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UNITED STATES ------------------------------
SECURITIES AND EXCHANGE COMMISSION | |
Washington, D.C. 20549 | |
| |
FORM 13F ------------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
----------------------------
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: | |
MARTINDALE ANDRES & COMPANY, INC.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
200 FOUR FALLS CORPORATE CENTER, SUITE 200, WEST CONSHOHOCKEN, PA 19428
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- ---------------------------------- -----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of W. Conshohocken and State of Pennsylvania
--------------- ---------------------
on the 4th day of October , 1999.
---- ------------- --
WILLIAM C. MARTINDALE, JR.
---------------------------------------------
(Name of Institutional Manager)
/s/ William C. Martindale, Jr.
---------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
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<PAGE>
<TABLE>
<CAPTION>
SECID TICKER SYMBOL MKT VALUE PAR/SHARES DATE TO FORMAT ISSUER NAME
----- ------------- --------- ---------- -------------- -----------
<S> <C> <C> <C> <C> <C>
001055102 AFL 377500 8000 31-Dec-99 AFLAC, Inc
001957109 T 915590.5 18019 31-Dec-99 AT&T Corporation
001963107 ASVI 448262.5 32900 31-Dec-99 ASV Inc
00207R101 ATMI 2845028.2 86050 31-Dec-99 ATMI Inc
002539104 AATT 1231809.4 50150 31-Dec-99 Aavid Thermal Technologies
002824100 ABT 1230993.8 33900 31-Dec-99 Abbott Laboratories
00750X109 ACSC 344250 18000 31-Dec-99 Advanced Communications Inc.
008190100 ACS 10927438 237553 31-Dec-99 Affiliated Computer Services
009158106 APD 201375 6000 31-Dec-99 Air Prods & Chems Inc
009363102 ARG 1235000 130000 31-Dec-99 Airgas Inc
01642T108 ALKS 3777712.5 76900 31-Dec-99 Alkermes Inc
01747T102 ALGX 1466775 15900 31-Dec-99 Allegiance Telecom Inc
02364J104 AOL 7642271.4 101306 31-Dec-99 America Online, Inc.
026609107 AHP 1230450 31200 31-Dec-99 American Home Prods Corp
026874107 AIG 2274839 21038.98 31-Dec-99 American Intl Group Inc
030506109 AMWD 1344662.5 55450 31-Dec-99 American Woodmark Corp.
031162100 AMGN 1753825 29200 31-Dec-99 Amgen Inc
032165102 ASO 1931250 100000 31-Dec-99 AmSouth Bancorporation
032654105 ADI 930000 10000 31-Dec-99 Analog Devices
035229103 BUD 283500 4000 31-Dec-99 Anheuser-Busch Cos., Inc.
03662Q105 ANSS 1245200 113200 31-Dec-99 Ansys Inc.
037937109 AGTX 484035 56120 31-Dec-99 Applied Graphics Technologies
038236105 ASTX 506824.26 15250 31-Dec-99 Applied Science & Technology
042476101 ACK 1168125 35000 31-Dec-99 Armstrong World Inds Inc
048825103 ARC 333717 3858 31-Dec-99 Atlantic Richfield Co
052800109 ALV 871650 29800 31-Dec-99 Autoliv, Inc.
053015103 AUD 6458427.3 119878 31-Dec-99 Automatic Data Processing
05459C108 AXNT 2679075 127575 31-Dec-99 Axent Technologies, Inc.
055622104 BPA 763203.59 12867.5 31-Dec-99 BP Amoco PLC
064057102 BK 2167360 54184 31-Dec-99 Bank of New York
06605F102 BAC 218114.88 4346 31-Dec-99 BankAmerica Corp.
077853109 BEL 1910161.3 31028 31-Dec-99 Bell Atlantic Corp
079860102 BLS 1063580 22720 31-Dec-99 Bellsouth Corp
084670108 BRK/A 336600 6 31-Dec-99 Berkshire Hathaway
084670207 BRK/B 420900 230 31-Dec-99 Berkshire Hathaway
08658U101 BFO 671118 12768 31-Dec-99 Bestfoods
105368203 BDN 175212.5 10700 31-Dec-99 Brandywine Realty Trust
110122108 BMY 1637166.4 25506 31-Dec-99 Bristol Myers Squibb Co.
111620100 BRW 2250296.9 61025 31-Dec-99 Broadwing Inc
117665109 BMTC 328902 13776 31-Dec-99 Bryn Mawr Bank Corp
12189T104 BNI 363750 15000 31-Dec-99 Burlington Northern Santa Fe
123164105 BSH 1619062.5 94200 31-Dec-99 Bush Industries Inc
125015107 CUBE 5683425 91300 31-Dec-99 C-Cube Microsystems Inc
12525K106 CFMT 741093.75 76500 31-Dec-99 CFM Technologies, Inc.
126650100 CVS 909576.61 22775 31-Dec-99 CVS Corp
14040H105 COF 6407732.8 132975 31-Dec-99 Capital One Financial Corp
143658102 CCL 2404968.8 50300 31-Dec-99 Carnival Corp
156782104 CERN 984375 50000 31-Dec-99 Cerner Corp
166751107 CHV 437456.25 5050 31-Dec-99 Chevron Corporation
170038103 CHRX 1929768.8 131950 31-Dec-99 Chirex, Inc.
172737108 CC 1216687.5 27000 31-Dec-99 Circuit City Stores
172755100 CRUS 931875 70000 31-Dec-99 Cirrus Logic Inc
17275R102 CSCO 1169269.4 10915 31-Dec-99 Cisco Systems, Inc.
172908105 CTAS 1338218.8 25190 31-Dec-99 Cintas Corp.
172967101 C 798544.25 14372 31-Dec-99 Citigroup Inc.
177376100 CTXS 5166000 42000 31-Dec-99 Citrix Systems, Inc.
190441105 CGP 5060475 142800 31-Dec-99 Coastal Corp
191216100 KO 7018018.3 120481 31-Dec-99 Coca Cola Co
192479103 COHR 1539462.5 57550 31-Dec-99 Coherent, Inc.
194162103 CL 2001090 30786 31-Dec-99 Colgate Palmolive Co
19652U104 CMED 1729600 216200 31-Dec-99 Colorado Medtech, Inc.
200300200 CMCSK 335735 6640 31-Dec-99 Comcast Corp
204493100 CPQ 3041121.4 112374 31-Dec-99 Compaq Computer Corp
204912109 CA 6391378.3 91387 31-Dec-99 Computer Assoc Intl Inc
204925101 CMNT 13956322 608450 31-Dec-99 Computer Network Tech Corp
205638109 CPWR 20189128 541990 31-Dec-99 Compuware Corp
205887102 CAG 2951310.4 130806 31-Dec-99 Conagra Inc
205908106 CHRZ 2177218.8 134500 31-Dec-99 Computer Horizons Corp
208251405 COC/B 358374.14 14407 31-Dec-99 Conoco Inc. Cl B
218412104 CDD 2475000 75000 31-Dec-99 Cordant Technologies Inc
225302108 CMOS 10766223 124465 31-Dec-99 Credence Systems Corp
233044106 DBT 1389375 57000 31-Dec-99 DBT Online, Inc.
235811106 DCN 1377125 46000 31-Dec-99 Dana Corp
235851102 DHR 4822587.5 99950 31-Dec-99 Danaher Corp
238124101 DSTM 244396.89 9950 31-Dec-99 DataStream Systems Inc.
240028100 DSD 251875 15500 31-Dec-99 Dayton Superior Corp.
244199105 DE 416400 9600 31-Dec-99 Deere & Co
251893103 DV 2421250 130000 31-Dec-99 Devry Inc
253798102 DGII 1948681.3 186700 31-Dec-99 Digi International
254687106 DIS 508306.5 17378 31-Dec-99 The Walt Disney Co.
25536K204 DVNT 407000 18500 31-Dec-99 Diversinet Corp.
260543103 DOW 534500.01 4000 31-Dec-99 Dow Chem Co
261876106 DRXR 2876152.5 294990 31-Dec-99 Drexler Technology Corp
263534109 DD 1841865 27960 31-Dec-99 Du Pont (E.I.) De Nemours
268258100 ECILF 1954425 61800 31-Dec-99 ECI Telecom Ltd Ord
268648102 EMC 12034215 110153 31-Dec-99 EMC Corp
283905107 EPG 2126925 54800 31-Dec-99 EL Paso Energy Corporation
284560109 ETT 125562.5 20500 31-Dec-99 ElderTrust REIT
292962107 ECSI 264250 30200 31-Dec-99 Endocardial Solutions Inc
30231G102 XOM 11216499 139227.29 31-Dec-99 Exxon Mobil Corporation
30266P100 FVCX 350625 30000 31-Dec-99 FVC.Com Inc
311900104 FAST 668849.8 14884 31-Dec-99 Fastenal Co.
313586109 FNM 7642350 122400 31-Dec-99 Federal Natl Mtg Assn
317492106 FIF 3361992.4 147375 31-Dec-99 Financial Federal Corp
337358105 FTU 3068625 93520 31-Dec-99 First Union Corp N Carolina
339030108 FBF 415452.39 11934 31-Dec-99 Fleet Boston Corporation
339099103 FLE 1409194.7 68324.59 31-Dec-99 Fleetwood Enterprises Inc
343468104 FLOW 3171350 278800 31-Dec-99 Flow International Corp
345838106 FRX 2469787.5 40200 31-Dec-99 Forest Laboratories
346091606 FST 725312.5 55000 31-Dec-99 Forest Oil Corp.
362320103 GTE 678740.69 9619 31-Dec-99 GTE Corp
363127101 GNA 134375 25000 31-Dec-99 Gainsco Inc.
363576109 AJG 2266250 35000 31-Dec-99 Gallagher (Arthur J) & Co
364760108 GPS 7708450 167575 31-Dec-99 GAP Inc Del
369604103 GE 17978081 116175 31-Dec-99 General Elec Co
370442105 GM 430310.02 5920 31-Dec-99 General Mtrs Corp
371901109 GNTX 3916912.5 141150 31-Dec-99 Gentex Cp
371912106 GHV 1428327 692522 31-Dec-99 Genesis Health Ventures Inc
375766102 G 1329779.7 32286 31-Dec-99 Gillette Co
383757705 GVEGX 482313.88 36845.98 31-Dec-99 Governor
383757804 GVAGX 484251.89 49212.59 31-Dec-99 Governor
383757879 GVIEX 2125742.6 188118.81 31-Dec-99 Governor
412822108 HDI 2144171.9 33470 31-Dec-99 Harley-Davidson Inc.
427056106 HPC 1672500 60000 31-Dec-99 Hercules Inc
427866108 HSY 256500 5400 31-Dec-99 Hershey Foods Corp
428236103 HWP 763381.25 6700 31-Dec-99 Hewlett Packard Co
428565105 HIBB 576300 33900 31-Dec-99 Hibbett Sporting Goods Inc.
438516106 HON 1081640.6 18750 31-Dec-99 Honeywell International Inc.
439104100 HH 388825 15100 31-Dec-99 Hooper Holmes Inc
448407106 HTCH 9120585 429204 31-Dec-99 Hutchinson Technology
44930G107 ICUI 844087.5 55350 31-Dec-99 ICU Medical Inc.
452308109 ITW 1351250 20000 31-Dec-99 Illinois Tool Works
45255W106 IMCO 209062.5 15000 31-Dec-99 Impco Technologies Inc.
45337C102 INCY 1830000 30500 31-Dec-99 Incyte Pharmaceuticals Inc
457985208 IART 2464974.2 417350 31-Dec-99 Integra Lifesciences
458140100 INTC 3474246 42208 31-Dec-99 Intel Corp
459200101 IBM 7257708 67201 31-Dec-99 International Business Machine
460573108 IPIC 467793.89 81800 31-Dec-99 Interneuron Pharmaceuticals
46113Q109 ITRU 370518.75 3150 31-Dec-99 Intertrust Technologies Corp
478160104 JNJ 10903541 117085 31-Dec-99 Johnson & Johnson
493482103 KSTN 4307007.4 204487 31-Dec-99 Keystone Financial
494368103 KMB 536616 8224 31-Dec-99 Kimberly Clark Corp
499866101 KARE 280000 20000 31-Dec-99 Koala Corporation
50216C108 LYTS 524794.66 24267.96 31-Dec-99 LSI Industries Inc
513847103 LANC 3716625 112200 31-Dec-99 Lancaster Colony Corp
514614106 LAN 260387.5 56300 31-Dec-99 Lancer Corp.
524660107 LEG 2679687.5 125000 31-Dec-99 Leggett & Platt Inc
524901105 LM 3262500 90000 31-Dec-99 Legg Mason Inc
526872106 LSCO 1790352 105314.84 31-Dec-99 Lesco, Inc
532457108 LLY 4238111.5 63731 31-Dec-99 Eli Lilly
549463107 LU 1106282.4 14787.4 31-Dec-99 Lucent Technologies
550818108 LCOS 1323681.4 16637 31-Dec-99 Lycos Inc
550819106 LDL 463750 70000 31-Dec-99 Lydall Inc
55268B106 WCOM 6443644.8 121435 31-Dec-99 MCI Worldcom
574670105 MSX 1271287.5 100200 31-Dec-99 Mascotech Inc
580135101 MCD 306375 7600 31-Dec-99 McDonalds Corp
582266102 MCLD 2720025 46200 31-Dec-99 McLeodusa Inc - Class-A
583928106 TAXI 765034.46 42650 31-Dec-99 Medallion Financial Corp.
585055106 MDT 9399126 257952 31-Dec-99 Medtronic Inc
586263204 MRMY 18125 10000 31-Dec-99 Memry Corporation
587188103 MNTR 7235595.6 280313.63 31-Dec-99 Mentor Corporation Minnesota
589331107 MRK 7946302.7 118491 31-Dec-99 Merck & Co Inc
589602101 KITS 72500 10000 31-Dec-99 Meridian Diagnostics Inc.
594918104 MSFT 3487089 29868 31-Dec-99 Microsoft Corp.
595112103 MU 1557332.5 20030 31-Dec-99 Micron Technology Inc
604059105 MMM 853176.38 8717 31-Dec-99 Minnesota Mng & Mfg Co
607830106 MPS 1223362.5 85850 31-Dec-99 Modis Professional Services
608554200 MOLXA 247200.31 5462.99 31-Dec-99 Molex Inc., CL A
60886R103 MNC 2364531.3 92500 31-Dec-99 Monaco Coach Corp
611662107 MTC 3025666.9 84931 31-Dec-99 Monsanto Co
616880100 JPM 736197.75 5814 31-Dec-99 Morgan J P & Co Inc
617446448 MWD 13797094 96652.15 31-Dec-99 Morgan Stanley, Dean Witter
620076109 MOT 10543100 71600 31-Dec-99 Motorola Inc
637277104 NVH 713212.5 37050 31-Dec-99 National R.V. Holdings Inc
640522108 NTEC 1444687.5 100500 31-Dec-99 Neose Technologies, Inc
656569100 NT 13542787 134087 31-Dec-99 Nortel Networks Corporation
666807102 NOC 1621875 30000 31-Dec-99 Northrop Grumman Corp.
693475105 PNC 409400 9200 31-Dec-99 PNC Bank Corp
693499105 PPL 250847.25 10966 31-Dec-99 PP&L Resources Incpa
69361E107 PSCX 3498331.3 474350 31-Dec-99 PSC Inc
701630105 PRLX 1769515.3 67250 31-Dec-99 Parlex Corp.
703224105 POG 1452450 168400 31-Dec-99 Patina Oil & Gas Corp.
713448108 PEP 363075 10300 31-Dec-99 Pepsico Inc
716941109 PNU 254340 5652 31-Dec-99 Pharmacia & Upjohn
717081103 PFE 1172940 36160 31-Dec-99 Pfizer Inc
720035302 PCTL 597281.25 138500 31-Dec-99 Picturetel Corp
73755L107 POT 1445625 30000 31-Dec-99 Potash Corp of Saskatchewan
742718109 PG 11602669 105900 31-Dec-99 Procter & Gamble Co
74437C101 PSIX 208406.25 3375 31-Dec-99 PSINet Inc.
74835F102 QEDC 210000 24000 31-Dec-99 Quest Education Corp.
749360400 RCMT 649462.5 37650 31-Dec-99 RCM Technologies Inc
749685103 RPM 1054192.33 103479 31-Dec-99 RPM Inc Ohio
750459109 RSYS 1147500 22500 31-Dec-99 Radisys Corp.
75281A109 RRC 555904.81 174401.51 31-Dec-99 Range Resources Corp.
754212108 RAVN 365673.85 25003.34 31-Dec-99 Raven Industries
770323103 RHI 658365.65 23050 31-Dec-99 Robert Half International Inc.
775371107 ROH 2252793.4 55444.94 31-Dec-99 Rohm & Hass Co
780257705 RD 339150 5600 31-Dec-99 Royal Dutch Petro
78387P103 SBSE 474500 13000 31-Dec-99 SBS Technologies Inc
78462K102 SPSS 558277.5 22110 31-Dec-99 SPSS, Inc
790849103 STJ 2737325 89200 31-Dec-99 Saint Jude Medical
803111103 SLE 334644 15168 31-Dec-99 Sara Lee Corp
806605101 SGP 4128046.9 97850 31-Dec-99 Schering Plough Corp
808513105 SCH 230250 6000 31-Dec-99 Charles Schwab Corp
81211K100 SEE 1376399.1 26565 31-Dec-99 Sealed Air Corp
814208104 RSAS 2867675 50200 31-Dec-99 RSA Security
817565104 SRV 83250 12000 31-Dec-99 Service Corp Intl
834182107 SLR 951250 10000 31-Dec-99 Solectron Corp.
852061100 FON 10022427 148894 31-Dec-99 Sprint Corporation
852061506 PCS 3534815 34486 31-Dec-99 Sprint Corporation
859151102 STRC 103125 15000 31-Dec-99 Sterile Recoveries Inc.
859152100 STE 474210.04 45984 31-Dec-99 Steris Corp.
863111100 STRT 297850 9200 31-Dec-99 Strattec Security Corp
866810104 SUNW 18542409 239450 31-Dec-99 Sun Microsystems
866942105 SNHY 97500 15000 31-Dec-99 Sun Hydraulics Corp.
868873100 SRDX 240000 8000 31-Dec-99 Surmodics Inc
871503108 SYMC 2078256.3 35450 31-Dec-99 Symantec Corp
87157J106 SCOR 8163446.3 280290 31-Dec-99 Syncor Intl Corp New
871873105 SCTC 2872187.5 176750 31-Dec-99 Systems & Computer Tech. Corp.
872391107 THRD 132500 10000 31-Dec-99 TF Financial Corp
873425102 TACO 260000 32000 31-Dec-99 Taco Cabana -Cl A
878409101 TCCO 254387.5 43300 31-Dec-99 Technical Communications
879700102 TLXN 800000 50000 31-Dec-99 Telxon Corporation
882508104 TXN 9489875.1 97960 31-Dec-99 Texas Instrs Inc
883203101 TXT 5842820.7 76190 31-Dec-99 Textron Inc
889542106 TLGD 1294612.5 37525 31-Dec-99 Tollgrade Communications Inc
89363A101 TRII 307200 102400 31-Dec-99 Transcrypt International Inc.
895930105 TGN 2256233.8 129855.18 31-Dec-99 Trigen Energy
899896104 TUP 846875 50000 31-Dec-99 Tupperware Corp
90331R101 UFS 1679690 100280 31-Dec-99 U.S. Foodservice
904677101 UFI 13257033 1076713.28 31-Dec-99 Unifi Inc.
905581104 UK 560700 8400 31-Dec-99 Union Carbide Corp
909420101 UAM 1085954.5 58502.6 31-Dec-99 United Asset Mgmt Cp
910581107 UNH 3737343.8 70350 31-Dec-99 United Healthcare Corp
912889102 USW 443736 6163 31-Dec-99 U S West
913017109 UTX 363090 5586 31-Dec-99 United Technologies Corp
920355104 VAL 3270437.5 78100 31-Dec-99 Valspar Corp
92844S105 VISX 1423125 27500 31-Dec-99 VISX, Inc.
92857T107 VOD 5987520 120960 31-Dec-99 Vodafone Airtouch PLC -SP ADR
931422109 WAG 1499062.5 51250 31-Dec-99 Walgreen Co
934488107 WLA 5295292.9 64626 31-Dec-99 Warner Lambert Co
949746101 WFC 5087037.5 125800 31-Dec-99 Wells Fargo & Co.
950590109 WEN 3243281.3 157250 31-Dec-99 Wendys Intl Inc
966837106 WFMI 3243374.8 69938 31-Dec-99 Whole Foods Market Inc
969457100 WMB 5583768.8 182700 31-Dec-99 Williams Cos Inc Del
970646105 WLFC 722609.4 112250 31-Dec-99 Willis Lease Finance Corp
973149107 WIND 1286250 35000 31-Dec-99 Wind River Systems
974637100 WGO 1444500 72000 31-Dec-99 Winnebago Industries
D1668R123 DCX 5370614.4 68634.05 31-Dec-99 Daimler Chrysler AG
G56462107 LOR 2698687.5 111000 31-Dec-99 Loral Space & Communications
</TABLE>
