UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manger Filing this Report:
Name: Regal Asset Management Corporation
8201 Preston Road
Suite 400
Dallas, TX 75225
13F File Number: 28-3090
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and table, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Jay Thompson
Title: Chief Operating Officer
Phone: (214) 890-8808
Signature, Place, and Date of Signing:
Joseph W. Thompson, Dallas, Texas, July 21, 1999.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 92
Form 13F Information Table Value Total: $70,578,000
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES / SH / PUT / INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
ANN TAYLOR STORES CS 036115103 221 5,000 SH SOLE 5,000
AMERICA ON-LINE CS 02364J104 293 -2,000 SH SOLE -2,000
AMERICAN PHYSICIAN CS 028880102 222 37,000 SH SOLE 37,000
ASI SOLUTIONS CS 00206F108 389 49,400 SH SOLE 49,400
ASTEC INDUSTRIES CS 046224101 924 30,000 SH SOLE 30,000
AMERICAN EXPRESS CS 025816109 236 -2,000 SH SOLE -2,000
BOSTONFED BANCORP IN CS 101178101 450 25,000 SH SOLE 25,000
CAERE CORP. CS 127646107 287 27,500 SH SOLE 27,500
CRESCENT REAL ESTATE CS 225756105 430 20,000 SH SOLE 20,000
COLLAGEN CORP CS 194194106 672 50,000 SH SOLE 50,000
CHEVRON CORP CS 166751107 619 -7,000 SH SOLE -7,000
CHECKFREE CORP CS 162812101 851 20,000 SH SOLE 20,000
COLONIAL PROPERTIES CS 195872106 255 10,000 SH SOLE 10,000
CHASE MANHATTAN CORP CS 16161A108 407 5,000 SH SOLE 5,000
CONSO PRODUCTS CO. CS 20854R105 337 55,000 SH SOLE 55,000
CAMDEN PROPERTY TRST CS 133131102 278 11,249 SH SOLE 11,249
CRITICAL PATH CS 22674V100 462 6,000 SH SOLE 6,000
CISCO SYS INC CS 17275R102 548 -5,000 SH SOLE -5,000
CYBERSHOP INTL CS 23251X105 288 20,000 SH SOLE 20,000
DSP COMMUNICATIONS CS 23332K106 714 45,000 SH SOLE 45,000
EASTERN CO CS 276317104 387 17,500 SH SOLE 17,500
EQUITY INNS INC. CS 294703103 354 41,600 SH SOLE 41,600
ERICSSON L M TEL CO. CS 294821400 1,429 60,000 SH SOLE 60,000
1ST AUSTRALIA PRIME CS 318653102 735 120,000 SH SOLE 120,000
FELCOR SUITE HOTELS CS 31430F101 580 25,000 SH SOLE 25,000
FORE SYSTEMS CS 345449102 1,321 70,000 SH SOLE 70,000
FORTRESS INV CS #N/A 844 50,000 SH SOLE 50,000
GENERAL ELEC CO USD CS 369604103 553 -5,000 SH SOLE -5,000
GILAT COMMUNICATIONS CS M50876107 483 35,000 SH SOLE 35,000
GENLYTE GROUP CS 372302109 323 20,000 SH SOLE 20,000
GLOBAL PYMT TECH CS 37936S109 343 32,500 SH SOLE 32,500
GILMCHER REALTY TRUST CS 379302102 381 26,500 SH SOLE 26,500
GATEWAY CS 367833100 2,743 40,000 SH SOLE 40,000
HANSEN NATURAL CORP CS 411310105 244 65,000 SH SOLE 65,000
HEALTH CARE PROPERTY CS 421915109 863 30,000 SH SOLE 30,000
HIGH INCOME OPPORTUN CS 42967Q105 767 71,800 SH SOLE 71,800
HAPPY KIDS INC CS 411391105 398 40,000 SH SOLE 40,000
HERLEY INDUSTRIES CS 427398102 660 55,000 SH SOLE 55,000
HALIFAX CORP. CS 405752106 213 28,400 SH SOLE 28,400
INFORMATION ADVANTAG CS 45669P101 325 50,000 SH SOLE 50,000
ACTV INC CS 00088E104 455 40,000 SH SOLE 40,000
ICG COMMUNICATIONS CS 449246107 396 20,000 SH SOLE 20,000
INNOTRAC CORP CS 45767M109 649 39,800 SH SOLE 39,800
INTC APRIL 125 PUTS PT 458140100 340 400 SH PT SOLE 400
INFOSPACE.COM CS 45678T102 974 11,000 SH SOLE 11,000
INTEL CORP COM CS 458140100 4,755 40,000 SH SOLE 40,000
INTEL CORP COM CS 458140100 594 -5,000 SH SOLE -5,000
INVISION TECHNOLOGY CS 461851107 279 54,500 SH SOLE 54,500
ITI TECHNOLOGIES CS 450564109 525 17,500 SH SOLE 17,500
JCP APR 45 PUTS PT 708160106 225 450 SH PT SOLE 450
JONES MEDICAL INDS CS 480236108 599 17,500 SH SOLE 17,500
JOHNSON & JOHNSON CS 478160104 1,403 -15,000 SH SOLE -15,000
JACKSONVILLE SAV&LOA CS 469248108 233 15,000 SH SOLE 15,000
KOFAX IMAGE PRODUCTS CS 500200100 358 40,000 SH SOLE 40,000
KRANZCO REALTY TRUST CS 50076E103 213 18,000 SH SOLE 18,000
LHS GROUP CS 501938104 585 20,000 SH SOLE 20,000
LIBERTY MEDIA CL A CS #N/A 263 5,000 SH SOLE 5,000
LUCENT TECHNOLOGY CS 549463107 4,320 40,000 SH SOLE 40,000
LU APRIL 110 PUTS PT 549463107 225 400 SH PT SOLE 400
MARKET GUIDE INC. CS 570565200 438 35,000 SH SOLE 35,000
MEDIA ARTS CS 58439C102 405 45,000 SH SOLE 45,000
MINNISOTA MINING CS 604059105 354 5,000 SH SOLE 5,000
MEDCO RESH INC CS 584059109 845 32,500 SH SOLE 32,500
MONSANTO CO CS 611662107 230 5,000 SH SOLE 5,000
MICRON TECHNOLOGY CS 595112103 1,930 40,000 SH SOLE 40,000
NORTHSTAR CAP 144A CS 66704F106 794 50,000 SH SOLE 50,000
NEWMONT MINING CS 651639106 353 20,000 SH SOLE 20,000
NETWORKS ASSOCIATES CS 640938106 614 20,000 SH SOLE 20,000
NOVELL INC CS 670006105 252 10,000 SH SOLE 10,000
PEPSI BOTTLING GROUP CS 713409100 217 10,000 SH SOLE 10,000
POWER INTEGRATIONS CS 739276103 712 22,500 SH SOLE 22,500
PRT.B PRIME RET. PRB CS #N/A 248 15,500 SH SOLE 15,500
PERFORMANCE TECH CS 71376K102 264 25,000 SH SOLE 25,000
LHSG APRIL 40 PUTS PT 501938104 220 200 SH PT SOLE 200
QUANTUM CORP CS 747906105 359 20,000 SH SOLE 20,000
RF MICRO DEVICES CS 749941100 955 10,000 SH SOLE 10,000
RESEARCH IN MOTION CS 760975102 208 20,000 SH SOLE 20,000
RUSH ENTERPRISES CS 781846100 389 35,000 SH SOLE 35,000
CHARLES SCHWAB CS 808513105 481 -5,000 SH SOLE -5,000
SEAGATE TECHNOLOGY CS 811804103 887 30,000 SH SOLE 30,000
AMERICAN MOBILE SAT. CS 02755R103 223 30,000 SH SOLE 30,000
S&P DEP RCPT TRADES CS 78462F103 642 -5,000 SH SOLE -5,000
S&P DEP RCPT TRADES CS 78462F103 642 5,000 SH SOLE 5,000
SERENA SOFTWARE CS 817492101 395 29,100 SH SOLE 29,100
SYBASE INC. CS 871130100 397 50,000 SH SOLE 50,000
TOWN & COUNTRY TRUST CS 892081100 384 25,500 SH SOLE 25,500
THOR INDUSTRIES CS 885160101 609 26,900 SH SOLE 26,900
TELEFONOS DE MEXICO CS 879403780 330 -5,000 SH SOLE -5,000
TECH OPS SEVCON CS 878293109 656 50,000 SH SOLE 50,000
TRINET CORP REALTY CS 896287109 254 10,000 SH SOLE 10,000
U.S. AIR CS 911905107 244 5,000 SH SOLE 5,000
UNION CARBIDE CS 905581104 226 5,000 SH SOLE 5,000
USA TRUCK INC. CS 902925106 359 35,000 SH SOLE 35,000
US Wks 13 10-15-04 CB 90330TAB4 2,050 2,000,000 PRN SOLE 2,000,000
VEECO INSTRUMENTS CS 922417100 418 11,400 SH SOLE 11,400
VICON INDS CS 925811101 473 67,500 SH SOLE 67,500
VISIO CORP CS 927914101 420 15,000 SH SOLE 15,000
WASTE CONNECTIONS CS 941053100 409 17,500 SH SOLE 17,500
WORK RECOVERY INC. CS 98137N109 268 40,000 SH SOLE 40,000
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