SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) June 21, 1999
PILGRIM CAPITAL CORPORATION
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(Exact name of registrant as specified in its charter)
DELAWARE 0-19799 86-0670679
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
TWO RENAISSANCE SQUARE, 40 NORTH CENTRAL AVENUE, SUITE 1200,
PHOENIX, ARIZONA 85004
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (602) 417-8100
PILGRIM AMERICA CAPITAL CORPORATION
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(Former name or former address, if changed since last report.)
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ITEM 1. CHANGES IN CONTROL OF REGISTRANT.
N/A
ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS.
N/A
ITEM 3. BANKRUPTCY OR RECEIVERSHIP.
N/A
ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANTS.
N/A
ITEM 5. OTHER EVENTS.
On June 21, 1999, Pilgrim America Capital Corporation, a Delaware
corporation (the "Registrant"), changed its name to Pilgrim Capital Corporation.
The Registrant provides investment management related services through
its subsidiaries, Pilgrim Investments, Inc. and Pilgrim Securities, Inc.
ITEM 6. RESIGNATION OF REGISTRANT'S DIRECTORS.
N/A
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
N/A
ITEM 8. CHANGE IN FISCAL YEAR.
N/A
ITEM 9. SALES OF EQUITY SECURITIES PURSUANT TO REGULATION S.
N/A
2
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
PILGRIM CAPITAL CORPORATION
Date June 28, 1999 By: /s/ James M. Hennessy
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James M. Hennessy
Its: Executive Vice President and Secretary
