UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BTR Capital Management, Inc.
Address: 550 Kearny Street, Suite 510
San Francisco, CA 94108-2527
13F File Number: 28-3049
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John Stratton
Title: Senior Vice President
Phone: (415) 989-0100
Signature, Place, and Date of Signing:
John Stratton San Francisco 10/11/99
Report Type (Check only one.):
[X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Lewis H. Katcher
Stephen P. Yeatman
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 111
Form 13F Information Table Value Total: $137,185
List of Other Included Managers:
No. 13F File Number Name
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY
NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- --------
AT&T CORP COM 001957109 740 17020 SH DEFINED 2300 0 14720
AT&T CORP NEW LIBERTY MEDIA GROUP CL A 001957208 2943 78878 SH DEFINED 13700 0 65178
ABBOTT LABORATORIES COM 002824100 1192 32492 SH DEFINED 0 0 32492
ACHIEVEMENT FDS MUNI BD FD B FUND 004469839 165 17020 SH DEFINED 0 0 17020
ALBERTSONS INC COM 013104104 623 15750 SH DEFINED 700 0 15050
ALLSTATE CORPORATION COM 020002101 1557 62445 SH DEFINED 10908 0 51537
ALZA CORPORATION COM 022615108 494 11531 SH DEFINED 5585 0 5946
AMERICAN GREETINGS CORP CL A COM 026375105 608 23600 SH DEFINED 3500 0 20100
AMERICAN HOME PRODUCTS CORP COM 026609107 2637 63537 SH DEFINED 5800 0 57737
AMERICAN INTL GROUP INC COM 026874107 226 2605 SH DEFINED 0 0 2605
AMERICAN RETIREMENT CORP. 5.750% 10-01-2028913AA9 711 980000 SH DEFINED 130000 0 850000
BP AMOCO PLC ADRS COM 055622104 284 2566 SH DEFINED 0 0 2566
BANK OF AMERICA CORP COM 060505104 1704 30605 SH DEFINED 8900 0 21705
BAXTER INTERNATIONAL INC COM 071813109 253 4200 SH DEFINED 0 0 4200
BRANDYWINE REALTY TRUST COM 105368203 716 44050 SH DEFINED 2300 0 41750
BRISTOL-MYERS SQUIBB CO COM 110122108 219 3240 SH DEFINED 0 0 3240
BURLINGTON RESOURCES INC COM 122014103 1674 45550 SH DEFINED 16500 0 29050
BURNS INTL SERVICES CORP COM 122374101 618 38325 SH DEFINED 12954 0 25371
CBS CORP COM 12490K107 509 11000 SH DEFINED 4900 0 6100
CANADIAN NATIONAL RAILWAY COM 136375102 1564 51610 SH DEFINED 17300 0 34310
CHASE MANHATTAN CORP COM 16161A108 207 2744 SH DEFINED 0 0 2744
CHATEAU COMMUNITIES INC COM 161726104 839 32272 SH DEFINED 877 0 31395
CHEMED CORPORATION COM 163596109 321 10600 SH DEFINED 0 0 10600
CHEVRON CORP COM 166751107 546 6149 SH DEFINED 0 0 6149
COMSAT CORP COM 20564D107 690 23279 SH DEFINED 5237 0 18042
DPL INC COM 233293109 583 33075 SH DEFINED 0 0 33075
DELHAIZE AMERICA INC CL B COM 246688204 2301 101716 SH DEFINED 25800 0 75916
DU PONT (E.I.) DE NEMOURS COM 263534109 485 8015 SH DEFINED 0 0 8015
ELAN CORP PLC - SPONS ADR COM 284131208 1223 36450 SH DEFINED 6200 0 30250
EXXON CORPORATION COM 302290101 5633 74124 SH DEFINED 80 0 74044
FIRST INDUSTRIAL REALTY TRUST COM 32054K103 792 32000 SH DEFINED 5300 0 26700
FIRST SECURITY CORP COM 336294103 357 15018 SH DEFINED 0 0 15018
FOREST LABS INC CL A COM 345838106 246 5850 SH DEFINED 0 0 5850
GTE CORP COM 362320103 904 11758 SH DEFINED 200 0 11558
GENERAL CABLE CORP. COM 369300108 2762 230125 SH DEFINED 49000 0 181125
GENERAL ELECTRIC COMPANY COM 369604103 10466 88277 SH DEFINED 2070 0 86207
GENERAL MOTORS CORPORATION COM 370442105 249 3962 SH DEFINED 85 0 3877
GOLF TRUST OF AMERICA COM 38168B103 257 13000 SH DEFINED 0 0 13000
GREYHOUND BUS LINES 8.5% CV PR CBL 5/3/00 398048702 1706 51300 SH DEFINED 1900 0 49400
HALLIBURTON COMPANY COM 406216101 1516 36974 SH DEFINED 10472 0 26502
HARTFORD FINANCIAL SVCS GRP COM 416515104 1001 24500 SH DEFINED 3550 0 20950
HEALTH CARE PROPERTIES INC COM 421915109 231 8800 SH DEFINED 0 0 8800
HEWLETT-PACKARD COMPANY COM 428236103 6135 67600 SH DEFINED 10745 0 56855
HIGHWOODS PROPERTIES INC COM 431284108 900 34800 SH DEFINED 2200 0 32600
HOME DEPOT INC COM 437076102 206 3004 SH DEFINED 0 0 3004
HONEYWELL INC COM 438506107 4304 38667 SH DEFINED 8900 0 29767
IMC GLOBAL INC. COM 449669100 2914 200100 SH DEFINED 40650 0 159450
INTEL CORPORATION COM 458140100 567 7624 SH DEFINED 0 0 7624
INTERNATIONAL BUSINESS MACHINE COM 459200101 1428 11800 SH DEFINED 0 0 11800
JOHNSON & JOHNSON COM 478160104 1432 15589 SH DEFINED 6649 0 8940
K MART CORPORATION COM 482584109 501 42850 SH DEFINED 12900 0 29950
K N ENERGY INC COM 482620101 945 42125 SH DEFINED 10400 0 31725
KERR MCGEE CORP CV BD 7.500% 05-15-2492386AL1 683 696000 SH DEFINED 138000 0 558000
KIMBERLY CLARK COM 494368103 5653 107165 SH DEFINED 23718 0 83447
KINDER MORGAN ENERGY PTNRS COM 494550106 602 13900 SH DEFINED 0 0 13900
KONINKLIJKE PHILIPS ADR (NEW) COM 500472204 769 7614 SH DEFINED 3137 0 4477
LTC PPTYS INC COM 502175102 1552 146064 SH DEFINED 34843 0 111221
LIBERTY PROPERTY TRUST COM 531172104 864 38100 SH DEFINED 18350 0 19750
MBNA CORPORATION COM 55262L100 500 21919 SH DEFINED 0 0 21919
MANOR CARE INC COM 564055101 628 36550 SH DEFINED 14500 0 22050
MARTIN MARIETTA MATERIALS COM 573284106 974 24400 SH DEFINED 7850 0 16550
MATTEL INC COM 577081102 3895 205000 SH DEFINED 41800 0 163200
MERCK & COMPANY INCORPORATED COM 589331107 1430 22070 SH DEFINED 680 0 21390
MERISTAR HOSPITALITY CORP COM 58984Y103 236 15374 SH DEFINED 5168 0 10206
MICROSOFT CORP COM 594918104 752 8300 SH DEFINED 0 0 8300
MID AMERICA APARTMENT COM. COM 59522J103 269 12500 SH DEFINED 1400 0 11100
MID-ATLANTIC RLTY TR SBI COM 595232109 649 62180 SH DEFINED 7600 0 54580
MOBIL CORPORATION COM 607059102 1319 13090 SH DEFINED 0 0 13090
MORGAN J P & CO INC COM 616880100 291 2550 SH DEFINED 0 0 2550
NATIONWIDE HLTH PROPERTIES INC COM 638620104 1677 100892 SH DEFINED 4800 0 96092
NEW PLAN EXCEL REALTY TR INC COM 648053106 297 16690 SH DEFINED 4920 0 11770
NEWS CORP LTD SPONS ADR COM 652487703 2221 78100 SH DEFINED 23300 0 54800
NIPPON TELEGRAPH & TELE-SP ADR COM 654624105 2417 39180 SH DEFINED 9100 0 30080
OCEAN ENERGY INC (NEW) COM 67481E106 208 20460 SH DEFINED 0 0 20460
PACIFICORP COM 695114108 288 14300 SH DEFINED 2500 0 11800
PEOPLES ENERGY CORP COM 711030106 236 6700 SH DEFINED 0 0 6700
PEPSICO INCORPORATED COM 713448108 456 14951 SH DEFINED 0 0 14951
PFIZER INC COM 717081103 822 22916 SH DEFINED 0 0 22916
PITNEY-BOWES, INC COM 724479100 460 7552 SH DEFINED 0 0 7552
PRENTISS PROPERTIES TRUST COM 740706106 2504 112842 SH DEFINED 23199 0 89643
PRIMEDIA INC COM 74157K101 2318 165550 SH DEFINED 31000 0 134550
PROCTER AND GAMBLE COMPANY COM 742718109 949 10119 SH DEFINED 0 0 10119
PROGRESSIVE CORP OHIO COM 743315103 369 4518 SH DEFINED 0 0 4518
RADIAN GROUP INC COM 750236101 1175 27365 SH DEFINED 4200 0 23165
RELIANT ENERGY INC COM 75952J108 436 16100 SH DEFINED 0 0 16100
ROBBINS & MEYERS CVT CBL 6.500% 09-01-2770196AA1 181 215000 SH DEFINED 0 0 215000
ROCHE HOLDINGS LTD SPONS ADR COM 771195104 3328 28693 SH DEFINED 7104 0 21589
ROYAL DUTCH PETROLEUM CO COM 780257804 263 4460 SH DEFINED 660 0 3800
S&P 500 DEPOSITARY RECEIPTS COM 78462F103 380 2950 SH DEFINED 600 0 2350
SANTA FE SNYDER OIL CORP COM 80218K105 977 108600 SH DEFINED 22100 0 86500
SCHERING PLOUGH CORP COM 806605101 749 17160 SH DEFINED 0 0 17160
SEALED AIR CORP CONV PFD SER A CV PRF STK 81211K209 1868 36800 SH DEFINED 15200 0 21600
SEARS ROEBUCK & COMPANY INC COM 812387108 374 11934 SH DEFINED 272 0 11662
AMEX BASIC INDUSTRIES SPDR FUND 81369Y100 2285 96400 SH DEFINED 15500 0 80900
SERVICEMASTER CO COM 81760N109 1131 70385 SH DEFINED 0 0 70385
SHURGARD STORAGE CTRS INC COM 82567D104 985 39815 SH DEFINED 2350 0 37465
SUN HEALTHCARE GROUP INC 6.000% 03-01-2866933AA2 45 500000 SH DEFINED 0 0 500000
TELECOM NEW ZEALAND SP ADR COM 879278208 2610 81575 SH DEFINED 23800 0 57775
TELEFONICA S A SPONS ADR COM 879382208 792 16502 SH DEFINED 2184 0 14318
TEXACO INC COM 881694103 1057 16744 SH DEFINED 0 0 16744
THERMO ELECTRON CORP COM 883556102 2283 169900 SH DEFINED 41050 0 128850
UNILEVER NV NY SHS NEW COM 904784709 245 3591 SH DEFINED 0 0 3591
U S INDUSTRIES INC COM 912080108 1376 87350 SH DEFINED 13300 0 74050
UNITED TECHNOLOGIES CORP COM 913017109 389 6557 SH DEFINED 0 0 6557
WASHINGTON GAS LIGHT COM 938837101 353 13000 SH DEFINED 0 0 13000
WASTE MANAGEMENT INC. COM 94106L109 262 13600 SH DEFINED 500 0 13100
WEATHERFORD INTL INC COM 947074100 529 16532 SH DEFINED 7069 0 9463
WELLS FARGO & CO (NEW) COM 949746101 272 6862 SH DEFINED 0 0 6862
WENDYS INTERNATIONAL INC COM 950590109 848 32000 SH DEFINED 4500 0 27500
XEROX CORP COM 984121103 690 16460 SH DEFINED 400 0 16060
SBS BROADCASTING SA COM L8137F102 2930 75604 SH DEFINED 13605 0 61999
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