UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Hotchkiss Associates, Inc.
Address: 208 South LaSalle Street
Suite 712
Chicago, IL 60604
13F File Number: 28-3052
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James K. Hotchkiss
Title: President
Phone: 312-368-4633
Signature, Place, and Date of Signing
James K. Hotchkiss Chicago, Illinois February 10, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
NONE
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 119
Form 13F Information Table Value Total: $ 385,127,117
List of Other Included Managers:
No. 13F File Number Name
NONE NONE
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<TABLE>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 1973 38836 SH SOLE 1 6300 0 32536
LIBERTY MEDIA CL A GROUP / AT&T COR 001957208 6561 115478 SH SOLE 1 7600 0 107878
ABBOTT LABS COMMON 002824100 8158 224663 SH SOLE 1 16200 0 208463
AETNA INC COMMON 008117103 204 3653 SH SOLE 1 0 0 3653
AMERICA ONLINE INC DEL COMMON 02364J104 9134 120380 SH SOLE 1 0 0 120380
AMERICAN HOME PRODS CORP COMMON 026609107 361 9200 SH SOLE 1 0 0 9200
AMERICAN INTL GROUP INC COMMON 026874107 10940 101183 SH SOLE 1 2733 0 98450
AMGEN INC COMMON 031162100 216 3600 SH SOLE 1 0 0 3600
ANHEUSER BUSCH COS INC COMMON 035229103 223 3150 SH SOLE 1 0 0 3150
ARCHSTONE CMNTYS TR SH BEN INT 039581103 283 13805 SH SOLE 1 0 0 13805
ATLANTIC RICHFIELD CO COMMON 048825103 546 6308 SH SOLE 1 0 0 6308
BP AMOCO P L C DEPOSITORY RECEI 055622104 3199 53937 SH SOLE 1 1586 0 52351
BANK OF AMERICA CORP COMMON 060505104 370 7382 SH SOLE 1 2574 0 4808
BANK ONE CORP COMMON 06423A103 773 24162 SH SOLE 1 0 0 24162
BELL ATLANTIC CORP COMMON 077853109 235 3819 SH SOLE 1 0 0 3819
BELLSOUTH CORP COMMON 079860102 714 15262 SH SOLE 1 0 0 15262
BERKSHIRE HATHAWAY INC B CL B 084670207 630 344 SH SOLE 1 0 0 344
BLOCK H & R INC COMMON 093671105 263 6000 SH SOLE 1 0 0 6000
BORDERS GROUP INC COMMON 099709107 501 30829 SH SOLE 1 5000 0 25829
BOSTON SCIENTIFIC CORP COMMON 101137107 1342 61333 SH SOLE 1 12600 0 48733
BRISTOL MYERS SQUIBB CO COMMON 110122108 4262 66399 SH SOLE 1 4720 0 61679
CBS CORP COMMON 12490K107 256 4000 SH SOLE 1 0 0 4000
CATERPILLAR INC DEL COMMON 149123101 523 11120 SH SOLE 1 0 0 11120
CHARTER ONE FINL INC COMMON 160903100 739 38637 SH SOLE 1 9302 0 29335
CHEVRON CORPORATION COMMON 166751107 388 4480 SH SOLE 1 0 0 4480
CIENA CORP COMMON 171779101 1949 33900 SH SOLE 1 1800 0 32100
CISCO SYS INC COMMON 17275R102 41118 383835 SH SOLE 1 30650 0 353185
CISCO SYS INC COMMON 17275R102 241 2250 SH SOLE I 0 0 2250
CINTAS CORP COMMON 172908105 3310 62300 SH SOLE 1 5600 0 56700
CITIGROUP INC COMMON 172967101 734 13177 SH SOLE 1 0 0 13177
COCA COLA CO COMMON 191216100 754 12937 SH SOLE 1 0 0 12937
COMCAST CL A CL A 200300101 962 20101 SH SOLE 1 0 0 20101
COMCAST CL A SPCL CL A SPL 200300200 5289 104607 SH SOLE 1 8200 0 96407
COMPAQ COMPUTER CORP COMMON 204493100 459 16975 SH SOLE 1 0 0 16975
COMPUTER SCIENCES CORP COMMON 205363104 5128 54191 SH SOLE 1 6600 0 47591
CONSOLIDATED PAPERS INC COMMON 209759109 646 20314 SH SOLE 1 0 0 20314
COVAD COMMUNICATIONS GRO COMMON 222814204 730 13050 SH SOLE 1 2000 0 11050
CYMER INC COMMON 232572107 407 8841 SH SOLE 1 3500 0 5341
DEVRY INC DEL COMMON 251893103 4471 238471 SH SOLE 1 22100 0 216371
DISNEY WALT CO COM DISNEY 254687106 3322 113584 SH SOLE 1 1800 0 111784
DU PONT E I DE NEMOURS & COMMON 263534109 597 9064 SH SOLE 1 0 0 9064
ELAN PLC DEPOSITORY RECEI 284131208 6993 237041 SH SOLE 1 22200 0 214841
ELAN PLC *W EXP 12/31/200 284131208 378 12800 SOLE 1 3000 0 9800
ELECTRONIC DATA SYS NEW COMMON 285661104 378 5645 SH SOLE 1 0 0 5645
EMERSON ELEC CO COMMON 291011104 2671 46551 SH SOLE 1 800 0 45751
EXODUS COMMUNICATIONS IN COMMON 302088109 1874 21100 SH SOLE 1 0 0 21100
EXXON MOBIL CORP COMMON 30231G102 3458 42918 SH SOLE 1 800 0 42118
FIFTH THIRD BANCORP COMMON 316773100 722 9843 SH SOLE 1 2250 0 7593
FIRSTAR CORP NEW WIS COMMON 33763V109 1889 89438 SH SOLE 1 0 0 89438
FOOTHILL INDPT BANCORP COMMON 344905104 158 12120 SH SOLE 1 0 0 12120
FULTON FINL CORP PA COMMON 360271100 194 10804 SH SOLE 1 0 0 10804
GTE CORP COMMON 362320103 2376 33675 SH SOLE 1 2400 0 31275
GANNETT INC COMMON 364730101 453 5550 SH SOLE 1 0 0 5550
GENERAL ELEC CO COMMON 369604103 12711 82141 SH SOLE 1 8800 0 73341
GRAINGER W W INC COMMON 384802104 900 18833 SH SOLE 1 2800 0 16033
HEWLETT PACKARD CO COMMON 428236103 1365 12000 SH SOLE 1 0 0 12000
HOME DEPOT INC COMMON 437076102 12059 175410 SH SOLE 1 13047 0 162363
HON INDS INC COMMON 438092108 588 26800 SH SOLE 1 0 0 26800
ILLINOIS TOOL WKS INC COMMON 452308109 7460 110412 SH SOLE 1 3500 0 106912
INKTOMI CORP COMMON 457277101 1003 11300 SH SOLE 1 1400 0 9900
INTEL CORP COMMON 458140100 26076 316789 SH SOLE 1 17200 0 299589
INTERNATIONAL BUSINESS M COMMON 459200101 462 4283 SH SOLE 1 0 0 4283
INTUIT COMMON 461202103 1088 18149 SH SOLE 1 7500 0 10649
JOHNSON & JOHNSON COMMON 478160104 2673 28660 SH SOLE 1 0 0 28660
KELLOGG CO COMMON 487836108 524 17000 SH SOLE 1 0 0 17000
KEYCORP NEW COMMON 493267108 639 28902 SH SOLE 1 175 0 28727
LILLY ELI & CO COMMON 532457108 2403 36128 SH SOLE 1 0 0 36128
LUCENT TECHNOLOGIES INC COMMON 549463107 23375 311667 SH SOLE 1 17908 0 293759
LUCENT TECHNOLOGIES INC COMMON 549463107 201 2675 SH SOLE I 0 0 2675
MCI WORLDCOM INC COMMON 55268B106 7531 141935 SH SOLE 1 10619 0 131316
MARSH & MCLENNAN COS INC COMMON 571748102 330 3450 SH SOLE 1 0 0 3450
MEDIAONE GROUP INC COMMON 58440J104 2651 34513 SH SOLE 1 0 0 34513
MEDTRONIC INC COMMON 585055106 5163 141705 SH SOLE 1 3600 0 138105
MELLON FINL CORP COMMON 58551A108 454 13316 SH SOLE 1 0 0 13316
MERCK & CO INC COMMON 589331107 8617 128255 SH SOLE 1 4000 0 124255
MICROSOFT CORP COMMON 594918104 19722 168921 SH SOLE 1 9800 0 159121
MILLER HERMAN INC COMMON 600544100 774 33660 SH SOLE 1 0 0 33660
MOLEX INC CL A 608554200 336 7433 SH SOLE 1 0 0 7433
MORGAN J P & CO INC COMMON 616880100 680 5367 SH SOLE 1 0 0 5367
MOTOROLA INC COMMON 620076109 5095 34599 SH SOLE 1 3300 0 31299
NEWELL RUBBERMAID INC COMMON 651229106 258 8906 SH SOLE 1 0 0 8906
NEXTEL COMMUNICATIONS IN CL A 65332V103 5326 51644 SH SOLE 1 3600 0 48044
NOKIA CORP DEPOSITORY RECEI 654902204 287 1500 SH SOLE 1 0 0 1500
NORTEL NETWORKS CORP COMMON 656569100 232 2300 SH SOLE 1 0 0 2300
NORTHERN TR CORP COMMON 665859104 14865 280472 SH SOLE 1 7600 0 272872
OFFICE DEPOT INC COMMON 676220106 248 22511 SH SOLE 1 3000 0 19511
ORACLE CORP COMMON 68389X105 740 6599 SH SOLE 1 0 0 6599
ORIGINAL SIXTEEN TO ONE COMMON 686203100 9 13934 SH SOLE 1 0 0 13934
PE CORP COM PE BIO GRP 69332S102 2845 23650 SH SOLE 1 2000 0 21650
PAYCHEX INC COMMON 704326107 1937 48413 SH SOLE 1 0 0 48413
PEPSICO INC COMMON 713448108 1858 52714 SH SOLE 1 1900 0 50814
PETSMART INC COMMON 716768106 115 20000 SH SOLE 1 0 0 20000
PFIZER INC COMMON 717081103 4916 151540 SH SOLE 1 7200 0 144340
PHILIP MORRIS COS INC COMMON 718154107 457 19863 SH SOLE 1 0 0 19863
PRICE T ROWE & ASSOCIATE COMMON 741477103 1112 30094 SH SOLE 1 9900 0 20194
PROCTER & GAMBLE CO COMMON 742718109 4785 43671 SH SOLE 1 2500 0 41171
PROLOGIS TR SH BEN INT 743410102 218 11300 SH SOLE 1 1000 0 10300
PSINET INC COMMON 74437C101 540 8750 SH SOLE 1 2000 0 6750
QRS CORP COMMON 74726X105 205 1950 SH SOLE 1 0 0 1950
QUALCOMM INC COMMON 747525103 18847 107012 SH SOLE 1 10000 0 97012
QUINTILES TRANSNATIONAL COMMON 748767100 771 41269 SH SOLE 1 5000 0 36269
SBC COMMUNICATIONS INC COMMON 78387G103 1406 28848 SH SOLE 1 0 0 28848
SARA LEE CORP COMMON 803111103 2286 103632 SH SOLE 1 7600 0 96032
SCHERING PLOUGH CORP COMMON 806605101 347 8200 SH SOLE 1 0 0 8200
SCHLUMBERGER LTD COMMON 806857108 661 11772 SH SOLE 1 600 0 11172
SERVICEMASTER CO COMMON 81760N109 2213 179766 SH SOLE 1 13487 0 166279
STARBUCKS CORP COMMON 855244109 2913 120104 SH SOLE 1 5400 0 114704
SUN MICROSYSTEMS INC COMMON 866810104 11346 146522 SH SOLE 1 8200 0 138322
TELLABS INC COMMON 879664100 5449 84890 SH SOLE 1 0 0 84890
TIME WARNER INC COMMON 887315109 877 12133 SH SOLE 1 0 0 12133
TYCO INTL LTD NEW COMMON 902124106 269 6904 SH SOLE 1 0 0 6904
U S WEST INC NEW COMMON 91273H101 258 3579 SH SOLE 1 0 0 3579
VIACOM INC CL B CL B 925524308 472 7812 SH SOLE 1 2656 0 5156
VODAFONE AIRTOUCH PLC DEPOSITORY RECEI 92857T107 2948 59562 SH SOLE 1 9250 0 50312
WAL MART STORES INC COMMON 931142103 207 3000 SH SOLE 1 0 0 3000
WALGREEN CO COMMON 931422109 3689 126116 SH SOLE 1 3400 0 122716
WARNER LAMBERT CO COMMON 934488107 277 3375 SH SOLE 1 0 0 3375
WELLS FARGO & CO NEW COMMON 949746101 313 7751 SH SOLE 1 1500 0 6251
WRIGLEY WM JR CO COMMON 982526105 342 4120 SH SOLE 1 0 0 4120
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