U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
America Online, Inc.
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(Last) (First) (Middle)
22000 AOL Way
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(Street)
Dulles, Virginia 20166-9323
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
6/13/2000
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
54-1322110
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4. Issuer Name and Ticker or Trading Symbol
TiVo Inc. (TIVO)
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [x] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check applicable line)
[x] Form Filed by One Reporting Person
[_] Form Filed by More than One Reporting Person
Table I -- Non-Derivative Securities Beneficially Owned
<TABLE>
<CAPTION>
3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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<S> <C> <C> <C>
Common Stock 480,307(1) D
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</TABLE>
* If the Form is filed by more than one Reporting Person, see Instruction
5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION>
5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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<S> <C> <C> <C> <C> <C> <C> <C>
Not applicable
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</TABLE>
Explanation of Responses:
(1) America Online, Inc. has entered into a Voting Agreement, dated as of June
9, 2000, with certain stockholders of TiVo Inc., with respect to 20,301,301
shares of TiVo Common Stock. America Online, Inc. does not have any rights as a
stockholder of TiVo Inc., including the right to dispose of (or to direct the
disposition of) any of the shares of TiVo Common Stock subject to such
agreement. Accordingly, America Online, Inc. expressly disclaims beneficial
ownership of all shares subject to the Voting Agreement.
AMERICA ONLINE, INC.
/s/Paul T. Cappuccio June 28, 2000
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Paul T. Cappuccio, SVP & General Counsel, Date
on behalf of America Online, Inc.
**Signature of Reporting Person
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.