UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Hotchkiss Associates, Inc.
Address: 208 South LaSalle Street
Suite 712
Chicago, IL 60604
13F File Number: 28-3052
This institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James K. Hotchkiss
Title: President
Phone: 312-368-4633
Signature, Place, and Date of Signing
James K. Hotchkiss Chicago, Illinois May 8, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting For this Manager:
NONE
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 116
Form 13F Information Table Value Total: $ 415,359,424
List of Other Included Managers:
No. 13F File Number Name
NONE NONE
<PAGE>
<TABLE>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 2173 38587 SH SOLE 1 6500 0 32087
LIBERTY MEDIA CL A GROUP / AT&T COR 001957208 6587 111048 SH SOLE 1 8100 0 102948
ABBOTT LABS COMMON 002824100 6840 194375 SH SOLE 1 8000 0 186375
AETNA INC COMMON 008117103 202 3635 SH SOLE 1 0 0 3635
AMERICA ONLINE INC DEL COMMON 02364J104 7897 117100 SH SOLE 1 0 0 117100
AMERICAN HOME PRODS CORP COMMON 026609107 495 9200 SH SOLE 1 0 0 9200
AMERICAN INTL GROUP INC COMMON 026874107 10174 92909 SH SOLE 1 2733 0 90176
AMGEN INC COMMON 031162100 614 10000 SH SOLE 1 0 0 10000
ARCHSTONE CMNTYS TR SH BEN INT 039581103 315 15805 SH SOLE 1 0 0 15805
ATLANTIC RICHFIELD CO COMMON 048825103 536 6308 SH SOLE 1 0 0 6308
BP AMOCO P L C DEPOSITORY RECEI 055622104 2872 53937 SH SOLE 1 1586 0 52351
BANK OF AMERICA CORP COMMON 060505104 353 6732 SH SOLE 1 2574 0 4158
BANK ONE CORP COMMON 06423A103 744 21562 SH SOLE 1 0 0 21562
BELL ATLANTIC CORP COMMON 077853109 233 3819 SH SOLE 1 0 0 3819
BELLSOUTH CORP COMMON 079860102 715 15262 SH SOLE 1 0 0 15262
BERKSHIRE HATHAWAY INC B CL B 084670207 626 344 SH SOLE 1 0 0 344
BORDERS GROUP INC COMMON 099709107 300 17429 SH SOLE 1 0 0 17429
BOSTON SCIENTIFIC CORP COMMON 101137107 916 43001 SH SOLE 1 7600 0 35401
BRISTOL MYERS SQUIBB CO COMMON 110122108 4080 70339 SH SOLE 1 4720 0 65619
CBS CORP COMMON 12490K107 436 7700 SH SOLE 1 0 0 7700
CATERPILLAR INC DEL COMMON 149123101 360 9120 SH SOLE 1 0 0 9120
CHARTER ONE FINL INC COMMON 160903100 717 34146 SH SOLE 1 9302 0 24844
CHEVRON CORPORATION COMMON 166751107 377 4080 SH SOLE 1 0 0 4080
CIENA CORP COMMON 171779101 4301 34100 SH SOLE 1 1800 0 32300
CISCO SYS INC COMMON 17275R102 50504 653244 SH SOLE 1 50700 0 602544
CISCO SYS INC COMMON 17275R102 348 4500 SH SOLE I 0 0 4500
CINTAS CORP COMMON 172908105 3354 85600 SH SOLE 1 8400 0 77200
CITIGROUP INC COMMON 172967101 789 13177 SH SOLE 1 0 0 13177
COCA COLA CO COMMON 191216100 617 13137 SH SOLE 1 0 0 13137
COMCAST CL A CL A 200300101 974 23601 SH SOLE 1 0 0 23601
COMCAST CL A SPCL CL A SPL 200300200 5858 135057 SH SOLE 1 8200 0 126857
COMPAQ COMPUTER CORP COMMON 204493100 461 17075 SH SOLE 1 0 0 17075
COMPUTER SCIENCES CORP COMMON 205363104 5091 64341 SH SOLE 1 6600 0 57741
CONSOLIDATED PAPERS INC COMMON 209759109 781 20314 SH SOLE 1 0 0 20314
COVAD COMMUNICATIONS GRO COMMON 222814204 997 13750 SH SOLE 1 2000 0 11750
CYMER INC COMMON 232572107 442 8841 SH SOLE 1 3500 0 5341
DEVRY INC DEL COMMON 251893103 7663 251231 SH SOLE 1 22100 0 229131
DISNEY WALT CO COM DISNEY 254687106 4101 99426 SH SOLE 1 1800 0 97626
DOLLAR GEN CORP COMMON 256669102 210 7815 SH SOLE 1 0 0 7815
DU PONT E I DE NEMOURS & COMMON 263534109 427 8064 SH SOLE 1 0 0 8064
E M C CORP MASS COMMON 268648102 202 1600 SH SOLE 1 0 0 1600
ELAN PLC DEPOSITORY RECEI 284131208 11012 231841 SH SOLE 1 22200 0 209641
ELAN PLC *W EXP 12/31/200 284131208 608 12800 SOLE 1 3000 0 9800
ELECTRONIC DATA SYS NEW COMMON 285661104 1145 17845 SH SOLE 1 0 0 17845
EMERSON ELEC CO COMMON 291011104 2289 43093 SH SOLE 1 800 0 42293
EXODUS COMMUNICATIONS IN COMMON 302088109 3077 21900 SH SOLE 1 0 0 21900
EXXON MOBIL CORP COMMON 30231G102 3322 42618 SH SOLE 1 800 0 41818
FIFTH THIRD BANCORP COMMON 316773100 620 9843 SH SOLE 1 2250 0 7593
FIRSTAR CORP NEW WIS COMMON 33763V109 2051 89438 SH SOLE 1 0 0 89438
GTE CORP COMMON 362320103 2359 33225 SH SOLE 1 2400 0 30825
GANNETT INC COMMON 364730101 380 5400 SH SOLE 1 0 0 5400
GENERAL ELEC CO COMMON 369604103 13079 84043 SH SOLE 1 8800 0 75243
GRAINGER W W INC COMMON 384802104 618 11400 SH SOLE 1 2800 0 8600
HEWLETT PACKARD CO COMMON 428236103 1595 12000 SH SOLE 1 0 0 12000
HOME DEPOT INC COMMON 437076102 9733 150893 SH SOLE 1 12047 0 138846
HON INDS INC COMMON 438092108 690 26800 SH SOLE 1 0 0 26800
ILLINOIS TOOL WKS INC COMMON 452308109 6338 114712 SH SOLE 1 3800 0 110912
INKTOMI CORP COMMON 457277101 2204 11300 SH SOLE 1 1400 0 9900
INTEL CORP COMMON 458140100 39978 303009 SH SOLE 1 17200 0 285809
INTEL CORP COMMON 458140100 211 1600 SH SOLE I 0 0 1600
INTERNATIONAL BUSINESS M COMMON 459200101 505 4283 SH SOLE 1 0 0 4283
INTUIT COMMON 461202103 1019 18749 SH SOLE 1 7500 0 11249
JOHNSON & JOHNSON COMMON 478160104 2067 29430 SH SOLE 1 0 0 29430
KELLOGG CO COMMON 487836108 438 17000 SH SOLE 1 0 0 17000
KEYCORP NEW COMMON 493267108 212 11177 SH SOLE 1 0 0 11177
LILLY ELI & CO COMMON 532457108 2331 37228 SH SOLE 1 0 0 37228
LUCENT TECHNOLOGIES INC COMMON 549463107 19052 311060 SH SOLE 1 18108 0 292952
MCI WORLDCOM INC COMMON 55268B106 6253 138001 SH SOLE 1 10618 0 127383
MARSH & MCLENNAN COS INC COMMON 571748102 381 3450 SH SOLE 1 0 0 3450
MEDIAONE GROUP INC COMMON 58440J104 2741 33843 SH SOLE 1 0 0 33843
MEDTRONIC INC COMMON 585055106 7582 147399 SH SOLE 1 3600 0 143799
MELLON FINL CORP COMMON 58551A108 366 12316 SH SOLE 1 0 0 12316
MERCK & CO INC COMMON 589331107 7430 119597 SH SOLE 1 4000 0 115597
MICROSOFT CORP COMMON 594918104 16836 158461 SH SOLE 1 9800 0 148661
MILLER HERMAN INC COMMON 600544100 826 29489 SH SOLE 1 0 0 29489
MOLEX INC CL A 608554200 412 9290 SH SOLE 1 0 0 9290
MORGAN J P & CO INC COMMON 616880100 707 5367 SH SOLE 1 0 0 5367
MOTOROLA INC COMMON 620076109 4395 30100 SH SOLE 1 3100 0 27000
NEXTEL COMMUNICATIONS IN CL A 65332V103 7770 52414 SH SOLE 1 3600 0 48814
NEXTEL COMMUNICATIONS IN CL A 65332V103 222 1500 SH SOLE I 0 0 1500
NOKIA CORP DEPOSITORY RECEI 654902204 366 1650 SH SOLE 1 0 0 1650
NORTEL NETWORKS CORP COMMON 656569100 290 2300 SH SOLE 1 0 0 2300
NORTHERN TR CORP COMMON 665859104 16355 242072 SH SOLE 1 7600 0 234472
ORACLE CORP COMMON 68389X105 2459 31498 SH SOLE 1 0 0 31498
ORIGINAL SIXTEEN TO ONE COMMON 686203100 12 13934 SH SOLE 1 0 0 13934
PE CORP COM PE BIO GRP 69332S102 3889 40300 SH SOLE 1 3000 0 37300
PAYCHEX INC COMMON 704326107 2143 40913 SH SOLE 1 0 0 40913
PEPSICO INC COMMON 713448108 1622 46514 SH SOLE 1 1900 0 44614
PETSMART INC COMMON 716768106 30 10000 SH SOLE 1 0 0 10000
PFIZER INC COMMON 717081103 5307 145140 SH SOLE 1 9200 0 135940
PHILIP MORRIS COS INC COMMON 718154107 441 20888 SH SOLE 1 0 0 20888
PRICE T ROWE & ASSOCIATE COMMON 741477103 952 24094 SH SOLE 1 7900 0 16194
PROCTER & GAMBLE CO COMMON 742718109 2223 39351 SH SOLE 1 2500 0 36851
PROLOGIS TR SH BEN INT 743410102 264 13700 SH SOLE 1 1000 0 12700
PSINET INC COMMON 74437C101 985 28948 SH SOLE 1 4000 0 24948
QUALCOMM INC COMMON 747525103 16187 108412 SH SOLE 1 9000 0 99412
QUINTILES TRANSNATIONAL COMMON 748767100 244 14325 SH SOLE 1 5000 0 9325
SBC COMMUNICATIONS INC COMMON 78387G103 1114 26448 SH SOLE 1 0 0 26448
SARA LEE CORP COMMON 803111103 858 47680 SH SOLE 1 7600 0 40080
SCHERING PLOUGH CORP COMMON 806605101 316 8500 SH SOLE 1 0 0 8500
SCHLUMBERGER LTD COMMON 806857108 870 11372 SH SOLE 1 600 0 10772
SERVICEMASTER CO COMMON 81760N109 1659 147478 SH SOLE 1 13487 0 133991
SIEBEL SYS INC COMMON 826170102 239 2000 SH SOLE 1 0 0 2000
STARBUCKS CORP COMMON 855244109 5140 114703 SH SOLE 1 5400 0 109303
SUN MICROSYSTEMS INC COMMON 866810104 12736 135922 SH SOLE 1 8200 0 127722
TELLABS INC COMMON 879664100 5451 86550 SH SOLE 1 0 0 86550
TIME WARNER INC COMMON 887315109 1703 17033 SH SOLE 1 0 0 17033
TYCO INTL LTD NEW COMMON 902124106 316 6304 SH SOLE 1 0 0 6304
UNITED PARCEL SERVICE IN CL B 911312106 2605 41360 SH SOLE 1 0 0 41360
U S WEST INC NEW COMMON 91273H101 260 3579 SH SOLE 1 0 0 3579
VIACOM INC CL B CL B 925524308 412 7812 SH SOLE 1 2656 0 5156
VODAFONE AIRTOUCH PLC DEPOSITORY RECEI 92857T107 4837 87058 SH SOLE 1 10450 0 76608
WALGREEN CO COMMON 931422109 3350 130096 SH SOLE 1 3400 0 126696
WARNER LAMBERT CO COMMON 934488107 352 3600 SH SOLE 1 0 0 3600
WELLS FARGO & CO NEW COMMON 949746101 518 12701 SH SOLE 1 1500 0 11201
WRIGLEY WM JR CO COMMON 982526105 316 4120 SH SOLE 1 0 0 4120
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