UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manger Filing this Report:
Name: Regal Asset Management Corporation
8201 Preston Road
Suite 400
Dallas, TX 75225
13F File Number: 28-3090
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and table, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Jay Thompson
Title: Chief Operating Officer
Phone: (214) 890-8808
Signature, Place, and Date of Signing:
Joseph W. Thompson, Dallas, Texas, February 7, 1999.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 46
Form 13F Information Table Value Total: $24,432,000
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES / SH / PUT / INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
ACE COMM Corp CS 004404109 436 20,050 SH SOLE 20,050
Ace Ltd CS G0070K103 210 55,000 SH SOLE 55,000
Advanced Energy IndustrCS 007973100 660 27,500 SH SOLE 27,500
Boeing Co CS 097023105 210 14,000 SH SOLE 14,000
Bank of America Corp CS 060505104 675 10,000 SH SOLE 10,000
BostonFed Bancorp Inc CS 101178101 590 13,400 SH SOLE 13,400
Corsair Communications CS 220406102 360 20,000 SH SOLE 20,000
Coca Cola Enterprises ICS 191219104 276 6,700 SH SOLE 6,700
Candela Corp CS 136907102 268 10,000 SH SOLE 10,000
Chase Manhattan Corp CS 16161A108 317 30,000 SH SOLE 30,000
Direct Focus Inc CS 254931108 302 11,249 SH SOLE 11,249
Diodes Inc CS 254543101 430 42,500 SH SOLE 42,500
Embrex Inc PUT 290817105 251 670 SH SOLE 670
Esco Electronics Corp CS 269030201 917 -6,500 SH SOLE -6,500
First Australia Prime ICS 318653102 491 30,000 SH SOLE 30,000
General Motors CS 370442832 656 50,000 SH SOLE 50,000
Quantum Corp- Hard DiskCS 747906303 735 120,000 SH SOLE 120,000
Hartford Financial ServCS 416515104 438 25,000 SH SOLE 25,000
Hartford Life Inc CS 416592103 414 30,000 SH SOLE 30,000
Herley Industries Inc CS 427398102 844 50,000 SH SOLE 50,000
In Focus Systems Inc 144A 452919103 532 22,500 SH SOLE 22,500
Innodata Corp CS 457642205 320 10,000 SH SOLE 10,000
Inprise Corp CS 45766C102 389 26,500 SH SOLE 26,500
inTest Corp CS 461147100 325 65,000 SH SOLE 65,000
Jacksonville Savings anCS 469248108 357 39,100 SH SOLE 39,100
Keycorp CS 493267108 322 35,050 SH SOLE 35,050
Kensey Nash Corp CS 490057106 678 48,000 SH SOLE 48,000
Eli Lilly and Company CS 532457108 3,415 28,140 SH SOLE 28,140
Manatron Inc CS 562048108 271 282 SH SOLE 282
McKesson HBOC Inc PUT 58155Q103 280 40,000 SH SOLE 40,000
Medco Research Inc CS 584059109 322 50,000 SH SOLE 50,000
Merck and Company Inc CS 589331107 658 20,000 SH SOLE 20,000
Optical Cable Corp CS 683827109 664 42,500 SH SOLE 42,500
Ontrack Data InternatioCS 683372106 960 15,000 SH SOLE 15,000
PC Connection Inc CS 69318J100 263 50,000 SH SOLE 50,000
Potash Corp of SaskatchCS 73755L107 748 30,000 SH SOLE 30,000
REMEC Inc CS 759543101 324 5,000 SH SOLE 5,000
Rush Enterprises Inc CS 781846100 350 33,500 SH SOLE 33,500
SPDR S&P Dep Rcpt TradCS 78462F103 794 50,000 SH SOLE 50,000
Thor Industries Inc CS 885160101 260 10,050 SH SOLE 10,050
Taiwan Semiconductor Ma144A 874039100 578 26,800 SH SOLE 26,800
Unisys Corp CS 909214108 348 10,000 SH SOLE 10,000
VDI MultiMedia CS 917916108 279 20,000 SH SOLE 20,000
Verity Inc CS 92343C106 529 35,000 SH SOLE 35,000
Washington Mutual CS 939322103 333 27,500 SH SOLE 27,500
Excel Technology Inc CS 30067T103 654 15,000 SH SOLE 15,000
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