 MDT 11,813,638 151,700 Medtronic Inc
586263204 MRMY 18,750 10,000 Memry Corporation
587188103 MNTR 5,716,252 306,913 Mentor Corporation Minnesota
589331107 MRK 4,492,984 60,716 Merck & Co Inc
589602101 KITS 71,250 10,000 Meridian Diagnostics Inc.
595112103 MU 2,015,625 50,000 Micron Technology Inc
604059105 MMM 1,105,584 12,717 Minnesota Mng & Mfg Co
607059102 MOB 7,794,270 78,730 Mobil Corp
611662107 MTC 1,557,624 39,496 Monsanto Co
616880100 JPM 816,867 5,814 Morgan J P & Co Inc
617446448 MWD 11,508,212 112,275 Morgan Stanley, Dean Witter
619454101 MOSX 1,991,063 155,400 Mosaix Inc
<PAGE>
<CAPTION>
SECID TICKER SYMBOL MARKET VALUE PAR/SHARES
- ----- ------------- ------------ ----------
<S> <C> <C> <C> <C>
620076109 MOT 7,013,869 74,025 Motorola Inc
637277104 NVH 815,475 33,200 National R.V. Holdings Inc
640522108 NTEC 1,315,206 129,100 Neose Technologies, Inc
654889104 NLCI 145,000 29,000 Nobel Learning Cmntys Inc
656569100 NT 3,405,394 39,227 Nortel Networks Corporation
666807102 NOC 2,652,500 40,000 Northrop Grumman Corp.
669930109 NOV 150,000 100,000 Novacare Inc
693475105 PNC 540,062 9,372 PNC Bank Corp
693499105 PPL 337,205 10,966 PP&L Resources Incpa
69361E107 PSCX 5,081,403 517,850 PSC Inc
703224105 POG 1,114,156 176,500 Patina Oil & Gas Corp.
713448108 PEP 437,169 11,300 Pepsico Inc
716941109 PNU 605,167 10,652 Pharmacia & Upjohn
717081103 PFE 1,538,695 14,020 Pfizer Inc
720035302 PCTL 1,456,000 182,000 Picturetel Corp
73755L107 POT 4,114,125 79,500 Potash Corp of Saskatchewan
740459102 PMI 1,537,500 41,000 Premark International Inc
742718109 PG 10,486,875 117,500 Procter & Gamble Co
745075101 PRN 225,675 6,800 Puerto Rican Cement
74835F102 QEDC 306,313 29,000 Quest Education Corp.
749360400 RCMT 172,250 13,000 RCM Technologies Inc
750459109 RSYS 412,075 10,600 Radisys Corp.
75281A109 RRC 1,611,515 263,104 Range Resources Corp.
754212108 RAVN 655,253 40,953 Raven Industries
755111408 RTNB 447,304 6,356 Raytheon Co
761230101 RESP 1,001,275 66,200 Respironics Inc
775371107 ROH 1,737,440 40,523 Rohm & Hass Co
780257705 RD 332,850 5,600 Royal Dutch Petro
78462K102 SPSS 762,919 29,700 SPSS, Inc
790849103 STJ 3,434,250 96,400 Saint Jude Medical
803111103 SLE 344,124 15,168 Sara Lee Corp
806605101 SGP 14,924,800 281,600 Schering Plough Corp
808513105 SCH 329,625 3,000 Charles Schwab Corp
811804103 SEG 3,295,375 128,600 Seagate Technology
814208104 SDTI 1,066,750 50,200 Security Dynamics Tech Inc.
817565104 SRV 231,000 12,000 Service Corp Intl
827056102 SGI 1,558,900 95,200 Silicon Graphics Inc
835415100 SNT 2,643,375 79,800 Sonat Inc
852061100 FON 8,367,824 158,444 Sprint Corporation
852061506 PCS 1,970,013 34,486 Sprint Corporation
859151102 STRC 186,000 16,000 Sterile Recoveries Inc.
863111100 STRT 307,125 9,100 Strattec Security Corp
866810104 SUNW 11,977,363 173,900 Sun Microsystems
866942105 SNHY 163,750 20,000 Sun Hydraulics Corp.
868873100 SRDX 196,500 12,000 Surmodics Inc
87157J106 SCOR 10,427,040 289,640 Syncor Intl Corp New
871873105 SCTC 1,547,994 106,300 Systems & Computer Tech. Corp.
872391107 THRD 189,375 10,000 TF Financial Corp
878377100 TECH 603,925 23,800 Techne Corp
<PAGE>
<CAPTION>
SECID TICKER SYMBOL MARKET VALUE PAR/SHARES
- ----- ------------- ------------ ----------
<S> <C> <C> <C> <C>
878409101 TCCO 162,250 64,900 Technical Communications
882508104 TXN 957,000 6,600 Texas Instrs Inc
88255T103 TEXM 204,750 27,300 Texas Micro Inc
883203101 TXT 5,835,956 70,900 Textron Inc
889542106 TLGD 739,625 48,500 Tollgrade Communications Inc
893414102 TNI 4,611,263 157,650 Transaction Network Services
89363A101 TRII 140,800 102,400 Transcrypt International
Inc.
895930105 TGN 2,617,308 137,753 Trigen Energy
899896104 TUP 1,020,000 40,000 Tupperware Corp
902124106 TYC 473,750 5,000 Tyco International LTD
90328S203 USTXP 49,875 21,000 USA Technologies Inc. CV PFD
90331R101 UFS 2,576,255 60,440 U.S. Foodservice
904677101 UFI 24,325,263 1,144,718 Unifi Inc.
905581104 UK 409,500 8,400 Union Carbide Corp
909420101 UAM 1,679,009 73,803 United Asset Mgmt Cp
910581107 UNH 7,590,150 121,200 United Healthcare Corp
912889102 USW 357,839 6,163 U S West
913017109 UTX 1,131,659 15,786 United Technologies Corp
918204108 VFC 327,038 7,650 V F Corp
920355104 VAL 2,929,800 77,100 Valspar Corp
92844S105 VISX 5,258,050 66,400 VISX, Inc.
929771103 WB 205,350 2,400 Wachovia Corp NC Com
934488107 WLA 1,706,625 24,600 Warner Lambert Co
949746101 WFC 2,372,625 55,500 Wells Fargo & Co Del
950590109 WEN 4,957,519 175,100 Wendys Intl Inc
966837106 WFMI 2,878,703 59,895 Whole Foods Market Inc
969457100 WMB 8,933,869 209,900 Williams Cos Inc Del
970646105 WLFC 2,167,931 132,900 Willis Lease Finance Corp
974637100 WGO 2,407,500 107,000 Winnebago Industries
981809106 WFDS 3,896,814 236,171 Worthington Foods
D1668R123 DCX 6,002,137 67,535 Daimler Chrysler AG
G56462107 LOR 1,998,000 111,000 Loral Space & Communications
------------------------------------
592,452,092 19,197,000
</TABLE>
