UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 4)*
Catalina Marketing Corporation
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(Name of Issuer)
Common Stock, par value $.01 per share
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(Title of Class of Securities)
148867 104
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(CUSIP Number)
Check the following box if a fee is being paid with this statement |_|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosure provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes.)
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CUSIP NO. 148867 104 13G PAGE 2 OF 12 PAGES
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Antaeus Enterprises, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
1,054,794
NUMBER OF
--------------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
--------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 1,054,794
PERSON
--------------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,054,794
- --------------------------------------------------------------------------------
10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.4%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
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CUSIP NO. 148867 104 13G PAGE 3 OF 12 PAGES
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sarah Beinecke Richardson
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
39,866
NUMBER OF
--------------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 1,274,794 (Mrs. Richardson disclaims beneficial
ownership of 1,054,794 shares --
OWNED BY see Item 4)
--------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 39,866
PERSON
--------------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
1,274,794 (Mrs. Richardson disclaims beneficial
ownership of 1,054,794 shares --
see Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,314,660
- --------------------------------------------------------------------------------
10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.7%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
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CUSIP NO. 148867 104 13G PAGE 4 OF 12 PAGES
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frederick W. Beinecke
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
42,006
NUMBER OF
--------------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 1,054,794 (Mr. Beinecke disclaims beneficial
ownership of such shares --
OWNED BY see Item 4)
--------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 42,006
PERSON
--------------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
1,054,794 (Mr. Beinecke disclaims beneficial
ownership of such shares --
see Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,096,800
- --------------------------------------------------------------------------------
10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
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CUSIP NO. 148867 104 13G PAGE 5 OF 12 PAGES
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John B. Beinecke
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
36,726
NUMBER OF
--------------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 1,054,794 (Mr. Beinecke disclaims beneficial
ownership of such shares --
OWNED BY see Item 4)
--------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 36,726
PERSON
--------------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
1,054,794 (Mr. Beinecke disclaims beneficial
ownership of such shares --
see Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,091,520
- --------------------------------------------------------------------------------
10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.5%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
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CUSIP NO. 148867 104 13G PAGE 6 OF 12 PAGES
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frances Beinecke Elston
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
42,102
NUMBER OF
--------------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 1,054,794 (Mrs. Elston disclaims beneficial
ownership of such shares --
OWNED BY see Item 4)
--------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 42,102
PERSON
--------------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
1,054,794 (Mrs. Elston disclaims beneficial
ownership of such shares --
see Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,096,896
- --------------------------------------------------------------------------------
10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
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CUSIP NO. 148867 104 13G PAGE 7 OF 12 PAGES
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1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William S. Beinecke
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
--------------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 1,054,794 (Mr. Beinecke disclaims beneficial
ownership of such shares --
OWNED BY see Item 4)
--------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON
--------------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
1,054,794 (Mr. Beinecke disclaims beneficial
ownership of such shares --
see Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,054,794
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.4%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
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CUSIP NO. 148867 104 13G PAGE 8 OF 12 PAGES
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Pursuant to Rule 13d-2(c), the entire text of the original Schedule 13G
dated February 11, 1993, is hereby restated in this Amendment No. 4 to Schedule
13G. The original Schedule 13G dated February 11, 1993, the first amendment
dated February 14, 1994, the second amendment dated February 13, 1995, and the
third amendment dated February 13, 1996 (collectively, together with this fourth
amendment, the "Schedule 13G") are hereby amended by deleting Item 4 in its
entirety and inserting in its place Item 4 as set forth below:
Item 1(a). NAME OF ISSUER
Catalina Marketing Corporation
Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
721 East Ball Road
Anaheim, CA 92805
Item 2(a). NAME OF PERSONS FILING
See pages 2 through 7, Item 1.
Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICER
The address of Antaeus Enterprises, Inc. is 420 Lexington Avenue,
New York, New York 10170. The business address of all other persons filing this
Schedule 13G is c/o Antaeus Enterprises, Inc., 420 Lexington Avenue, Suite 3020,
New York, New York 10170.
Item 2(c). CITIZENSHIP
See pages 2 through 7, Item 4.
Item 2(d). TITLE OF CLASS OF SECURITIES
Common Stock, par value $.01 per share ("Common Stock").
Item 2(e). CUSIP NUMBER
14867 104
Item 3.
Not applicable
Item 4. OWNERSHIP
Antaeus Enterprises, Inc. ("Antaeus") owns 1,054,794 shares of
Common Stock (approximately 5.4% of the outstanding shares of Common Stock), as
to which it has sole voting and dispositive power. Frederick W. Beinecke, John
B. Beinecke, William S. Beinecke, Frances Beinecke Elston and Sarah Beinecke
Richardson may be deemed to be affiliates of Antaeus. Such persons may be deemed
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CUSIP NO. 148867 104 13G PAGE 9 OF 12 PAGES
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to have shared voting and dispositive power with respect to the shares of Common
Stock owned by Antaeus. Each of such persons disclaims beneficial ownership of
the shares of Common Stock owned by Antaeus.
Sarah Beinecke Richardson serves as one of three co-trustees of
four trusts, which, in the aggregate, own 220,000 shares of Common Stock
(approximately 1.1% of the outstanding shares of Common Stock), as to which she
has shared voting and dispositive power. Sarah Beinecke Richardson may be deemed
to have shared voting and dispositive power as to, and disclaims beneficial
ownership of, the 1,054,794 shares of Common Stock beneficially owned by
Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in
the first paragraph of this Item 4. Sarah Beinecke Richardson owns directly
39,866 shares of Common Stock (representing approximately 0.2% of the
outstanding shares of Common Stock), as to which she has sole voting and
dispositive power. The aggregate number of shares of Common Stock reported to be
beneficially owned by Sarah Beinecke Richardson and the percentage of
outstanding shares of Common Stock represented by such shares of Common Stock is
set forth on page 3 hereof (which number includes all shares of Common Stock
referred to in this paragraph).
Frederick W. Beinecke owns directly 42,006 shares of Common Stock
(representing approximately 0.2% of the outstanding shares of Common Stock), as
to which he has sole voting and dispositive power. Frederick W. Beinecke may be
deemed to have shared voting and dispositive power as to, and disclaims
beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned
by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described
in the first paragraph of this Item 4. The aggregate number of shares of Common
Stock reported to be beneficially owned by Frederick W. Beinecke and the
percentage of outstanding shares of Common Stock represented by such shares of
Common Stock is set forth on page 4 hereof (which number includes all shares of
Common Stock referred to in this paragraph).
John B. Beinecke owns directly 36,726 shares of Common Stock
(representing approximately 0.2% of the outstanding shares of Common Stock), as
to which he has sole voting and dispositive power. John B. Beinecke may be
deemed to have shared voting and dispositive power as to, and disclaims
beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned
by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described
in the first paragraph of this Item 4. The aggregate number of shares of Common
Stock reported to be beneficially owned by John B. Beinecke and the percentage
of outstanding shares of Common Stock represented by such shares is set forth on
page 5 hereof (which number includes all shares of Common Stock referred to in
this paragraph).
Frances Beinecke Elston owns directly 42,102 shares of Common
Stock (representing approximately 0.2% of the outstanding shares of Common
Stock), as to which she has sole voting and dispositive power. Frances Beinecke
Elston may be deemed to have shared voting and dispositive power as to, and
disclaims beneficial ownership of, the 1,054,794 shares of Common Stock
beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is
more fully described in the first paragraph of this Item 4. The aggregate number
of shares of Common Stock reported to be beneficially owned by Frances Beinecke
Elston, and the percentage of outstanding shares of Common Stock represented by
such shares is set forth on page 6 hereof (which number includes all shares of
Common Stock referred to in this paragraph).
William S. Beinecke does not have sole voting and dispositive
power as to any shares of Common Stock. William S. Beinecke may be deemed to
have shared voting and dispositive power as to, and disclaims beneficial
ownership of, the 1,054,794 shares of Common Stock beneficially owned by
<PAGE>
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CUSIP NO. 148867 104 13G PAGE 10 OF 12 PAGES
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Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in
the first paragraph of this Item 4. The aggregate number of shares of Common
Stock reported to be beneficially owned by William S. Beinecke, and the
percentage of outstanding shares of Common Stock represented by such shares is
set forth on page 7 hereof (which number includes all shares of Common Stock
referred to in this paragraph).
In the aggregate, the persons filing this Schedule 13G (the
"Beinecke Group") beneficially own 1,435,494 shares of Common Stock,
representing approximately 7.3% of the outstanding shares of Common Stock. Each
of the persons filing this Schedule 13G disclaims membership in any group with
respect to shares of Common Stock. Percentages of outstanding shares of Common
Stock represented by shares of Common Stock beneficially owned by a member of
the Beinecke Group set forth herein are computed based on 19,676,182 shares of
Common Stock outstanding as of December 31, 1996.
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Each of Frances Beinecke Elston, Frederick W. Beinecke, John B.
Bienecke and Sara Bienecke Richardson has the right to receive income, including
dividends to the extent that they constitute income, from shares of Common Stock
held in the trusts referred to in the second paragraph of Item 4 above for the
benefit of each of such persons.
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Each person who is a member of the Beinecke Group is identified in
Item 1, on pages 2 through 7 hereof.
Item 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
Item 10. CERTIFICATION
Not applicable.
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CUSIP NO. 148867 104 13G PAGE 11 OF 12 PAGES
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: May 9, 1997
ANTAEUS ENTERPRISES, INC.
By:/S/ FREDERICK W. BEINECKE
----------------------------
Name: Frederick W. Beinecke
Title: President
/S/ FREDERICK W. BEINECKE
----------------------------
Frederick W. Beinecke
*
----------------------------
Frances Beinecke Elston
*
----------------------------
John B. Beinecke
*
----------------------------
Sarah Beinecke Richardson
*
----------------------------
William S. Beinecke
*By:/S/ CANDACE K. BEINECKE
------------------------
(Candace K. Beinecke,
Attorney-in-fact)
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CUSIP NO. 148867 104 13G PAGE 12 OF 12 PAGES
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<TABLE>
<CAPTION>
INDEX TO EXHIBITS
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PAGE
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<S> <C> <C>
Exhibit B Powers of Attorney of Sarah Beinecke Incorporated by
Richardson, Frances Beinecke Elston, reference to
John B.and William S. Beinecke Exhibit B of
original Schedule
13G dated February
11, 1993
</TABLE>
