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| OMB APPROVAL |
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| OMB Number: 3235-0006 |
| Expires: February 28, 1994|
| Estimated average burden |
| hours per form.......24.60 |
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| SEC USE ONLY |
UNITED STATES ------------------------------
SECURITIES AND EXCHANGE COMMISSION | |
Washington, D.C. 20549 | |
| |
FORM 13F ------------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000.
----------------------------
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: | |
MARTINDALE ANDRES & COMPANY, INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
200 FOUR FALLS CORPORATE CENTER, SUITE 200, WEST CONSHOHOCKEN, PA 19428
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- ---------------------------------- -----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of W. Conshohocken and State of Pennsylvania
--------------- ---------------------
on the ? day of ??????? , ????.
---- ------------- ----
WILLIAM C. MARTINDALE, JR.
---------------------------------------------
(Name of Institutional Manager)
/s/ William C. Martindale, Jr.
---------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
- ----------------------- ------------- ----------------------- -------------
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3Com Corporation U. S. Stocks 885535104 284 5100 SH SOLE 1000 4100
AES Corporation U. S. Stocks 236 3000 SH SOLE 3000
AFLAC, Inc U. S. Stocks 001055102 364 8000 SH SOLE 8000
ASV Inc U. S. Stocks 001963107 548 36550 SH SOLE 17100 19450
AT&T Corporation U. S. Stocks 001957109 1111 19736 SH SOLE 19736
84 1500 SH OTHER 1500
ATMI Inc U. S. Stocks 00207r101 3818 79950 SH SOLE 68600 11350
Abbott Laboratories U. S. Stocks 002824100 1108 31500 SH SOLE 31500
Affiliated Computer Services U. S. Stocks 008190100 8808 231801 SH SOLE 117916 113885
201 5277 SH OTHER 5277
Airgas Inc U. S. Stocks 009363102 1081 130000 SH SOLE 130000
Akorn Inc U. S. Stocks 009728106 1220 128380 SH SOLE 100000 28380
19 2000 SH OTHER 2000
Alkermes Inc U. S. Stocks 01642t108 4412 47700 SH SOLE 35500 12200
Allegiance Telecom Inc U. S. Stocks 01747t102 1814 22500 SH SOLE 22500
AmSouth Bancorporation U. S. Stocks 032165102 1494 100000 SH SOLE 100000
America Online, Inc. U. S. Stocks 02364j104 6844 101480 SH SOLE 82000 19480
7 100 SH OTHER 100
1
<PAGE>
American Home Prods Corp U. S. Stocks 026609107 1494 27800 SH SOLE 50 27750
American Intl Group Inc U. S. Stocks 026874107 253 2312 SH SOLE 625 1687
American Woodmark Corp. U. S. Stocks 030506109 2888 140001 SH SOLE 113150 26851
Amgen Inc U. S. Stocks 031162100 1284 20925 SH SOLE 5425 15500
6 100 SH OTHER 100
Analog Devices U. S. Stocks 032654105 1610 20000 SH SOLE 20000
Anheuser-Busch Cos., Inc. U. S. Stocks 035229103 249 4000 SH SOLE 4000
Ansys Inc. U. S. Stocks 03662q105 775 72050 SH SOLE 67400 4650
Aphton Corp U. S. Stocks 03759p101 1305 39100 SH SOLE 25500 13600
Applied Graphics Technologies U. S. Stocks 037937109 337 56120 SH SOLE 50000 6120
Applied Science & Technology U. S. Stocks 038236105 1783 58950 SH SOLE 49650 9300
Autoliv, Inc. U. S. Stocks 052800109 558 18600 SH SOLE 18600
Automatic Data Processing U. S. Stocks 053015103 3696 76600 SH SOLE 62200 14400
Axent Technologies, Inc. U. S. Stocks 05459c108 2071 110075 SH SOLE 84850 25225
BMC SOFTWARE INC COM U. S. Stocks 055921100 333 6750 SH SOLE 3000 3750
BP Amoco PLC U. S. Stocks 055622104 709 13311 SH SOLE 13311
BankAmerica Corp. U. S. Stocks 06605f102 202 3846 SH SOLE 3846
Bell Atlantic Corp U. S. Stocks 077853109 1511 24717 SH SOLE 1700 23017
73 1200 SH OTHER 1200
Bellsouth Corp U. S. Stocks 079860102 872 18600 SH SOLE 18600
112 2400 SH OTHER 2400
Berkshire Hathaway U. S. Stocks 084670108 343 6 SH SOLE 6
Bestfoods U. S. Stocks 08658u101 570 12168 SH SOLE 12168
Bristol Myers Squibb Co. U. S. Stocks 110122108 1384 23856 SH SOLE 3450 20406
Broadwing Inc U. S. Stocks 111620100 2268 61000 SH SOLE 60000 1000
22 600 SH OTHER 600
2
<PAGE>
Bryn Mawr Bank Corp U. S. Stocks 117665109 300 13776 SH SOLE 13776
Burlington Northern Santa Fe U. S. Stocks 12189t104 341 15000 SH SOLE 15000
Bush Industries Inc U. S. Stocks 123164105 1303 93900 SH SOLE 92500 1400
C-Cube Microsystems Inc U. S. Stocks 125015107 4806 66000 SH SOLE 65800 200
CFM Technologies, Inc. U. S. Stocks 12525k106 876 71500 SH SOLE 70000 1500
Capital One Financial Corp U. S. Stocks 14040h105 6368 132850 SH SOLE 122900 9950
12 250 SH OTHER 250
Carnival Corp U. S. Stocks 143658102 3331 134250 SH SOLE 104750 29500
7 300 SH OTHER 300
Cerner Corp U. S. Stocks 156782104 1350 50000 SH SOLE 50000
Charles Schwab Corp U. S. Stocks 808513105 341 6000 SH SOLE 6000
Chase Manhattan Corp U. S. Stocks 16161a108 217 2490 SH SOLE 2490
109 1248 SH OTHER 1248
Chevron Corporation U. S. Stocks 166751107 405 4380 SH SOLE 4380
Chirex, Inc. U. S. Stocks 170038103 3401 176650 SH SOLE 132600 44050
38 2000 SH OTHER 2000
Circuit City Stores U. S. Stocks 172737108 2140 35150 SH SOLE 25150 10000
Cirrus Logic Inc U. S. Stocks 172755100 1095 60000 SH SOLE 60000
Cisco Systems, Inc. U. S. Stocks 17275r102 1936 25036 SH SOLE 25036
15 200 SH OTHER 200
Citigroup Inc. U. S. Stocks 172967101 1268 21176 SH SOLE 1500 19676
Citrix Systems, Inc. U. S. Stocks 177376100 5300 80000 SH SOLE 80000
Coastal Corp U. S. Stocks 190441105 6569 142800 SH SOLE 142600 200
3
<PAGE>
Coca Cola Co U. S. Stocks 191216100 5081 108250 SH SOLE 100000 8250
Coherent, Inc. U. S. Stocks 192479103 1812 34850 SH SOLE 29700 5150
Colorado Medtech, Inc. U. S. Stocks 19652u104 1793 227650 SH SOLE 161250 66400
16 2000 SH OTHER 2000
Comcast Corp U. S. Stocks 200300200 288 6640 SH SOLE 640 6000
Compaq Computer Corp U. S. Stocks 204493100 2976 110224 SH SOLE 105100 5124
Computer Assoc Intl Inc U. S. Stocks 204912109 4770 80587 SH SOLE 74100 6487
Computer Horizons Corp U. S. Stocks 205908106 2165 126400 SH SOLE 94800 31600
Computer Network Tech Corp U. S. Stocks 204925101 9678 553025 SH SOLE 264250 288775
420 24000 SH OTHER 24000
Compuware Corp U. S. Stocks 205638109 10342 491000 SH SOLE 289250 201750
442 21000 SH OTHER 21000
Conagra Inc U. S. Stocks 205887102 2364 130406 SH SOLE 122000 8406
Conoco Inc. Cl B U. S. Stocks 208251405 371 14480 SH SOLE 14480
Cordant Technologies Inc U. S. Stocks 218412104 3959 70000 SH SOLE 70000
Credence Systems Corp U. S. Stocks 225302108 10368 82865 SH SOLE 53350 29515
513 4100 SH OTHER 4100
DBT Online, Inc. U. S. Stocks 233044106 1617 87100 SH SOLE 80000 7100
Daimler Chrysler AG U. S. Stocks d1668r123 3319 50722 SH SOLE 41445 9277
Dana Corp U. S. Stocks 235811106 1268 45000 SH SOLE 45000
56 2000 SH OTHER 2000
Danaher Corp U. S. Stocks 235851102 5087 99750 SH SOLE 72500 27250
Dayton Superior Corp. U. S. Stocks 240028100 610 24200 SH SOLE 10600 13600
25 1000 SH OTHER 1000
4
<PAGE>
Deere & Co U. S. Stocks 244199105 365 9600 SH SOLE 9600
Devry Inc U. S. Stocks 251893103 3660 120000 SH SOLE 120000
Digi International U. S. Stocks 253798102 1689 182600 SH SOLE 140000 42600
Dionex Corp U. S. Stocks 254546104 1868 56700 SH SOLE 54250 2450
Dow Chem Co U. S. Stocks 260543103 456 4000 SH SOLE 4000
Drexler Technology Corp U. S. Stocks 261876106 3680 262890 SH SOLE 119000 143890
319 22800 SH OTHER 22800
Du Pont (E.I.) De Nemours U. S. Stocks 263534109 1454 27466 SH SOLE 1646 25820
53 1000 SH OTHER 1000
ECI Telecom Ltd Ord U. S. Stocks 268258100 1945 62000 SH SOLE 57000 5000
EL Paso Energy Corporation U. S. Stocks 283905107 2209 54700 SH SOLE 53300 1400
EMC Corp U. S. Stocks 268648102 11314 89790 SH SOLE 73400 16390
44 350 SH OTHER 350
Eli Lilly U. S. Stocks 532457108 3692 58960 SH SOLE 47290 11670
23 375 SH OTHER 375
Enron Corp U. S. Stocks 293561106 229 3064 SH SOLE 1400 1664
Evergreen Res Inc U. S. Stocks 299900308 2389 98750 SH SOLE 84900 13850
12 500 SH OTHER 500
Exxon Mobil Corporation U. S. Stocks 30231g102 10373 133094 SH SOLE 95777 37317
602 7728 SH OTHER 7728
FVC.Com Inc U. S. Stocks 30266p100 536 30000 SH SOLE 30000
Federal Natl Mtg Assn U. S. Stocks 313586109 6922 122375 SH SOLE 104050 18325
6 100 SH OTHER 100
Financial Federal Corp U. S. Stocks 317492106 3386 186150 SH SOLE 149400 36750
55 3000 SH OTHER 3000
5
<PAGE>
First Union Corp N Carolina U. S. Stocks 337358105 3083 82777 SH SOLE 51600 31177
Fleet Boston Corporation U. S. Stocks 339030108 439 12034 SH SOLE 2500 9534
Fleetwood Enterprises Inc U. S. Stocks 339099103 203 13730 SH SOLE 4300 9430
Flow International Corp U. S. Stocks 343468104 3051 259700 SH SOLE 187000 72700
59 5000 SH OTHER 5000
Forest Laboratories U. S. Stocks 345838106 3397 40200 SH SOLE 40000 200
Forest Oil Corp. U. S. Stocks 346091606 637 60000 SH SOLE 60000
GAP Inc Del U. S. Stocks 364760108 8493 170500 SH SOLE 153750 16750
12 250 SH OTHER 250
GTE Corp U. S. Stocks 362320103 665 9369 SH SOLE 9369
60 850 SH OTHER 850
Gallagher (Arthur J) & Co U. S. Stocks 363576109 2275 70000 SH SOLE 70000
General Elec Co U. S. Stocks 369604103 15438 99200 SH SOLE 73750 25450
630 4050 SH OTHER 4050
General Mtrs Corp U. S. Stocks 370442105 2929 35365 SH SOLE 30000 5365
Genesis Health Ventures Inc U. S. Stocks 371912106 413 600672 SH SOLE 355200 245472
31 45000 SH OTHER 45000
Genrad Inc. Com U. S. Stocks 372447102 2534 204800 SH SOLE 154350 50450
25 2000 SH OTHER 2000
Gentex Cp U. S. Stocks 371901109 5148 138900 SH SOLE 122250 16650
9 250 SH OTHER 250
Haemonetics Corp/Mass U. S. Stocks 405024100 2163 96125 SH SOLE 86700 9425
17 750 SH OTHER 750
6
<PAGE>
Hercules Inc U. S. Stocks 427056106 161 10000 SH SOLE 10000
Hershey Foods Corp U. S. Stocks 427866108 263 5400 SH SOLE 5400
Hewlett Packard Co U. S. Stocks 428236103 890 6700 SH SOLE 6700
Hibbett Sporting Goods Inc. U. S. Stocks 428565105 592 28800 SH SOLE 19100 9700
21 1000 SH OTHER 1000
Honeywell International Inc. U. S. Stocks 438516106 2821 53537 SH SOLE 45100 8437
11 200 SH OTHER 200
Hooper Holmes Inc U. S. Stocks 439104100 2918 85050 SH SOLE 74950 10100
26 750 SH OTHER 750
Hutchinson Technology U. S. Stocks 448407106 6672 378554 SH SOLE 189849 188705
476 27000 SH OTHER 27000
ICU Medical Inc. U. S. Stocks 44930g107 1909 106050 SH SOLE 80000 26050
27 1500 SH OTHER 1500
Incyte Pharmaceuticals Inc U. S. Stocks 45337c102 1530 17500 SH SOLE 17000 500
Integra Lifesciences U. S. Stocks 457985208 3916 373000 SH SOLE 235650 137350
147 14000 SH OTHER 14000
Intel Corp U. S. Stocks 458140100 2371 17970 SH SOLE 3400 14570
422 3200 SH OTHER 3200
International Business Machine U. S. Stocks 459200101 7741 65605 SH SOLE 50350 15255
6 50 SH OTHER 50
Interneuron Pharmaceuticals U. S. Stocks 460573108 181 60500 SH SOLE 40000 20500
Intertrust Technologies Corp U. S. Stocks 46113q109 268 6300 SH SOLE 6000 300
Johnson & Johnson U. S. Stocks 478160104 7081 100793 SH SOLE 65996 34797
Keystone Financial U. S. Stocks 493482103 3616 196805 SH SOLE 196805
7
<PAGE>
Kimberly Clark Corp U. S. Stocks 494368103 371 6624 SH SOLE 6624
LSI Industries Inc U. S. Stocks 50216c108 310 15969 SH SOLE 12500 3469
Lancaster Colony Corp U. S. Stocks 513847103 3120 102100 SH SOLE 102100
Lancer Corp. U. S. Stocks 514614106 118 27800 SH SOLE 12500 15300
Legg Mason Inc U. S. Stocks 524901105 3676 85000 SH SOLE 85000
Leggett & Platt Inc U. S. Stocks 524660107 2580 120000 SH SOLE 90000 30000
Lesco, Inc U. S. Stocks 526872106 1740 103515 SH SOLE 90000 13515
Loral Space & Communications U. S. Stocks g56462107 1174 116000 SH SOLE 111000 5000
Lucent Technologies U. S. Stocks 549463107 2248 36696 SH SOLE 26769 9927
103 1680 SH OTHER 1680
Lycos Inc U. S. Stocks 550818108 702 10000 SH SOLE 10000
Lydall Inc U. S. Stocks 550819106 612 70000 SH SOLE 70000
MCI Worldcom U. S. Stocks 55268b106 5408 119350 SH SOLE 92100 27250
14 300 SH OTHER 300
Mascotech Inc U. S. Stocks 574670105 1231 100000 SH SOLE 100000
McDonalds Corp U. S. Stocks 580135101 334 8945 SH SOLE 1600 7345
McLeodusa Inc - Class-A U. S. Stocks 582266102 3817 45000 SH SOLE 45000
Medallion Financial Corp. U. S. Stocks 583928106 546 32450 SH SOLE 15650 16800
13 750 SH OTHER 750
Medtronic Inc U. S. Stocks 585055106 10985 213560 SH SOLE 200400 13160
10 200 SH OTHER 200
Memry Corporation U. S. Stocks 586263204 27 10000 SH SOLE 10000
Mentor Corporation Minnesota U. S. Stocks 587188103 6823 252714 SH SOLE 168250 84464
398 14750 SH OTHER 14750
8
<PAGE>
Merck & Co Inc U. S. Stocks 589331107 5506 88626 SH SOLE 52540 36086
256 4125 SH OTHER 4125
Micron Technology Inc U. S. Stocks 595112103 391 3100 SH SOLE 3100
Microsoft Corp. U. S. Stocks 594918104 3387 31875 SH SOLE 30750 1125
Minnesota Mng & Mfg Co U. S. Stocks 604059105 666 7517 SH SOLE 7517
Modis Professional Services U. S. Stocks 607830106 1252 101150 SH SOLE 76650 24500
19 1500 SH OTHER 1500
Monaco Coach Corp U. S. Stocks 60886r103 1776 93500 SH SOLE 93500
Monsanto Co U. S. Stocks 611662107 4554 88431 SH SOLE 71735 16696
10 200 SH OTHER 200
Morgan J P & Co Inc U. S. Stocks 616880100 608 4614 SH SOLE 4614
132 1000 SH OTHER 1000
Morgan Stanley, Dean Witter U. S. Stocks 617446448 12068 145620 SH SOLE 129400 16220
Motorola Inc U. S. Stocks 620076109 9329 63897 SH SOLE 52187 11710
964 6600 SH OTHER 6600
National R.V. Holdings Inc U. S. Stocks 637277104 409 25850 SH SOLE 13200 12650
Navigant Consulting Inc. U. S. Stocks 63935N107 953 86650 SH SOLE 63000 23650
Neose Technologies, Inc U. S. Stocks 640522108 2134 66300 SH SOLE 15650 50650
97 3000 SH OTHER 3000
Nortel Networks Corporation U. S. Stocks 656569100 13190 104579 SH SOLE 93500 11079
Northrop Grumman Corp. U. S. Stocks 666807102 794 15000 SH SOLE 15000
Orthofix International U. S. Stocks n6748l102 1305 74600 SH SOLE 52550 22050
17 1000 SH OTHER 1000
Osicom Technology Inc Com U. S. Stocks 688271501 1240 11050 SH SOLE 500 10550
9
<PAGE>
PE Corp-Pe Biosystems Group U. S. Stocks 69332s102 1071 11100 SH SOLE 10000 1100
PNC Bank Corp U. S. Stocks 693475105 351 7800 SH SOLE 7800
PP&L Resources Incpa U. S. Stocks 693499105 194 9266 SH SOLE 9266
42 2000 SH OTHER 2000
PSC Inc U. S. Stocks 69361e107 2398 431100 SH SOLE 264050 167050
106 19000 SH OTHER 19000
Parlex Corp. U. S. Stocks 701630105 1301 42650 SH SOLE 18300 24350
Patina Oil & Gas Corp. U. S. Stocks 703224105 2036 150150 SH SOLE 136450 13700
Pfizer Inc U. S. Stocks 717081103 1256 34360 SH SOLE 3600 30760
Picturetel Corp U. S. Stocks 720035302 1046 119600 SH SOLE 58000 61600
17 2000 SH OTHER 2000
Plantronics Inc Com New U. S. Stocks 727493108 3905 41900 SH SOLE 36500 5400
Potash Corp of Saskatchewan U. S. Stocks 73755l107 1500 30000 SH SOLE 30000
Procter & Gamble Co U. S. Stocks 742718109 5990 106010 SH SOLE 82300 23710
Psinet Inc U. S. Stocks 74437c101 243 7150 SH OTHER 7150
RCM Technologies Inc U. S. Stocks 749360400 1096 87650 SH SOLE 58400 29250
RPM Inc Ohio U. S. Stocks 749685103 1138 103479 SH SOLE 100000 3479
RSA Security U. S. Stocks 814208104 2591 50000 SH SOLE 50000
Radisys Corp. U. S. Stocks 750459109 872 14500 SH SOLE 14500
Range Resources Corp. U. S. Stocks 75281a109 328 154402 SH SOLE 129000 25402
8 4000 SH OTHER 4000
Raven Industries U. S. Stocks 754212108 128 11503 SH SOLE 11503
56 5000 SH OTHER 5000
Rohm & Hass Co U. S. Stocks 775371107 2715 60845 SH SOLE 52098 8747
13 300 SH OTHER 300
10
<PAGE>
Royal Dutch Petro U. S. Stocks 780257705 338 5840 SH SOLE 5840
SBS Technologies Inc U. S. Stocks 78387p103 1402 48775 SH SOLE 32150 16625
14 500 SH OTHER 500
SPSS, Inc U. S. Stocks 78462k102 531 16710 SH SOLE 8800 7910
Saint Jude Medical U. S. Stocks 790849103 1609 62350 SH SOLE 50000 12350
Sap AG U. S. Stocks d66992104 331 500 SH SOLE 500
Sara Lee Corp U. S. Stocks 803111103 142 7868 SH SOLE 7868
108 6000 SH OTHER 6000
Schering Plough Corp U. S. Stocks 806605101 3635 97900 SH SOLE 74200 23700
Service Corp Intl U. S. Stocks 817565104 36 12000 SH SOLE 12000
Solectron Corp. U. S. Stocks 834182107 802 20000 SH SOLE 20000
8 200 SH OTHER 200
Sprint Corporation U. S. Stocks 852061100 9364 148044 SH SOLE 132500 15544
22 350 SH OTHER 350
Sprint PCS Corporation U. S. Stocks 852061506 4505 68772 SH SOLE 61200 7572
Sun Microsystems U. S. Stocks 866810104 19832 211650 SH SOLE 128800 82850
23 250 SH OTHER 250
Sykes Enterprises, Inc. U. S. Stocks 871237103 3487 182925 SH SOLE 138600 44325
Symantec Corp U. S. Stocks 871503108 2746 36550 SH SOLE 25000 11550
75 1000 SH OTHER 1000
Syncor Intl Corp New U. S. Stocks 87157j106 7037 213240 SH SOLE 143775 69465
173 5250 SH OTHER 5250
Systems & Computer Tech. Corp. U. S. Stocks 871873105 3804 162750 SH SOLE 129300 33450
11
<PAGE>
Taco Cabana -Cl A U. S. Stocks 873425102 307 51650 SH SOLE 33750 17900
Technical Communications U. S. Stocks 878409101 163 28300 SH SOLE 28300
Telxon Corporation U. S. Stocks 879700102 2296 130750 SH SOLE 102500 28250
Texas Instrs Inc U. S. Stocks 882508104 13492 84325 SH SOLE 71955 12370
32 200 SH OTHER 200
Textron Inc U. S. Stocks 883203101 4793 78740 SH SOLE 66600 12140
12 200 SH OTHER 200
The Walt Disney Co. U. S. Stocks 254687106 521 12631 SH SOLE 2700 9931
Transcrypt International Inc. U. S. Stocks 89363a101 378 102400 SH SOLE 100000 2400
Tupperware Corp U. S. Stocks 899896104 791 50000 SH SOLE 50000
U S West U. S. Stocks 912889102 448 6163 SH SOLE 6163
U.S. Foodservice U. S. Stocks 90331r101 1349 52400 SH SOLE 50000 2400
Unifi Inc. U. S. Stocks 904677101 8886 994287 SH SOLE 503700 490587
871 97450 SH OTHER 97450
Union Carbide Corp U. S. Stocks 905581104 490 8400 SH SOLE 8400
Unison Health U. S. Stocks 909196107 0 15000 SH SOLE 15000
United Healthcare Corp U. S. Stocks 910581107 4329 72600 SH SOLE 62600 10000
6 100 SH OTHER 100
United Technologies Corp U. S. Stocks 913017109 565 8936 SH SOLE 650 8286
9 150 SH OTHER 150
VISX, Inc. U. S. Stocks 92844s105 549 30100 SH SOLE 30000 100
68 3700 SH OTHER 3700
Valspar Corp U. S. Stocks 920355104 2990 78050 SH SOLE 68050 10000
Vodafone Airtouch PLC -SP ADR U. S. Stocks 92857t107 5576 100360 SH SOLE 100000 360
12
<PAGE>
Walgreen Co U. S. Stocks 931422109 1784 69300 SH SOLE 52400 16900
10 400 SH OTHER 400
Warner Lambert Co U. S. Stocks 934488107 5250 53740 SH SOLE 52540 1200
32 325 SH OTHER 325
Wells Fargo & Company U. S. Stocks 949746101 5275 129450 SH SOLE 113500 15950
12 300 SH OTHER 300
Wendys Intl Inc U. S. Stocks 950590109 2910 144150 SH SOLE 124150 20000
Whole Foods Market Inc U. S. Stocks 966837106 2867 69188 SH SOLE 66190 2998
Williams Cos Inc Del U. S. Stocks 969457100 7975 181500 SH SOLE 170900 10600
9 200 SH OTHER 200
Willis Lease Finance Corp U. S. Stocks 970646105 255 41650 SH SOLE 36150 5500
Wind River Systems U. S. Stocks 973149107 1269 35000 SH SOLE 35000
Winnebago Industries U. S. Stocks 974637100 1245 68905 SH SOLE 53000 15905
</TABLE>
13
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