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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
Amendment Number 3
(X) Annual report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 for the fiscal year ended December 31, 1995 or
( ) Transition report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
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Commission file number 1-14378
ACME METALS INCORPORATED
(Exact name of registrant as specified in its charter)
Delaware 36-3802419
(State of incorporation) (I.R.S. Employer Identification No.)
13500 South Perry Avenue, Riverdale, Illinois 60627-1182
(Address of principal executive offices) (Zip Code)
(708) 849-2500
(Registrant's telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
<TABLE>
<CAPTION>
Title of each Class Name of each exchange on which registered
<S> <C>
Common stock par value $1.00 per share New York Stock Exchange
Preferred Share Purchase Rights New York Stock Exchange
</TABLE>
Securities registered pursuant to Section 12(g) of the Act:
None
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to
this Form 10-K. X
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Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months, and (2) has been subject to such filing
requirements for the past 90 days. Yes X No
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The aggregate market value as of March 4, 1996 of common stock, $1 par value,
held by non-affiliates of the Registrant was: $194,579,943.
Number of shares of Common Stock outstanding as of March 4, 1996: 11,584,877.
The following documents are partially incorporated into this report by
reference:
(1) Proxy Statement filed in connection with the Annual Meeting of
Shareholders scheduled for April 25, 1996 is partially incorporated by
reference into Part III, Items 10, 11, 12 and 13.
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The Form 10-K for the fiscal year ended December 31, 1995 is hereby
amended by making the following changes to Item 14(a)(3). The rest of the
exhibits in Item 14(a)(3) of the Form 10-K for the fiscal year ended December
31, 1995 remain as originally stated in that filing:
EXHIBIT DESCRIPTION
4. Instruments Defining the Rights of Security Holders, Including
Indentures
4.2 Indenture dated as of August 11, 1994 among the
Registrant and Guarantors and Shawmut Bank
Connecticut, National Association as trustee, relating
to the 12 1/2% Senior Secured Notes due 2002. Filed
as Exhibit 4.2 to Amendment Number 2 to the
Registrant's Annual Report on Form 10-K for the
fiscal year ended December 25, 1994 ("Amendment
Number 2 to the 1994 10-K") and incorporated by
reference herein.
4.3 Form of 12 1/2% Senior Secured Note due 2002. Filed
as Exhibit A to Exhibit 4.2 to Amendment Number 2 to
the 1994 10-K and incorporated by reference herein.
4.4 Indenture dated as of August 11, 1994 among the
Registrant and Guarantors and Shawmut Bank,
Connecticut, National Association as trustee,
relating to the 13 1/2% Senior Secured Discount Notes
due 2004. Filed as Exhibit 4.4 to Amendment Number 2
to the 1994 10-K and incorporated by reference herein.
4.5 Form of 13 1/2% Senior Secured Discount Note due
2004. Filed as Exhibit A to Exhibit 4.4 to
Amendment Number 2 to the 1994 10-K and incorporated by
reference herein.
4.6 Collateral Agency Agreement dated as of August 11, 1994
among the Registrant, Acme Steel Company, Acme
Packaging Corporation, the Trustees, the Term Loan Agent
and the Collateral Agent. Filed as Exhibit 4.6 to
Amendment Number 2 to the 1994 10-K and incorporated by
reference herein.
4.7 Company Stock Pledge Agreement dated as of August 11,
1994 between the Registrant and the Collateral Agent.
Filed as Exhibit 4.7 to Amendment Number 2 to the 1994
10-K and incorporated by reference herein.
4.8 Subsidiary Stock Pledge Agreement dated as of August
11, 1994 among Acme Steel Company, Acme Packaging
Corporation and the Collateral Agent. Filed as
Exhibit 4.8 to Amendment Number 2 to the 1994 10-K and
incorporated by reference herein.
4.9 Security Agreement dated as of August 11, 1994
between Acme Steel Company and the Collateral Agent.
Filed as Exhibit 4.9 to Amendment Number 2 to the 1994
10-K and incorporated by reference herein.
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4.10 Mortgage dated as of August 11, 1994 from Acme Steel
Company to the Collateral Agent. Filed as Exhibit
4.10 to Amendment Number 2 to the 1994 10-K and
incorporated by reference herein.
4.11 Intercreditor Agreement dated as of August 11, 1994
among the Registrant, Acme Steel Company, Harris Trust
and Savings Bank and the Collateral Agent. Filed as
Exhibit 4.11 to Amendment Number 2 to the 1994 10-K and
incorporated by reference herein.
4.12 Disbursement Agreement dated as of August 11, 1994
between the Registrant and the Collateral Agent.
Filed as Exhibit 4.12 to Amendment Number 2 to the
1994 10-K and incorporated by reference herein.
10. Material contracts
10.8 Term Loan Agreement dated August 4, 1994 among the
Registrant, the Lenders and Lehman Commercial Paper
Inc. (the "Term Loan"). Filed as Exhibit 10.8 to
Amendment Number 2 to the 1994 10-K and incorporated
by reference herein.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
ACME METALS INCORPORATED
Date: August 28, 1996 By: /s/ Edward P. Weber, Jr.
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Edward P. Weber, Jr.
Vice President and Secretary
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