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Previous: POMEROY COMPUTER RESOURCES INC, S-3/A, 1997-02-19 |
Next: BT PYRAMID MUTUAL FUNDS, N-30D, 1997-02-19 |
<PAGE> 1
------------------------------
OMB APPROVAL
------------------------------
OMB Number: 3235-0145
Expires: December 31, 1997
Estimated average burden
hours per response......14.90
------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
AMENDMENT NO. 1
UNDER THE SECURITIES EXCHANGE ACT OF 1934
WALKER INTERACTIVE SYSTEMS INC.
-----------------------------------
(Name of Issuer)
COMMON
--------
(Title of Class of Securities)
931664106
-----------
(CUSIP Number)
Eric R. Markus, Esq.
Wilmer, Cutler & Pickering
2445 M Street, N.W.
Washington, D.C. 20037
---------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
February 10, 1997
---------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]
Check the following box if a fee is being paid with the statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
Page 1 of 17 Pages
<PAGE> 2
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 2 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
INSURANCE COMPANY SUPPORTED ORGANIZATIONS PENSION PLAN, 13-6284703
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY --------------------------------------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH
REPORTING -0-
PERSON --------------------------------------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
EP
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 3
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 3 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
STINSON CAPITAL PARTNERS, L.P., 94-3232358
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH -0-
REPORTING ---------------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
---------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 4
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 4 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA, 94-6042875
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH -0-
REPORTING --------------------------------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
EP
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 5
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 5 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RICHARD C. BLUM & ASSOCIATES, L.P., 94-3205364
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY -0-
OWNED BY --------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN, IA
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 6
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 6 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RICHARD C. BLUM & ASSOCIATES, INC., 94-2967812
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
-------------------------------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY -0-
OWNED BY -------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH -------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 7
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 7 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RICHARD C. BLUM, ###-##-####
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
-------------------------------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY -0-
OWNED BY -------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH -------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 8
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 8 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
PRISM PARTNERS I, L.P., 94-3172939
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]+
(b) [X]+
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
272,600
-----------------------------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY - 0 -
OWNED BY -----------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 272,600
WITH -----------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
272,600
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.07%
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 9
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 9 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WEINTRAUB CAPITAL MANAGEMENT, 94-3151493
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]+
(b) [X]+
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
272,600
------------------------------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY - 0 -
OWNED BY ------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 272,600
WITH ------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
272,600
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.07%
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN, IA
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
+ See Item 5 below.
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 10
SCHEDULE 13D
<TABLE>
<S> <C>
CUSIP NO. 931664106 PAGE 10 OF 17 PAGES
-------------
- --------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JERALD M. WEINTRAUB, ###-##-####
- --------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]+
(b) [X]+
- --------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
Not Applicable
- --------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
272,600
------------------------------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY - 0 -
OWNED BY ------------------------------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 272,600
WITH ------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
272,600
- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ]
- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.07%
- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------------------------------------------
</TABLE>
+ See Item 5 below.
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 11
SCHEDULE 13D (CONTINUED) PAGE 11 OF 17 PAGES
This Schedule 13D is filed on behalf of the Insurance Company
Supported Organizations Pension Plan ("ICSOPP"); Stinson Capital Partners L.P.,
a California limited partnership ("Stinson"); The Carpenters Pension Trust for
Southern California (the "Carpenters Trust"); Richard C. Blum & Associates,
L.P., a California limited partnership ("RCBA L.P."); Richard C. Blum &
Associates, Inc., a California corporation ("RCBA Inc."); Richard C. Blum, the
Chairman and a substantial shareholder of RCBA Inc; Prism Partners I, L.P., a
California limited partnership ("Prism"); Weintraub Capital Management, a
California general partnership ("WCM"); and Jerald M. Weintraub, the managing
general partner of WCM. ICSOPP, Stinson, the Carpenters Trust, RCBA L.P., RCBA
Inc., and Richard C. Blum are referred to herein as the "Blum Reporting
Persons." Prism, WCM, and Jerald M. Weintraub are referred to herein as the
"Weintraub Reporting Persons."
ITEM 1. SECURITY AND ISSUER.
This Schedule 13D relates to shares of common stock (the
"Common Stock") of Walker Interactive Systems Inc. (the "Issuer"). The
principal executive office and mailing address of the Issuer is Marathon Plaza
Three North, 301 Second Street, San Francisco, CA 94107. This Schedule 13D is
being filed because of certain sales by the Blum Reporting Persons have reduced
the combined holdings of the Blum Reporting Persons and the Weintraub Reporting
Persons to less than five percent (5%) of issued and outstanding shares.
ITEM 2. IDENTITY AND BACKGROUND.
Stinson is a California limited partnership whose principal business
is investing in securities, and whose principal office is located at 909
Montgomery Street, Suite 400, San Francisco, California 94133. ICSOPP and
Carpenters Trust are each a pension plan governed by ERISA. RCBA L.P. is the
sole general partner of Stinson and an investment adviser to ICSOPP and
Carpenters.
RCBA L.P. is a California limited partnership whose principal business
is acting as general partner for investment partnerships and providing
investment advisory and financial consulting services. RCBA L.P. is a
registered investment adviser with the Securities and Exchange Commission and
with the State of California. The sole general partner of RCBA L.P. is RCBA
Inc. The principal business office address of RCBA L.P. and RCBA Inc. is 909
Montgomery Street, Suite 400, San Francisco, California 94133. The names of
the executive officers and directors of RCBA Inc., their addresses, citizenship
and principal occupations are as follows:
<TABLE>
<CAPTION>
Name and Office Held Business Address Citizenship Principal Occupation or
-------------------- ---------------- ----------- Employment
---------------
<S> <C> <C> <C>
Richard C. Blum 909 Montgomery St. USA President and
President, Chairman and Director Suite 400 Chairman, RCBA L.P.
San Francisco, CA
Nils Colin Lind 909 Montgomery St. Norway Managing Director,
Managing Director, Assistant Suite 400 RCBA L.P.
Secretary and Director San Francisco, CA
Jeffrey W. Ubben 909 Montgomery St. USA Managing Director of
Managing Director of Investments Suite 400 Investments, RCBA
San Francisco, CA L.P.
Alexander L. Dean 909 Montgomery St. USA Managing Director of
Managing Director of Suite 400 Investments, RCBA
Investments and Director San Francisco, CA L.P.
</TABLE>
<PAGE> 12
SCHEDULE 13D (CONTINUED) PAGE 12 OF 17 PAGES
<TABLE>
<CAPTION>
Name and Office Held Business Address Citizenship Principal Occupation or
-------------------- ---------------- ----------- Employment
---------------
<S> <C> <C> <C>
George F. Hamel, Jr. 909 Montgomery St. USA Managing Director of
Managing Director of Marketing Suite 400 Marketing, RCBA L.P.
San Francisco, CA
John H. Steinhart 909 Montgomery St. USA Managing Director
Managing Director, Chief Suite 400 and Chief
Administrative Officer and San Francisco, CA Administrative
Secretary Officer, RCBA L.P.
Marc T. Scholvinck 909 Montgomery St. USA Managing Director
Managing Director, Chief Suite 400 and Chief Financial
Financial Officer, and San Francisco, CA Officer, RCBA L.P.
Assistant Secretary
Michael Kane 909 Montgomery St. USA Managing Director of
Managing Director of Investments Suite 400 Investments, RCBA
San Francisco, CA L.P.
Thomas L. Kempner 40 Wall Street USA Chairman, Loeb Partners
Director New York, NY 10005 Corporation, Investment
Banking Business
</TABLE>
ICSOPP is a trust, governed by a board of trustees. The principal
administrative office of ICSOPP is located at 1130 Connecticut Avenue, N.W.,
Washington D.C. 20036. The name, business address and present principal
occupation of each of the trustees and executive officers of ICSOPP are as
follows (all are United States citizens):
<TABLE>
<CAPTION>
Principal Occupation or
Name and Office Held Business Address Citizenship Employment
-------------------- ---------------- ----------- ---------------
<S> <C> <C> <C>
Robert E. Vagley American Insurance Association USA President,
Fiduciary 1130 Connecticut Avenue, N.W. American Insurance
Washington, DC 20036 Association
Fred R. Marcon Insurance Services Office USA President,
Fiduciary 7 World Trade Center Insurance Services Office
New York, NY 10048
Gail P. Norstrom Industrial Risk Insurers USA President & CEO,
Fiduciary 85 Woodland Street Industrial Risk Insurers
Hartford, CT 06102
A. James Brodsky Insurance Company Supported USA Director,
Director Organizations Pension Plan and Insurance Company
Trust Supported Organizations
1130 Connecticut Avenue, N.W. Pension Plan and Trust
Washington, DC 20036
</TABLE>
The Carpenters Trust is a trust, governed by a board of trustees. Its
principal office is located at 520 South Virgil Avenue, 4th Floor, Los Angeles,
California 90020. The names of the executive officers and trustees of the
Carpenters Trust, their addresses, citizenship and principal occupations are as
follows.
<PAGE> 13
SCHEDULE 13D (CONTINUED) PAGE 13 OF 17 PAGES
<TABLE>
<CAPTION>
Name and Office Held Business Address Citizenship Principal Occupation or
-------------------- ---------------- ----------- Employment
-----------------------
<S> <C> <C> <C>
Kim Frommer, Trustee 22225 Acorn Street USA President
Chatsworth, CA 91311 Frommer Inc.
Curtis Conyers, Jr., Trustee 4719 Exposition Boulevard USA President
Los Angeles, CA 90016 Richard Lane Company
Richard Harris, Trustee 292 N. Wilshire Avenue USA General Manager, Wessein
Anaheim, CA 92801 Construction Co., Inc.
Ralph Larison, Trustee 1925 Water Street USA President
Long Beach, CA 90802 Connolly-Pacific Co.
Bert Lewitt, Trustee 2901 28th Street USA President
Santa Monica, CA 90405 Morley Construction Co.
Ronald W. Tutor, 15901 Olden Street USA President
Co-Chairman, Trustee Sylmar, CA 91342 Tutor-Saliba Corporation
J.D. Butler, Trustee 412 Dawson Drive USA Executive Secretary, Gold
Camarillo, CA 93010 Coast District Council of
Carpenters
Douglas J. McCarron, Trustee 520 South Virgil Avenue USA President, UBC
Los Angeles, CA 90020
Bill Perry, Trustee 520 South Virgil Avenue USA Retired
Los Angeles, CA 90020
Buddy Self, Trustee 911 20th Street USA Financial Secretary
Bakersfield, CA 93301 Carpenters Local Union 743
James K. Bernsen, Trustee 520 South Virgil Avenue USA Secretary-Treasurer,
Los Angeles, CA 90020 Southern California-Nevada
Regional Council of
Carpenters
</TABLE>
Weintraub Reporting Persons
Prism is a California limited partnership whose principal business is
investing in securities, and whose principal office is located at 909
Montgomery Street, Suite 400, San Francisco, California 94133. WCM is the sole
general partner of Prism.
WCM is a California general partnership whose principal business is
acting as general partner for investment partnerships and providing investment
advisory and financial consulting services. WCM is a registered investment
adviser with the Securities and Exchange Commission and with the State of
California. The general partners of WCM are Jerald M. Weintraub and Melody R.
Howe Weintraub. The addresses, citizenship and principal occupations of the
general partners of WCM are as follows:
<PAGE> 14
SCHEDULE 13D (CONTINUED) PAGE 14 OF 17 PAGES
<TABLE>
<CAPTION>
Name and Office Held Business Address Citizenship Principal Occupation or
-------------------- ---------------- ----------- Employment
---------------
<S> <C> <C> <C>
Jerald M. Weintraub 909 Montgomery Street USA Managing General
Managing General Partner Suite 400 Partner, Weintraub
San Francisco, CA 94133 Capital Management
Melody R. Howe Weintraub 909 Montgomery Street USA Political Consultant
General Partner Suite 400
San Francisco, CA 94133
</TABLE>
* * *
To the best knowledge of the Reporting Persons, none of the entities
or persons identified in this Item 2 has, during the past five years, been
convicted of any criminal proceeding (excluding traffic violations or similar
misdemeanors), nor been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to such
laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Not applicable.
ITEM 4. PURPOSE OF TRANSACTION.
The Blum Reporting Persons disposed of all of their Common Stock on
February 7, 1997.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a), (b) According to information furnished to the Reporting Persons
by the Issuer, there were 13,196,260 shares of Common Stock issued and
outstanding as of February 4, 1997. Based on such information, after taking
into account the transactions described in Item 5(c) below, the following
Reporting Persons report the following direct holdings and corresponding
percentage interests in the Common Stock:
<TABLE>
<CAPTION>
Shares of Common Percentage
Name Stock Owned Owned
---- ----------- -----
<S> <C> <C>
ICSOPP 0 0%
Stinson 0 0%
Carpenters Trust 0 0%
Prism 272,600 2.07%
----------
</TABLE>
Because voting and investment decisions concerning the above shares
held by Prism are made by WCM, the Weintraub Reporting Persons may be members
in a group, in which case each Weintraub Reporting Person
<PAGE> 15
SCHEDULE 13D (CONTINUED) PAGE 15 OF 17 PAGES
would be deemed to have beneficial ownership of an aggregate of 272,600 shares
of the Common Stock, which is 2.07% of the outstanding Common Stock. As the
managing general partner of WCM, Jerald M. Weintraub might be deemed to be the
beneficial owner of the securities beneficially owned by WCM. Although Jerald
M. Weintraub is joining in this Schedule as a Weintraub Reporting Person, the
filing of this Schedule shall not be construed as an admission that he is, for
any purpose, the beneficial owner of any of the securities that are
beneficially owned by WCM.
(c) The transactions of the Blum Reporting Persons and Weintraub
Reporting Persons involving the Common Stock for the 60 days prior to the date
of the event requiring the filing of this statement, indicating the date of the
transaction, the number of shares of Common Stock purchased or sold, and the
price per share with respect to each transaction is as follows:
<TABLE>
<CAPTION>
Name Buy/Sell Trade Date Shares Price
---- -------- ---------- ------ -----
<S> <C> <C> <C> <C>
ICSOPP Sell 2/7/97 45,700 $12.63
Stinson Sell 2/7/97 81,600 $12.63
Carpenters Trust Sell 2/7/97 344,800 $12.63
</TABLE>
(d) Not applicable.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
No change.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit A is a written agreement relating to the filing of joint
statements as required by Rule 13d-1(f)(1) of the Securities Exchange Act of
1934, as amended.
<PAGE> 16
SCHEDULE 13D (CONTINUED) PAGE 16 OF 17 PAGES
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Dated: February 13, 1997
<TABLE>
<S> <C>
STINSON CAPITAL PARTNERS, L.P. RICHARD C. BLUM & ASSOCIATES, L.P.
By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, Inc., its
General Partner General Partner
By Richard C. Blum & Associates, Inc., By /S/
its General Partner -------------------------------------
John Steinhart, Chief Administrative
By /S/ Officer and Managing Director
------------------------------
John Steinhart, Chief
Administrative Officer and
Managing Director
RICHARD C. BLUM & ASSOCIATES, INC. /S/
------------------------------------------------------
By /S/ RICHARD C. BLUM
----------------------------------------------
John Steinhart, Chief Administrative By John Steinhart, Attorney-in-Fact
Officer and Managing Director
THE CARPENTERS PENSION TRUST FOR INSURANCE COMPANY SUPPORTED
SOUTHERN CALIFORNIA ORGANIZATIONS PENSION PLAN
By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, L.P., its
Investment Advisor Investment Advisor
By Richard C. Blum & Associates, By Richard C. Blum & Associates,
Inc., its General Partner Inc., its General Partner
By /S/ By /S/
----------------------------- -----------------------------
John Steinhart, Chief John Steinhart, Chief
Administrative Officer Administrative Officer
and Managing Director and Managing Director
PRISM PARTNERS I, L.P. WEINTRAUB CAPITAL MANAGEMENT
By /S/
-------------------------------------------
By Weintraub Capital Management, its General Jerald M. Weintraub, Managing General
Partner Partner
By /S/ /S/
---------------------------------- ---------------------------------------------------
Jerald M. Weintraub, Managing JERALD M. WEINTRAUB
General Partner
</TABLE>
<PAGE> 17
SCHEDULE 13D (CONTINUED) PAGE 17 OF 17 PAGES
EXHIBIT A
JOINT FILING UNDERTAKING
The undersigned, being duly authorized thereunto, hereby execute this
agreement as an exhibit to the Schedule 13D Amendment to evidence the agreement
of the below-named parties, in accordance with the rules promulgated pursuant
to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf
of each such party.
Dated: February 13, 1997
<TABLE>
<S> <C>
STINSON CAPITAL PARTNERS, L.P. RICHARD C. BLUM & ASSOCIATES, L.P.
By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, Inc., its
General Partner General Partner
By Richard C. Blum & Associates, Inc., By /S/
its General Partner -------------------------------------
John Steinhart, Chief
By /S/ Administrative Officer and
------------------------------ Managing Director
John Steinhart, Chief
Administrative Officer and
Managing Director
RICHARD C. BLUM & ASSOCIATES, INC. /S/
------------------------------------------------------
By /S/ RICHARD C. BLUM
----------------------------------------------
John Steinhart, Chief Administrative By John Steinhart, Attorney-in-Fact
Officer and Managing Director
THE CARPENTERS PENSION TRUST FOR INSURANCE COMPANY SUPPORTED
SOUTHERN CALIFORNIA ORGANIZATIONS PENSION PLAN
By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, L.P., its
Investment Advisor Investment Advisor
By Richard C. Blum & Associates, By Richard C. Blum & Associates,
Inc., its General Partner Inc., its General Partner
By /S/ By /S/
----------------------------- -----------------------------
John Steinhart, Chief John Steinhart, Chief
Administrative Officer Administrative Officer
and Managing Director and Managing Director
PRISM PARTNERS I, L.P. WEINTRAUB CAPITAL MANAGEMENT
By /S/
-------------------------------------------
By Weintraub Capital Management, its General Jerald M. Weintraub, Managing General
Partner Partner
By /S/ /S/
---------------------------------- ---------------------------------------------------
Jerald M. Weintraub, Managing JERALD M. WEINTRAUB
General Partner
</TABLE>
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