UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment ( Check only one. ) : [ ] is a restatement
[ ] adds a new holdings entries.
Institutional Investment Manager Filing this report:
Name: Hotchkiss Associates, Inc.
Address: 208 South LaSalle Street
Suite 712
Chicago, IL 60604
13F File Number: 28-3052
This institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered intergral parts of
this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: James K. Hotchkiss
Title: President
Phone: 312-368-4633
Signature, Place and Date of Signing
James K. Hotchkiss Chicago, IL November 5, 1999
Report Type ( Check only one. ) :
[ x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
none
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: $313,651,411
List of Other Included Managers:
( none )
<PAGE>
<TABLE>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 1687 38784 SH SOLE 1 6300 0 32484
LIBERTY MEDIA CL A GROUP / AT&T COR 001957208 3590 96216 SH SOLE 1 7600 0 88616
ABBOTT LABS COMMON 002824100 8840 240963 SH SOLE 1 16200 0 224763
AMERICA ONLINE INC DEL COMMON 02364J104 6222 59790 SH SOLE 1 0 0 59790
AMERICAN HOME PRODS CORP COMMON 026609107 382 9200 SH SOLE 1 0 0 9200
AMERICAN INTL GROUP INC COMMON 026874107 8648 99478 SH SOLE 1 2733 0 96745
AMERITECH CORP NEW COMMON 030954101 1225 18346 SH SOLE 1 0 0 18346
ARCHSTONE CMNTYS TR SH BEN INT 039581103 203 10300 SH SOLE 1 0 0 10300
ATLANTIC RICHFIELD CO COMMON 048825103 559 6308 SH SOLE 1 0 0 6308
BP AMOCO P L C DEPOSITORY RECEI 055622104 3210 28965 SH SOLE 1 793 0 28172
BANK OF AMERICA CORP COMMON 060505104 330 5920 SH SOLE 1 2574 0 3346
BANK ONE CORP COMMON 06423A103 948 27226 SH SOLE 1 0 0 27226
BELL ATLANTIC CORP COMMON 077853109 235 3484 SH SOLE 1 0 0 3484
BELLSOUTH CORP COMMON 079860102 675 14992 SH SOLE 1 0 0 14992
BERKSHIRE HATHAWAY INC B CL B 084670207 638 344 SH SOLE 1 0 0 344
BLOCK H & R INC COMMON 093671105 261 6000 SH SOLE 1 0 0 6000
BORDERS GROUP INC COMMON 099709107 548 37314 SH SOLE 1 5000 0 32314
BOSTON SCIENTIFIC CORP COMMON 101137107 1967 79467 SH SOLE 1 12600 0 66867
BRISTOL MYERS SQUIBB CO COMMON 110122108 4601 68164 SH SOLE 1 4720 0 63444
CATERPILLAR INC DEL COMMON 149123101 610 11120 SH SOLE 1 0 0 11120
CHEVRON CORPORATION COMMON 166751107 469 5280 SH SOLE 1 0 0 5280
CIENA CORP COMMON 171779101 1307 35800 SH SOLE 1 1800 0 34000
CISCO SYS INC COMMON 17275R102 27856 406292 SH SOLE 1 33650 0 372642
CINTAS CORP COMMON 172908105 3573 61800 SH SOLE 1 5600 0 56200
CITIGROUP INC COMMON 172967101 553 12577 SH SOLE 1 0 0 12577
COCA COLA CO COMMON 191216100 571 11837 SH SOLE 1 0 0 11837
COMCAST CL A CL A 200300101 573 15901 SH SOLE 1 0 0 15901
COMCAST CL A SPCL CL A SPL 200300200 4216 105725 SH SOLE 1 8200 0 97525
COMPUTER SCIENCES CORP COMMON 205363104 3788 53875 SH SOLE 1 6600 0 47275
CONSOLIDATED EDISON INC COMMON 209115104 208 5000 SH SOLE 1 0 0 5000
CONSOLIDATED PAPERS INC COMMON 209759109 646 24024 SH SOLE 1 0 0 24024
COVAD COMMUNICATIONS GRO COMMON 222814204 375 8600 SH SOLE 1 0 0 8600
CYMER INC COMMON 232572107 357 10300 SH SOLE 1 3500 0 6800
DEVRY INC DEL COMMON 251893103 4695 234729 SH SOLE 1 17100 0 217629
DISNEY WALT COMPANY COMMON 254687106 2934 112849 SH SOLE 1 1800 0 111049
DOLLAR GEN CORP COMMON 256669102 241 7815 SH SOLE 1 0 0 7815
DU PONT E I DE NEMOURS & COMMON 263534109 548 9064 SH SOLE 1 0 0 9064
ELAN PLC DEPOSITORY RECEI 284131208 8180 243719 SH SOLE 1 22200 0 221519
ELAN PLC *W EXP 12/31/200 284131208 430 12800 SOLE 1 3000 0 9800
ELECTRONIC DATA SYS NEW COMMON 285661104 217 4100 SH SOLE 1 0 0 4100
EMERSON ELEC CO COMMON 291011104 2941 46551 SH SOLE 1 800 0 45751
EXODUS COMMUNICATIONS IN COMMON 302088109 746 10350 SH SOLE 1 0 0 10350
EXXON CORP COMMON 302290101 3079 40518 SH SOLE 1 800 0 39718
FIFTH THIRD BANCORP COMMON 316773100 599 9843 SH SOLE 1 2250 0 7593
FIRSTAR CORP NEW WIS COMMON 33763V109 2454 95758 SH SOLE 1 0 0 95758
FOOTHILL INDPT BANCORP COMMON 344905104 144 12120 SH SOLE 1 0 0 12120
FULTON FINL CORP PA COMMON 360271100 203 10804 SH SOLE 1 0 0 10804
GTE CORP COMMON 362320103 2689 34983 SH SOLE 1 2400 0 32583
GANNETT INC COMMON 364730101 356 5150 SH SOLE 1 0 0 5150
GENERAL ELEC CO COMMON 369604103 9518 80276 SH SOLE 1 8800 0 71476
GRAINGER W W INC COMMON 384802104 961 20000 SH SOLE 1 2800 0 17200
HEWLETT PACKARD CO COMMON 428236103 799 8800 SH SOLE 1 0 0 8800
HOME DEPOT INC COMMON 437076102 7605 110817 SH SOLE 1 8698 0 102119
HON INDS INC COMMON 438092108 516 26800 SH SOLE 1 0 0 26800
ILLINOIS TOOL WKS INC COMMON 452308109 7931 106367 SH SOLE 1 3500 0 102867
INKTOMI CORP COMMON 457277101 654 5450 SH SOLE 1 700 0 4750
INTEL CORP COMMON 458140100 23372 314516 SH SOLE 1 17200 0 297316
INTERNATIONAL BUSINESS M COMMON 459200101 221 1824 SH SOLE 1 0 0 1824
INTUIT COMMON 461202103 581 6633 SH SOLE 1 2500 0 4133
JOHNSON & JOHNSON COMMON 478160104 2633 28660 SH SOLE 1 0 0 28660
KELLOGG CO COMMON 487836108 636 17000 SH SOLE 1 0 0 17000
KEYCORP NEW COMMON 493267108 792 30700 SH SOLE 1 175 0 30525
KIMBERLY CLARK CORP COMMON 494368103 559 10592 SH SOLE 1 0 0 10592
LILLY ELI & CO COMMON 532457108 2449 38154 SH SOLE 1 0 0 38154
LUCENT TECHNOLOGIES INC COMMON 549463107 20141 310457 SH SOLE 1 17908 0 292549
MCI WORLDCOM INC COMMON 55268B106 6647 92475 SH SOLE 1 7079 0 85396
MARSH & MCLENNAN COS INC COMMON 571748102 236 3450 SH SOLE 1 0 0 3450
MEDIAONE GROUP INC COMMON 58440J104 2016 29513 SH SOLE 1 0 0 29513
MEDTRONIC INC COMMON 585055106 5054 142128 SH SOLE 1 3600 0 138528
MELLON BK CORP COMMON 585509102 448 13316 SH SOLE 1 0 0 13316
MERCK & CO INC COMMON 589331107 8175 126129 SH SOLE 1 4000 0 122129
MICROSOFT CORP COMMON 594918104 14767 163055 SH SOLE 1 9800 0 153255
MILLER HERMAN INC COMMON 600544100 805 33660 SH SOLE 1 0 0 33660
MOLEX INC CL A 608554200 241 7433 SH SOLE 1 0 0 7433
MORGAN J P & CO INC COMMON 616880100 703 6150 SH SOLE 1 0 0 6150
MOTOROLA INC COMMON 620076109 2760 31359 SH SOLE 1 3300 0 28059
NEWELL RUBBERMAID INC COMMON 651229106 254 8906 SH SOLE 1 0 0 8906
NEXTEL COMMUNICATIONS IN CL A 65332V103 3577 52744 SH SOLE 1 3600 0 49144
NORTHERN TR CORP COMMON 665859104 13672 163739 SH SOLE 1 3800 0 159939
OFFICE DEPOT INC COMMON 676220106 1298 123610 SH SOLE 1 9000 0 114610
ORIGINAL SIXTEEN TO ONE COMMON 686203100 15 13934 SH SOLE 1 0 0 13934
PE CORP COM PE BIO GRP 69332S102 1199 16600 SH SOLE 1 2000 0 14600
PAYCHEX INC COMMON 704326107 1638 48013 SH SOLE 1 0 0 48013
PEPSICO INC COMMON 713448108 1447 47428 SH SOLE 1 1900 0 45528
PETSMART INC COMMON 716768106 74 20000 SH SOLE 1 0 0 20000
PFIZER INC COMMON 717081103 5021 139972 SH SOLE 1 7200 0 132772
PHILIP MORRIS COS INC COMMON 718154107 619 18100 SH SOLE 1 0 0 18100
PRICE T ROWE & ASSOCIATE COMMON 741477103 2284 83228 SH SOLE 1 9900 0 73328
PROCTER & GAMBLE CO COMMON 742718109 3962 42259 SH SOLE 1 2500 0 39759
PROLOGIS TR SH BEN INT 743410102 219 11600 SH SOLE 1 1000 0 10600
QUALCOMM INC COMMON 747525103 6546 34600 SH SOLE 1 4000 0 30600
QUINTILES TRANSNATIONAL COMMON 748767100 925 48586 SH SOLE 1 2000 0 46586
ST PAUL BANCORP INC COMMON 792848103 899 39321 SH SOLE 1 9375 0 29946
SARA LEE CORP COMMON 803111103 2422 103632 SH SOLE 1 7600 0 96032
SCHERING PLOUGH CORP COMMON 806605101 358 8200 SH SOLE 1 0 0 8200
SCHLUMBERGER LTD COMMON 806857108 405 6497 SH SOLE 1 600 0 5897
SERVICEMASTER CO COMMON 81760N109 3887 242016 SH SOLE 1 13487 0 228529
STARBUCKS CORP COMMON 855244109 2984 120404 SH SOLE 1 5400 0 115004
SUN MICROSYSTEMS INC COMMON 866810104 6232 67010 SH SOLE 1 4100 0 62910
TELLABS INC COMMON 879664100 4728 83040 SH SOLE 1 0 0 83040
TIME WARNER INC COMMON 887315109 737 12133 SH SOLE 1 0 0 12133
TYCO INTL LTD NEW COMMON 902124106 356 3452 SH SOLE 1 0 0 3452
U S WEST INC NEW COMMON 91273H101 218 3829 SH SOLE 1 0 0 3829
VIACOM INC CL B CL B 925524308 330 7812 SH SOLE 1 2656 0 5156
VODAFONE AIRTOUCH PLC DEPOSITORY RECEI 92857T107 1700 7150 SH SOLE 1 1850 0 5300
WALGREEN CO COMMON 931422109 3200 126116 SH SOLE 1 3400 0 122716
WELLS FARGO & CO NEW COMMON 949746101 208 5250 SH SOLE 1 1500 0 3750
WRIGLEY WM JR CO COMMON 982526105 284 4120 SH SOLE 1 0 0 4120
AXOGEN LTD COMMON G0690R108 408 12800 SH SOLE 1 3000 0 9800
</TABLE>
