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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Tocqueville Asset Management L.P.
Address: 1675 Broadway
New York, New York 10019
Form 13F File Number: 028-03063
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mr. Kieran C. Lyons
Title: Chief Financial Officer
Phone: (212) 698-0848
Signature, Place, and Date of Signing:
/s/ Kieran C. Lyons New York, NY 11/9/99
_______________________ _____________________ _________
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
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[ ] 13F NOTICE. (Check her if no holdings reported are in
this report, and all holdings are reported by other
reporting manger(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager: NONE
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
[Repeat as necessary.]
2
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 151
Form 13F Information Table Value Total: $429,902,520
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
28-
[Repeat as necessary.]
3
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Tocqueville Asset Management LP
FORM 13F
September 30, 1999
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------- -------- -------- -------- -------- --------- -------- --------
INVESTMENT DISCRETION VOTING AUTHORITY
--------------------- -------------------
TITLE SHRS OR SH/ PUT/ (A) (B) (C) OTHER (A) (B) (C)
NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL SOLE SHARE OTHER MANAGERS SOLE SHARE NONE
- --------------------- ----- --------- ------------ --------- --- --- ---- ----- ----- -------- --------- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON STOCKS
- -------------
3Com Corp. COM 885535104 7992500 278000 x 278000
AT&T Corp. COM 001957109 8036625 184750 x 184750
Active Voice COM 004938106 263500 17000 x 17000
Adobe Systems Inc. COM 00724F101 25548850 225100 x 225100
Alcoa Inc. COM 013817101 7898570.25 127268 x 127268
Alexander & Baldwin
Inc. COM 014482103 3270875 137000 x 137000
Alza Corp. (Cl A) COM 022615108 2012187.5 47000 x 47000
American General Corp. COM 026351106 298034 4712 x 4712
American Home Products COM 026609107 415000 10000 x 10000
American Int'l Group COM 026874107 217343.75 2500 x 2500
Amgen Inc. COM 031162100 537900 6600 x 6600
Anadarko Petroleum
Corp. COM 032511107 867975 28400 x 28400
Analysts International
Corp. COM 032681108 3400925 327800 x 327800
Anixter Int'l Inc. COM 035290105 930000 40000 x 40000
Apache Corp. COM 037411105 302312.5 7000 x 7000
Apex Silver Mines Ltd. COM G04074103 1014656.25 68500 x 68500
Asahi America Inc COM 04338D106 731237.5 85400 x 85400
Asarco Inc. COM 043413103 3850200 142600 x 142600
Atlantic Richfield COM 048825103 274560.25 3098 x 3098
Avatex Corp. COM 05349F105 1616781.25 1361500 x 1361500
BJ's Wholesale Club Inc COM 05548J106 327256.88 11070 x 11070
BP Amoco PLC COM 055622104 249882.19 2255 x 2255
Baker Hughes Inc. COM 057224107 7374700 254300 x 254300
Bank of Bermuda COM 999999998 3532914 112156 x 112156
Bank of New York COM 064057102 374098.75 11188 x 11188
Bank of Tokyo
Mitsubishi Ltd ADR COM 065379109 4915312.5 321000 x 321000
BankAmerica Corp. COM 060505104 4717510.88 84714 x 84714
Battle Mountain Gold Co COM 071593107 956250 300000 x 300000
Boeing Company COM 097023105 5886512.5 138100 x 138100
4
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Burlington Industries
Inc New COM 121693105 2891700 642600 x 642600
Burlington Resources
Inc. COM 122014103 4817925 131100 x 131100
C R Bard Inc COM 067383109 941250 20000 x 20000
Catellus Development
Corp. COM 149111106 3942125 335500 x 335500
Centocor Inc COM 152342101 907718.75 15500 x 15500
Circle Corp. COM 172559106 194166.5 35303 x 35303
CitiGroup Inc. COM 172967101 609400 13850 x 13850
Compania de Minas
Buenaventurs S. A. COM 204448104 458781.25 26500 x 26500
De Beers Cons Mines ADR COM 931500 34500 x 34500
Dime Bancorp Inc. COM 25429Q102 1662500 95000 x 95000
Dura Pharmaceuticals
Inc. COM 26632S109 11655931.25 836300 x 836300
EOG Resources, Inc. COM 26875P101 1362125 64100 x 64100
Echo Bay Mines Ltd. COM 278751102 387500 200000 x 200000
Elan Corp. PLC COM 284131208 1963406.25 58500 x 58500
Electronic Data Systems
Cor New COM 285661104 6087812.5 115000 x 115000
Exxon COM 302290101 4871600 64100 x 64100
Fedders Corp COM 313135105 5124360 854060 x 854060
Financial Security
Assurance Hldgs Ltd COM 31769P100 4853456.25 93900 x 93900
General Electric Co. COM 369604103 1560163.94 13159 x 13159
Genzyme Corp. COM 372917104 5344412.5 118600 x 118600
Genzyme Surgical
Products COM 372917609 98761.13 17557.54 x 17557.54
Gold Fields Ltd COM 38059T106 693750 150000 x 150000
Golden Books Family
Entertainment Inc. COM 42300 211500 x 211500
Grupo Radio Centro S.A. COM 40049C102 50250 12000 x 12000
H & Q Healthcare
Investors-SBI COM 404052102 3857906.25 236500 x 236500
H & R Block Inc COM 093671105 4626093.75 106500 x 106500
HSB Group Inc. COM 40428N109 4783740.63 135950 x 135950
Halliburton Co. COM 406216101 6588700 160700 x 160700
Hanna M A Co. COM 410522106 568750 50000 x 50000
Harmony Gold Mining
Co. Ltd. ADR COM 413216300 829800 138300 x 138300
Harris Corp. COM 413875105 828750 30000 x 30000
Hoechst ADR COM 434390308 1135350 26100 x 26100
Homestake Mining COM 437614100 1731843.75 188500 x 188500
Humana Inc COM 444859102 854562.5 124300 x 124300
Hyperion Solutions
Corp. COM 44914M104 897600 40800 x 40800
Idexx Laboratories
Corp. COM 45168D104 688750 40000 x 40000
Illinois Tool Wks COM 452308109 1358901.56 18225 x 18225
Inco Ltd COM 453258402 13224712.5 618700 x 618700
5
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Int'l Business Machines COM 459200101 10061150 83150 x 83150
Integrated Health
Service Inc COM 45812C106 2972187.5 1902200 x 1902200
Intel Corp. COM 458140100 222937.5 3000 x 3000
Intervoice Inc. COM 461142101 1133906.25 102500 x 102500
Ivax Corp. COM 465823102 495000 30000 x 30000
Jennifer Convertibles
Inc COM 476153101 200000 100000 x 100000
Johnson & Johnson COM 478160104 220500 2400 x 2400
K Mart Corp. COM 482584109 8612518.75 736900 x 736900
Kinross Gold Corp. COM 496902107 888662.5 309100 x 309100
Knightsbridge Tankers
Ltd. COM G5299G106 1768000 110500 x 110500
Lam Reaserch Corp. COM 512807108 414800 6800 x 6800
Litton Industries, Inc. COM 538021106 2595150 47400 x 47400
Lockheed Martin Corp. COM 539830109 2722868.75 83300 x 83300
Longview Fibre Co. COM 543213102 3327031.25 267500 x 267500
Mcdonalds Corp. COM 580135101 483794.5 11186 x 11186
Mckesson Corp. New COM 58155Q103 4576200 157800 x 157800
Medicis Pharmaceutical
Corp. COM 584690309 2958300 103800 x 103800
Mobil Corp. COM 607059102 201500 2000 x 2000
Murphy Oil Corp. COM 626717102 8714875 161200 x 161200
Nabors Industries Inc COM 629568106 11357500 454300 x 454300
Nat'L Comp Sys COM 635519101 2638050 68800 x 68800
Newell Rubbermaid Inc. COM 651229106 472737.94 16551 x 16551
Newmont Mining Corp. COM 651639106 9679734 374096 x 374096
Norstan Inc. COM 656535101 308000 38500 x 38500
Northrop Grumman Corp. COM 666807102 5498156.25 86500 x 86500
O'Sullivan Industries
Holdings COM 688609106 673500 44900 x 44900
Occidental Petroleum COM 674599105 763125 33000 x 33000
Oceaneering Int'l COM 675232102 1092812.5 65000 x 65000
Ogden Corp. COM 676346109 584112.5 56300 x 56300
Olin Corp COM 680665205 6335625 465000 x 465000
Olsten Corp COM 681385100 3120812.5 299000 x 299000
Osmonics Inc. COM 688350107 685506.25 64900 x 64900
Owens & Minor Inc
Holding Co. COM 690732102 6073375 631000 x 631000
PSC Inc COM 69361E107 880000 110000 x 110000
Perrigo Co. COM 714290103 1035562.5 131500 x 131500
Phelps Dodge COM 717265102 1750987.5 31800 x 31800
Philip Morris Co's Inc. COM 718154107 4164037.5 121800 x 121800
Placer Dome Inc. COM 725906101 2948299.38 198205 x 198205
Polaroid Corp COM 731095105 4602000 177000 x 177000
Protein Design
Laboratories Inc. COM 74369L103 903125 25000 x 25000
Raytheon Co. Class A COM 755111309 881972.5 18185 x 18185
Raytheon Co. Class B COM 755111408 4421587.5 89100 x 89100
6
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Reader's Digest
Association Inc Cl A COM 755267101 5212350 178200 x 178200
Roberts Pharmaceutical
Corp COM 770491108 937750 31000 x 31000
Romac International
Inc. COM 775835101 1453359.38 175500 x 175500
Royal Dutch Petroleum
Co. COM 780257804 212625 3600 x 3600
SAGA Systems, Inc. COM 786610105 1479843.75 102500 x 102500
Schering Plough Corp. COM 806605101 244300 5600 x 5600
Schlumberger Ltd. COM 806857108 1028156.25 16500 x 16500
"Schulman,A Inc." COM 808194104 4516831.25 260900 x 260900
Sea Containers Limited
Class A COM 811371707 243600 8700 x 8700
Seattle Filmworks Inc. COM 812572105 427375 105200 x 105200
Sensormatic Electronics
Corp. COM 817265101 1585937.5 125000 x 125000
SkyePharma PCL ADR COM 830808101 351050 41300 x 41300
Sonoco Products Co. COM 835495102 289832.81 12705 x 12705
Sprint Corp. COM 852061100 8414175 155100 x 155100
Stillwater Mining Co COM 86074Q102 6507781.25 242150 x 242150
Stone & Webster, Inc. COM 861572105 1825600 65200 x 65200
Storage Technology
Corp. COM 862111200 1048668.75 54300 x 54300
Systems & Computer
Technology Corp COM 871873105 11067562.5 881000 x 881000
Technology Solutions
Co. COM 87872T108 1412500 100000 x 100000
Tellabs Inc. COM 879664100 2219879.25 38988 x 38988
Teltrend Inc COM 87969R106 1559250 77000 x 77000
Tenet Healthcare Corp COM 88033G100 2490362.5 141800 x 141800
Tenneco Inc. COM 88037E101 3833500 225500 x 225500
Teva Pharmaceutical
Ind. Ltd spd ADR COM 881624209 503125 10000 x 10000
Texaco Inc. COM 881694103 5902187.5 93500 x 93500
Texas Instruments Inc. COM 882508104 493500 6000 x 6000
Thoratec Laboratories
Corp. New COM 885175307 126605.5 16604 x 16604
Ultrak Inc COM 903898401 756954.06 127487 x 127487
Uniao de Bancos
Brasileiros S.A. COM 90458E107 242318.75 13700 x 13700
Union Pacific Corp. COM 907818108 4469812.5 93000 x 93000
Union Pacific Resources
Group COM 907834105 1263372.5 77746 x 77746
Unisys Corp. COM 909214108 6579225 145800 x 145800
United Healthcare Corp. COM 910581107 1241531.25 25500 x 25500
United Stationers, Inc. COM 913004107 1065625 50000 x 50000
Unitrin, Inc. COM 913275103 4924075 141700 x 141700
UnumProvident Corp. COM 91529Y106 1342350 45600 x 45600
7
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Varco International
Inc. COM 922126107 5435625 446000 x 446000
Warner-Lambert COM 934488107 426061.13 6419 x 6419
Waste Management, Inc. COM 94106L109 3842627.25 199617 x 199617
Wave Technologies Intl
Inc COM 94352Q109 503593.75 146500 x 146500
Westvaco Corp. COM 961548104 7277500 284000 x 284000
Xerox COM 984121103 461312.5 11000 x 11000
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52276001.AC1
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