|
|
|
|
|
|
|
|
|
|
Previous: AMERICA ONLINE INC, 3, 1999-11-03 |
Next: STI CLASSIC FUNDS, 497, 1999-11-03 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Hovey, Youngman Associates, Inc.
Address: 330 Madison Avenue
New York,NY 10017
13F File Number: 28-3051
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Christine Stuttig
Title: Corporate Secretary
Phone: (212) 661-3636
Signature, Place and Date of Signing:
Christine Stuttig New York, New York October 28, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 117
Form 13F Information Table Value Total: $373,151
List of Other Included Managers: None
<PAGE>
<TABLE>
<CAPTION>
Hovey, Youngman Associates, Inc.
FORM 13F
September 30, 1999
Voting Authority
-------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Southern Co. Capital Trust V PFD 842637209 857 39500 SH Sole 39500
Milkhaus 8.00% Convertible Pre PFD CV 2197 146500 SH Sole 146500
ZymeQuest Series A Convertible PFD CV 120 12000 SH Sole 12000
ZymeQuest Series B Convertible PFD CV 600 40000 SH Sole 40000
ZymeQuest Series C Convertible PFD CV 5790 579000 SH Sole 579000
Zymequest 8.00% Convertible Pr PFD CV 2544 254400 SH Sole 254400
A T & T Corp Com Lib Grp A COM 001957208 1179 31600 SH Sole 31600
Abbott Labs COM 002824100 734 20000 SH Sole 20000
Alkermes COM 01642T108 2423 84100 SH Sole 84100
American Express COM 025816109 2227 16500 SH Sole 16500
American Int'l Group COM 026874107 58968 678281 SH Sole 678281
American Tel & Tel COM 001957109 203 4668 SH Sole 4668
Apple Computer COM 037833100 253 4000 SH Sole 4000
B P Amoco Plc Spons Adr COM 055622104 543 4900 SH Sole 4900
Bank of Somerset Hills COM 063913107 200 12500 SH Sole 12500
BankBoston Corp. COM 06605R106 664 15300 SH Sole 15300
Bell Atlantic COM 077853109 263 3902 SH Sole 3902
BellSouth COM 079860102 395 8780 SH Sole 8780
Boston House COM 350 3500 SH Sole 3500
Bristol Myers Squibb COM 110122108 1206 17868 SH Sole 17868
81 1200 SH Other 1200
CVS Corp. COM 126650100 975 23900 SH Sole 23900
61 1500 SH Other 1500
Cendant Corp. COM 151313103 7237 407725 SH Sole 407725
35 2000 SH Other 2000
Chase Manhattan Corp COM 16161A108 1694 22478 SH Sole 22478
Cintas Corp. COM 172908105 2940 50850 SH Sole 50850
58 1000 SH Other 1000
Cisco Sys Inc COM 17275R102 25093 365981 SH Sole 365981
185 2700 SH Other 2700
Citigroup Inc. COM 172967101 1374 31225 SH Sole 31225
59 1350 SH Other 1350
Coca Cola COM 191216100 815 16898 SH Sole 16898
Cognetix, Inc. COM 1155 420000 SH Sole 420000
Conoco Inc. Cl B COM 208251405 234 8537 SH Sole 8537
DuPont E I De Nemours COM 263534109 750 12400 SH Sole 12400
E M C Corp COM 268648102 27614 386890 SH Sole 386890
107 1500 SH Other 1500
Elan PLC COM 284131208 12124 361230 SH Sole 361230
94 2800 SH Other 2800
Evans Cooling Systems, Inc. COM 160 18229 SH Sole 18229
Exxon COM 302290101 5881 77387 SH Sole 77387
76 1000 SH Other 1000
Fannie Mae COM 313586109 856 13650 SH Sole 13650
Fiberchem Inc COM 315633305 2 20000 SH Sole 20000
Fifth Third Bancorp COM 316773100 382 6273 SH Sole 6273
Focal Inc COM 343909107 427 85450 SH Sole 85450
G T E Corp. COM 362320103 8842 115012 SH Sole 115012
General Electric COM 369604103 38733 326686 SH Sole 326686
95 800 SH Other 800
Globalstar Telecommunications COM G3930H104 6003 261000 SH Sole 261000
Hewlett Packard COM 428236103 120 1320 SH Sole 1320
109 1200 SH Other 1200
Home Depot COM 437076102 2309 33650 SH Sole 33650
82 1200 SH Other 1200
Int'l Bus Machines COM 459200101 22745 187977 SH Sole 187977
290 2400 SH Other 2400
Intel Corp COM 458140100 2861 38496 SH Sole 38496
163 2200 SH Other 2200
Johnson & Johnson COM 478160104 12747 138740 SH Sole 138740
Koninklijke Philips El Spnsrd COM 500472204 3964 39249 SH Sole 39249
74 736 SH Other 736
Loral Space & Communications COM G56462107 9876 574600 SH Sole 574600
Lucent Technologies COM 549463107 753 11610 SH Sole 11610
78 1200 SH Other 1200
MCI WorldCom Inc. COM 55268B106 3655 50850 SH Sole 50850
115 1600 SH Other 1600
McDonalds Corp COM 580135101 182 4200 SH Sole 4200
52 1200 SH Other 1200
Medtronic Inc. COM 585055106 334 9400 SH Sole 9400
92 2600 SH Other 2600
Merck COM 589331107 12477 192515 SH Sole 192515
Microsoft Corp. COM 594918104 5837 64450 SH Sole 64450
290 3200 SH Other 3200
Milkhaus Labs, Inc. COM 4875 325000 SH Sole 325000
Mobil COM 607059102 6147 61008 SH Sole 61008
71 700 SH Other 700
Molex Cl A COM 608554200 9299 287225 SH Sole 287225
Morgan J P & Co. COM 616880100 628 5500 SH Sole 5500
46 400 SH Other 400
Morgan Stanley Dean Witter COM 617446448 137 1538 SH Sole 1538
112 1260 SH Other 1260
Nutri Bevco Inc. COM 670609106 0 17000 SH Sole 17000
Pan Smak COM 697921104 109 1350000 SH Sole 1350000
Petroleum Geo-Svcs A/S Spons A COM 716597109 631 33100 SH Sole 33100
38 2000 SH Other 2000
Pfizer COM 717081103 1058 29501 SH Sole 29501
Philip Morris COM 718154107 417 12200 SH Sole 12200
Procter & Gamble COM 742718109 1780 18990 SH Sole 18990
117 1253 SH Other 1253
Royal Dutch COM 780257804 1313 22230 SH Sole 22230
S B C Communications COM 78387G103 295 5775 SH Sole 5775
Schlumberger COM 806857108 178 2860 SH Sole 2860
25 400 SH Other 400
Smithkline Beecham PLC ADR Rep COM 832378301 1150 19950 SH Sole 19950
Sun Microsystems COM 866810104 428 4600 SH Sole 4600
Texas Instruments COM 882508104 3763 45750 SH Sole 45750
197 2400 SH Other 2400
Tyco Intl. Ltd. New COM 902124106 16710 161845 SH Sole 161845
196 1900 SH Other 1900
Unisys Corp COM 909214108 7176 159020 SH Sole 159020
50 1100 SH Other 1100
Unit Corp. COM 909218109 1966 260000 SH Sole 260000
Vicor Corp COM 925815102 1429 63000 SH Sole 63000
Vodafone Airtouch Plc Spons Ad COM 92857T107 304 1280 SH Sole 1280
59 250 SH Other 250
Wells Fargo & Co. COM 949746101 797 20121 SH Sole 20121
44 1100 SH Other 1100
XL Capital Ltd Cl A COM G98255105 201 4469 SH Sole 4469
Zweig Fund COM 989834106 451 42200 SH Sole 42200
ZymeQuest COM 3214 321400 SH Sole 321400
Harbor Capital Appreciation Fd 411511504 406 9409.686 SH Sole 9409.686
Mutual Qualified Fund Class Z 628380206 97557276.337 SH Sole 57276.337
State Street Research Class S 857483101 93173475.931 SH Sole 73475.931
Vanguard/Windsor Fd II 922018205 33611841.281 SH Sole 11841.281
Fiberchem Inc. Warrant Class E WT 315633180 0 10000 SH Sole 10000
Pan Smak $.25-6/24/99 $.30-6/2 WT 697921906 22 450000 SH Sole 450000
REPORT SUMMARY 117 DATA RECORDS 373151 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
|
|