|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS, NSAR-B, EX-99, 2000-12-29 |
Next: VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS, NSAR-B, EX-27, 2000-12-29 |
<TABLE>
<CAPTION>
NSAR ITEM 77O
VK Trust for Investment Grade New York Municipal
10f-3 Transactions
UNDERWRITING # UNDERWRITING PURCHASED FROM AMOUNT OF SHARES % OF UNDERWRITING DATE OF PURCHASE
PURCHASED
<S> <C> <C> <C> <C> <C>
1 Virgin Island Public Financing Paine Webber 1,000,000 0.335% 11/10/99
2 NY State Dorm-Courts Paine Webber 1,000,000 0.345% 12/10/99
NY State Dorm-Courts Paine Webber 1,000,000 0.364% 12/10/99
3 NY Dorm Authority - Mental Health JP Morgan 2,340,000 1.64% 10/06/00
4 Nassau County Finance Authority - NY Goldman 2,000,000 .78% 10/19/00
</TABLE>
<TABLE>
<CAPTION>
Underwriting Participants
Underwriter #1 Underwriter #2 Underwriter #3:
-------------- -------------- ---------------
<S> <C> <C>
Morgan Stanley Bear Stearns Bear Stearns & Co. Inc.
Roosevelt & Cross Goldman Sachs First Albany Corporation
Nations Bank Morgan Stanley & Co., Incorporated
Morgan Stanley Raymond James and Associates, Inc.
Prudential Salomon Smith Barney
Advest Fleet Securities, Inc.
MR Beal & Company Ramirez & Co., Inc.
First Albany William E. Simon & Sons Municipal Securities Inc.
Lebenthal & Company
JP Morgan
PaineWebber
</TABLE>
Underwriter #4:
---------------
Goldman, Sachs & Co.
PaineWebber Incorporated
First Albany Corporation
Morgan Stanley Dean Witter
Salomon Smith Barney
M.R. Beal & Company
Fleet Securities, Inc.
Merrill Lynch & Co.
Ramirez & Co. Inc.
Roosevelt & Cross, Inc.
William E. Simon & Sons Municipal Securities Inc.
|
|