UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter End: September 30,2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Hotchkiss Associates, Inc.
Address: 208 South LaSalle Street
Suite 712
Chicago, IL 60604
13F File Number: 28-3052
This institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James K. Hotchkiss
Title: President
Phone: 312-368-4633
Signature, Place, and Date of Signing
James K. Hotchkiss Chicago, Illinois October 23, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting For this Manager:
NONE
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 117
Form 13F Information Table Value Total: $392,008,034
List of Other Included Manager:
No. 13F File Number Name
NONE NONE
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<TABLE>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957109 2051 69821 SH SOLE 1 6500 0 63321
LIBERTY MEDIA CL A GROUP / AT&T COR 001957208 4379 243296 SH SOLE 1 16200 0 227096
ABBOTT LABS COMMON 002824100 8685 182599 SH SOLE 1 7800 0 174799
AETNA INC COMMON 008117103 206 3555 SH SOLE 1 0 0 3555
AGILENT TECHNOLOGIES INC COMMON 00846U101 224 4574 SH SOLE 1 0 0 4574
AMERICA ONLINE INC DEL COMMON 02364J104 6490 120750 SH SOLE 1 0 0 120750
AMERICAN HOME PRODS CORP COMMON 026609107 529 9350 SH SOLE 1 0 0 9350
AMERICAN INTL GROUP INC COMMON 026874107 13112 137030 SH SOLE 1 4099 0 132931
AMERICAN TOWER CORP CL A 029912201 724 19200 SH SOLE 1 0 0 19200
AMGEN INC COMMON 031162100 702 10050 SH SOLE 1 0 0 10050
ANHEUSER BUSCH COS INC COMMON 035229103 267 6302 SH SOLE 1 0 0 6302
ARCHSTONE CMNTYS TR SH BEN INT 039581103 368 14972 SH SOLE 1 0 0 14972
AUTOMATIC DATA PROCESSIN COMMON 053015103 237 3550 SH SOLE 1 0 0 3550
AVAYA INC COMMON 053499109 594 25918 SH SOLE 1 1509 0 24409
BP AMOCO P L C DEPOSITORY RECEI 055622104 3400 64144 SH SOLE 1 1586 0 62558
BANK OF AMERICA CORP COMMON 060505104 310 5920 SH SOLE 1 2574 0 3346
BANK ONE CORP COMMON 06423A103 756 19562 SH SOLE 1 0 0 19562
BELLSOUTH CORP COMMON 079860102 581 14431 SH SOLE 1 0 0 14431
BERKSHIRE HATHAWAY INC B CL B 084670207 712 344 SH SOLE 1 0 0 344
BORDERS GROUP INC COMMON 099709107 154 11058 SH SOLE 1 0 0 11058
BRISTOL MYERS SQUIBB CO COMMON 110122108 3333 58339 SH SOLE 1 4720 0 53619
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 288 10000 SH SOLE 1 0 0 10000
CATERPILLAR INC DEL COMMON 149123101 308 9120 SH SOLE 1 0 0 9120
CHARTER ONE FINL INC COMMON 160903100 642 26334 SH SOLE 1 9767 0 16567
CHEVRON CORPORATION COMMON 166751107 348 4080 SH SOLE 1 0 0 4080
CIENA CORP COMMON 171779101 8044 65500 SH SOLE 1 3000 0 62500
CISCO SYS INC COMMON 17275R102 32057 580218 SH SOLE 1 44100 0 536118
CINTAS CORP COMMON 172908105 3489 80100 SH SOLE 1 8400 0 71700
CITIGROUP INC COMMON 172967101 1002 18541 SH SOLE 1 0 0 18541
COCA COLA CO COMMON 191216100 515 9337 SH SOLE 1 0 0 9337
COMCAST CL A CL A 200300101 981 24101 SH SOLE 1 0 0 24101
COMCAST CL A SPCL CL A SPL 200300200 5134 125407 SH SOLE 1 8200 0 117207
COMERICA INC COMMON 200340107 645 11033 SH SOLE 1 0 0 11033
COMPAQ COMPUTER CORP COMMON 204493100 274 9950 SH SOLE 1 0 0 9950
COMPUTER SCIENCES CORP COMMON 205363104 5286 71191 SH SOLE 1 6600 0 64591
COVAD COMMUNICATIONS GRO COMMON 222814204 168 12575 SH SOLE 1 3000 0 9575
CYMER INC COMMON 232572107 271 8841 SH SOLE 1 3500 0 5341
DEVRY INC DEL COMMON 251893103 8967 238331 SH SOLE 1 22100 0 216231
DISNEY WALT CO COM DISNEY 254687106 3585 93726 SH SOLE 1 1800 0 91926
DU PONT E I DE NEMOURS & COMMON 263534109 334 8064 SH SOLE 1 0 0 8064
E M C CORP MASS COMMON 268648102 539 5440 SH SOLE 1 0 0 5440
EL PASO ENERGY CORP DEL COMMON 283905107 362 5872 SH SOLE 1 0 0 5872
ELAN PLC DEPOSITORY RECEI 284131208 12573 229641 SH SOLE 1 22200 0 207441
ELAN PLC *W EXP 12/31/200 284131208 537 9800 SOLE 1 0 0 9800
ELECTRONIC DATA SYS NEW COMMON 285661104 905 21800 SH SOLE 1 0 0 21800
EMERSON ELEC CO COMMON 291011104 5319 79394 SH SOLE 1 800 0 78594
ENRON CORP COMMON 293561106 929 10600 SH SOLE 1 0 0 10600
EXODUS COMMUNICATIONS IN COMMON 302088109 2577 52200 SH SOLE 1 0 0 52200
EXXON MOBIL CORP COMMON 30231G102 3775 42357 SH SOLE 1 800 0 41557
FIFTH THIRD BANCORP COMMON 316773100 795 14764 SH SOLE 1 3375 0 11389
FIRSTAR CORP NEW WIS COMMON 33763V109 1956 87438 SH SOLE 1 0 0 87438
FISERV INC COMMON 337738108 257 4295 SH SOLE 1 0 0 4295
GANNETT INC COMMON 364730101 265 5000 SH SOLE 1 0 0 5000
GENERAL ELEC CO COMMON 369604103 14288 247685 SH SOLE 1 26400 0 221285
GUIDANT CORP COMMON 401698105 1276 18050 SH SOLE 1 2300 0 15750
HEWLETT PACKARD CO COMMON 428236103 1096 11300 SH SOLE 1 0 0 11300
HOME DEPOT INC COMMON 437076102 8089 152443 SH SOLE 1 12047 0 140396
HON INDS INC COMMON 438092108 638 25900 SH SOLE 1 0 0 25900
ILLINOIS TOOL WKS INC COMMON 452308109 5124 91712 SH SOLE 1 3800 0 87912
INKTOMI CORP COMMON 457277101 1288 11300 SH SOLE 1 1400 0 9900
INTEL CORP COMMON 458140100 24532 590244 SH SOLE 1 34900 0 555344
INTERNATIONAL BUSINESS M COMMON 459200101 357 3173 SH SOLE 1 0 0 3173
INTUIT COMMON 461202103 778 13649 SH SOLE 1 3000 0 10649
JDS UNIPHASE CORP COMMON 46612J101 597 6300 SH SOLE 1 0 0 6300
JOHNSON & JOHNSON COMMON 478160104 2530 26930 SH SOLE 1 0 0 26930
KELLOGG CO COMMON 487836108 411 17000 SH SOLE 1 0 0 17000
LILLY ELI & CO COMMON 532457108 2931 36128 SH SOLE 1 0 0 36128
LUCENT TECHNOLOGIES INC COMMON 549463107 9505 311018 SH SOLE 1 18108 0 292910
MARSH & MCLENNAN COS INC COMMON 571748102 458 3450 SH SOLE 1 0 0 3450
MEDTRONIC INC COMMON 585055106 8200 158265 SH SOLE 1 3600 0 154665
MELLON FINL CORP COMMON 58551A108 571 12316 SH SOLE 1 0 0 12316
MERCK & CO INC COMMON 589331107 8938 120072 SH SOLE 1 4000 0 116072
MICROSOFT CORP COMMON 594918104 9515 157761 SH SOLE 1 9800 0 147961
MILLER HERMAN INC COMMON 600544100 945 29489 SH SOLE 1 0 0 29489
MOLEX INC CL A 608554200 628 15165 SH SOLE 1 0 0 15165
MORGAN J P & CO INC COMMON 616880100 836 5117 SH SOLE 1 0 0 5117
MOTOROLA INC COMMON 620076109 2579 91299 SH SOLE 1 9300 0 81999
NEXTEL COMMUNICATIONS IN CL A 65332V103 5504 117728 SH SOLE 1 7200 0 110528
NEXTEL PARTNERS INC CL A 65333F107 1130 38800 SH SOLE 1 4500 0 34300
NOKIA CORP DEPOSITORY RECEI 654902204 551 13850 SH SOLE 1 0 0 13850
NORTEL NETWORKS CORP NEW COMMON 656568102 274 4600 SH SOLE 1 0 0 4600
NORTHERN TR CORP COMMON 665859104 38473 432888 SH SOLE 1 7600 0 425288
ORACLE CORP COMMON 68389X105 3016 38298 SH SOLE 1 0 0 38298
ORIGINAL SIXTEEN TO ONE COMMON 686203100 12 13934 SH SOLE 1 0 0 13934
PE CORP PE BIOSYS GROUP COMMON 69332S102 7092 60875 SH SOLE 1 3000 0 57875
PAYCHEX INC COMMON 704326107 3222 61369 SH SOLE 1 0 0 61369
PEPSICO INC COMMON 713448108 2255 49014 SH SOLE 1 1900 0 47114
PFIZER INC COMMON 717081103 6864 152739 SH SOLE 1 9200 0 143539
PHILIP MORRIS COS INC COMMON 718154107 589 20000 SH SOLE 1 0 0 20000
PLUM CREEK TIMBER CO INC COMMON 729251108 870 39000 SH SOLE 1 0 0 39000
PRICE T ROWE & ASSOCIATE COMMON 741477103 946 20157 SH SOLE 1 5900 0 14257
PROCTER & GAMBLE CO COMMON 742718109 2549 38051 SH SOLE 1 2500 0 35551
PROLOGIS TR SH BEN INT 743410102 325 13700 SH SOLE 1 1000 0 12700
PSINET INC COMMON 74437C101 422 43848 SH SOLE 1 4000 0 39848
QUALCOMM INC COMMON 747525103 8287 116312 SH SOLE 1 8000 0 108312
QWEST COMMUNICATIONS INT COMMON 749121109 471 9803 SH SOLE 1 0 0 9803
SBC COMMUNICATIONS INC COMMON 78387G103 1166 23325 SH SOLE 1 0 0 23325
SARA LEE CORP COMMON 803111103 715 35189 SH SOLE 1 7600 0 27589
SCHERING PLOUGH CORP COMMON 806605101 395 8500 SH SOLE 1 0 0 8500
SCHLUMBERGER LTD COMMON 806857108 937 11380 SH SOLE 1 600 0 10780
SERVICEMASTER CO COMMON 81760N109 1165 117968 SH SOLE 1 13487 0 104481
SIEBEL SYS INC COMMON 826170102 445 4000 SH SOLE 1 0 0 4000
STARBUCKS CORP COMMON 855244109 4554 113663 SH SOLE 1 5400 0 108263
STORA ENSO CORP DEPOSITORY RECEI 86210M106 210 25419 SH SOLE 1 0 0 25419
SUN MICROSYSTEMS INC COMMON 866810104 16109 137978 SH SOLE 1 8200 0 129778
TEPPCO PARTNERS L P UT LTD PARTNER 872384102 351 13200 SH SOLE 1 0 0 13200
TELLABS INC COMMON 879664100 3779 79150 SH SOLE 1 0 0 79150
TIME WARNER INC COMMON 887315109 1317 16833 SH SOLE 1 0 0 16833
TYCO INTL LTD NEW COMMON 902124106 327 6304 SH SOLE 1 0 0 6304
UNITED PARCEL SERVICE IN CL B 911312106 4180 74152 SH SOLE 1 2500 0 71652
VERIZON COMMUNICATIONS COMMON 92343V104 2020 41698 SH SOLE 1 2928 0 38770
VIACOM INC CL B CL B 925524308 932 15937 SH SOLE 1 2656 0 13281
VODAFONE GROUP PLC NEW DEPOSITORY RECEI 92857W100 3591 97058 SH SOLE 1 10450 0 86608
WALGREEN CO COMMON 931422109 4835 127446 SH SOLE 1 3400 0 124046
WELLS FARGO & CO NEW COMMON 949746101 611 13303 SH SOLE 1 1500 0 11803
WORLDCOM INC GA NEW COMMON 98157D106 4155 136777 SH SOLE 1 10618 0 126159
WRIGLEY WM JR CO COMMON 982526105 308 4120 SH SOLE 1 0 0 4120
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