UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ X ]; Amendment Number: 1
This Admendment (Check only one.): [ X ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report
Name: Kennedy Capital Management, Inc.
Address: 10829 Olive Blvd.
St. Louis, MO 63141
13F File Number: 28-3133
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles W. Schweizer
Title: President
Phone: 314-432-0400
Signature, Place, and Date of Signing:
Charles Schweizer, St. Louis, November 15, 1999
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
None.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 455
Form 13F Information Table Value Total: 1,299,658,000
List of Other Included Managers:
None.
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AARON RENTS INC COM 002535201 2112 122450.00SH SOLE 96200.00 26250.00
ACT MANUFACTURING, INC COM 000973107 3756 149850.00SH SOLE 149850.00
ADVANCED COMMUNCTN SYS COM COM 00750X109 4048 325500.00SH SOLE 325500.00
AEROFLEX INC COM COM 007768104 4787 392800.00SH SOLE 365300.00 27500.00
AIR EXPRESS INTL CORP COM COM 009104100 3006 132500.00SH SOLE 124650.00 7850.00
ALIGN-RITE INTL INC COM COM 016251100 4269 226950.00SH SOLE 213150.00 13800.00
AMBASSADORS INTL INC COM COM 023178106 1599 119000.00SH SOLE 113250.00 5750.00
AMER MEDICAL ALERT COM COM 027904101 203 83103.00 SH SOLE 83103.00
AMERICA WEST HOLDINGS CORP COM 023657208 5868 338950.00SH SOLE 338950.00
AMERICAN ITALIAN PASTA CL A COM 027070101 2419 84500.00 SH SOLE 84500.00
AMERICAN STATES WATER COM 029899101 3296 99500.00 SH SOLE 78100.00 21400.00
AMERUS LIFE HOLDINGS INC COM COM 030732101 9261 437118.00SH SOLE 434529.00 2589.00
AMES DEPARTMENT STORES INC COM 030789507 6360 199525.00SH SOLE 186400.00 13125.00
AMKOR TECHNOLOGY INC COM COM 031652100 1935 120000.00SH SOLE 112550.00 7450.00
AMPEX CORP DEL CL A COM 032092108 349 118800.00SH SOLE 90200.00 28600.00
AMRESCO INC COM COM 031909104 2380 793200.00SH SOLE 764150.00 29050.00
ANALOGIC CORP COM COM 032657207 1132 35850.00 SH SOLE 28950.00 6900.00
ANANGEL-AMERN SHIPHLDG SPONSOR COM 032721201 1173 260600.00SH SOLE 244650.00 15950.00
ANDOVER BANCORP DEL COM COM 034258103 1204 40050.00 SH SOLE 37100.00 2950.00
APARTMENT INVT & MGMT CL A COM 03748R101 398 10398.86 SH SOLE 5548.86 4850.00
APOGEE ENTERPRISES INC COM COM 037598109 5483 779850.00SH SOLE 732100.00 47750.00
APPLIED INNOVATION INC COM 037916103 41 10700.00 SH SOLE 10700.00
APPLIED POWER, INC. COM 038225108 1921 63250.00 SH SOLE 63250.00
APPLIED SCIENCE & TECH COM COM 038236105 1135 55050.00 SH SOLE 51700.00 3350.00
APPLIED SIGNAL TECH COM COM 038237103 761 78000.00 SH SOLE 71950.00 6050.00
APRIA HEALTHCARE GROUP COM COM 037933108 3387 202200.00SH SOLE 193650.00 8550.00
ARI NETWORK SVCS INC COM COM 001930205 321 61800.00 SH SOLE 61800.00
ARMOR HLDGS INC COM COM 042260109 9558 878900.00SH SOLE 834650.00 44250.00
ARROW MAGNOLIA INTL COM COM 042768101 244 72435.00 SH SOLE 72435.00
ARVIN INDS INC COM COM 043339100 2939 95000.00 SH SOLE 95000.00
ASTORIA FINL CORP COM COM 046265104 482 15669.78 SH SOLE 11392.00 4277.78
ATCHISON CASTING CORP COM COM 046613105 2678 291450.00SH SOLE 291450.00
ATMOS ENERGY CORP COM COM 049560105 2247 93150.00 SH SOLE 72550.00 20600.00
AUDIOVOX CORP CL A COM 050757103 18183 1046500.00SH SOLE 1017350.00 29150.00
AULT INC COM COM 051503100 229 30300.00 SH SOLE 20200.00 10100.00
AURORA FOODS INC COM COM 05164B106 2035 127200.00SH SOLE 127200.00
AVIATION SALES CO. COM 053672101 6125 322350.00SH SOLE 315200.00 7150.00
AVISTA CORP. COM 05379B107 7435 423350.00SH SOLE 423350.00
AZTEC TECH PARTNERS COM COM 05480L101 668 388650.00SH SOLE 356350.00 32300.00
BALCHEM CORP COM COM 057665200 297 50556.05 SH SOLE 47050.00 3506.05
BANKNORTH GRP INC DEL COM COM 06646L100 5385 180250.00SH SOLE 142600.00 37650.00
BARR LABS INC COM COM 068306109 7161 225550.00SH SOLE 209850.00 15700.00
BATTERIES BATTERIES COM COM 071326102 129 93500.00 SH SOLE 93500.00
BEI TECHNOLOGIES, INC. COM 05538P104 324 26700.00 SH SOLE 23200.00 3500.00
BEL FUSE INC CL A COM 077347201 528 15300.00 SH SOLE 15300.00
BERRY PETE CO CL A COM 085789105 11967 882350.00SH SOLE 819800.00 62550.00
BEVERLY ENTERPRISE INC COM NEW COM 087851309 2211 520300.00SH SOLE 520300.00
BLACK HILLS CORP COM COM 092113109 3763 161400.00SH SOLE 128000.00 33400.00
BLUEGREEN CORP COM COM 096231105 987 207700.00SH SOLE 195100.00 12600.00
BOLT TECHNOLOGY CORP COM COM 097698104 1792 315100.00SH SOLE 301300.00 13800.00
BOYD BROS TRANSN INC COM COM 103255105 734 83900.00 SH SOLE 83900.00
BRADLEES INC COM NEW COM 104499207 4374 273350.00SH SOLE 216300.00 57050.00
BRANDY WINE RLTY TR. COM 105368203 863 53100.00 SH SOLE 53100.00
BRAUNS FASHIONS CORP COM COM 105658108 1046 57500.00 SH SOLE 57500.00
BRIDGFORD FOODS CORP COM COM 108763103 4302 419670.00SH SOLE 419670.00
BRIGHTPOINT INC COM COM 109473108 1110 152500.00SH SOLE 141150.00 11350.00
BROOKTROUT TECHNOLOGY COM COM 114580103 3475 250450.00SH SOLE 230800.00 19650.00
BROWN & SHARPE MFG CO CL A COM 115223109 350 147300.00SH SOLE 147300.00
BTG INC COM COM 05576J101 1330 180300.00SH SOLE 180300.00
BUCKLE INC COM COM 118440106 2014 116750.00SH SOLE 89000.00 27750.00
BURNS INTERNATIONAL SERVICES C COM 122374101 772 47900.00 SH SOLE 47900.00
BURR BROWN CORP COM COM 122574106 4740 120000.00SH SOLE 120000.00
BUTLER INTL INC NEW COM COM 123649105 3564 407316.00SH SOLE 407316.00
BUTLER MFG CO DEL COM COM 123655102 3423 130400.00SH SOLE 117850.00 12550.00
C COR ELECTRS INC COM COM 125010108 322 10600.00 SH SOLE 8600.00 2000.00
C&D TECHNOLOGIES INC COM 124661109 699 19250.00 SH SOLE 16750.00 2500.00
CACI INTL INC CL A COM 127190304 12394 581556.00SH SOLE 568806.00 12750.00
CAERE CORP COM COM 127646107 1014 130900.00SH SOLE 130900.00
CALLAWAY GOLF CO COM COM 131193104 2520 206800.00SH SOLE 188850.00 17950.00
CAMERON FINL CORP DEL COM COM 133425108 1851 143740.00SH SOLE 143740.00
CANDELA CORP COM COM 136907102 2093 197000.00SH SOLE 197000.00
CANDIES INC COM COM 137409108 1125 1124600.00SH SOLE 1124600.00
CASEYS GEN STORES COM COM 147528103 375 27975.00 SH SOLE 14075.00 13900.00
CATO CORP NEW CL A COM 149205106 2719 192900.00SH SOLE 152300.00 40600.00
CATSKILL FINL CORP COM COM 149348104 2260 150050.00SH SOLE 120000.00 30050.00
CELLSTAR CORP COM COM 150925105 4675 623300.00SH SOLE 623300.00
CERPROBE CORP COM COM 156787103 442 93100.00 SH SOLE 87350.00 5750.00
CFW COMMUNICATIONS COM COM 124923103 2521 105600.00SH SOLE 84150.00 21450.00
CHART INDS INC COM COM 16115Q100 266 53875.00 SH SOLE 53875.00
CHASE CORP. COM 16150R104 154 15250.00 SH SOLE 15250.00
CHECKPOINT SYSTEMS, INC. COM 162825103 3197 343274.00SH SOLE 316824.00 26450.00
CHICOS FAS INC COM COM 168615102 2947 108150.00SH SOLE 99750.00 8400.00
CHIEFTAIN INTL INC COM COM 16867C101 2056 108200.00SH SOLE 101850.00 6350.00
CIDCO INC COM COM 171768104 1398 107000.00SH SOLE 107000.00
CIPRICO INC COM COM 172529109 1714 154100.00SH SOLE 154100.00
CKE RESTAURANTS INC COM COM 12561E105 141 19440.00 SH SOLE 19440.00
CLAIRE'S STORES INC COM COM 179584107 961 58000.00 SH SOLE 58000.00
COHU INC COM COM 192576106 5133 243000.00SH SOLE 194900.00 48100.00
COLORADO MEDTECH INC COM COM 19652U104 1347 93300.00 SH SOLE 87500.00 5800.00
COLUMBIA LABS INC COM COM 197779101 805 107300.00SH SOLE 107300.00
COM21 INC COM COM 205937105 9520 732300.00SH SOLE 674000.00 58300.00
COMMERCIAL FEDERAL CP COM COM 201647104 2321 118250.00SH SOLE 91750.00 26500.00
COMMERCIAL METALS CO COM COM 201723103 783 27250.00 SH SOLE 25550.00 1700.00
COMMONWEALTH INDS DEL COM COM 203004106 7297 543050.00SH SOLE 477300.00 65750.00
COMMUNITY FINL ILL COM COM 20364V109 264 29700.00 SH SOLE 29700.00
COMMUNITY FIRST BANKSH COM COM 203902101 2743 162550.00SH SOLE 128050.00 34500.00
COMPUTER TASK GROUP COM COM 205477102 8076 547538.00SH SOLE 503338.00 44200.00
CONESTOGA ENTERPRISES COM COM 207015108 5527 275513.00SH SOLE 275513.00
CONN WTR SVC INC COM COM 207797101 1177 39900.00 SH SOLE 37500.00 2400.00
COOPER COS INC COM NEW COM 216648402 9570 309950.00SH SOLE 277400.00 32550.00
COREL CORPORATION COM COM 21868Q109 370 50000.00 SH SOLE 46100.00 3900.00
CORNELL CORRECTIONS COM COM 219141108 802 48950.00 SH SOLE 46000.00 2950.00
CORSAIR COMMUNICATIONS COM COM 220406102 733 103800.00SH SOLE 103800.00
COTELLIGENT GROUP INC COM COM 221630106 1247 350170.00SH SOLE 346095.00 4075.00
COURIER CORP COM COM 222660102 4714 196400.00SH SOLE 153910.00 42490.00
COVALENT GROUP INC COM COM 222815102 174 92800.00 SH SOLE 92800.00
CRAFTMADE INTL INC COM COM 22413E104 3667 523911.50SH SOLE 409824.50 114087.00
D R HORTON INC COM COM 23331A109 3176 245500.00SH SOLE 201550.00 43950.00
DAISYTEK INTL CORP COM COM 234053106 2574 183050.00SH SOLE 144950.00 38100.00
DATA RACE INC COM COM 237842109 361 135900.00SH SOLE 135900.00
DATA RESH ASSOC INC COM COM 237853106 1813 211700.00SH SOLE 167450.00 44250.00
DATAWATCH CORP COM COM 237917109 375 375084.00SH SOLE 375084.00
DAVOX CORP COM COM 239208101 4484 343300.00SH SOLE 320000.00 23300.00
DAYTON SUPERIOR CORP CL A COM 240028100 2684 157900.00SH SOLE 145250.00 12650.00
DEB SHOPS INC COM COM 242728103 3990 204600.00SH SOLE 195400.00 9200.00
DEL GLOBAL TECH CORP COM COM 245073101 1306 165900.00SH SOLE 156200.00 9700.00
DEXTER CORP COM 252165105 2737 73350.00 SH SOLE 58750.00 14600.00
DIGI INTL INC COM COM 253798102 1080 98700.00 SH SOLE 91500.00 7200.00
DIGITAL ORIGIN INC COM COM 25385X109 140 25400.00 SH SOLE 25400.00
DIODES INC COM 254543101 205 35600.00 SH SOLE 32500.00 3100.00
DIXIE GROUP INC CL A COM 255519100 1211 156202.00SH SOLE 156202.00
DONNELLY CORP CL A COM 257870105 2663 189400.00SH SOLE 148100.00 41300.00
DOVER DOWNS ENTMT INC COM COM 260086103 2420 174400.00SH SOLE 144800.00 29600.00
DOWNEY FINL CORP COM COM 261018105 739 36740.00 SH SOLE 36740.00
DRIL-QUIP INC COM COM 262037104 747 29300.00 SH SOLE 27550.00 1750.00
DRYPERS CORP COM NEW COM 262497308 59 19800.00 SH SOLE 19800.00
DSP COMMUNICATIONS COM COM 23332K106 5062 266400.00SH SOLE 254650.00 11750.00
DSP GROUP INC COM COM 23332B106 3788 95000.00 SH SOLE 89150.00 5850.00
E TOWN COM COM 269242103 742 14950.00 SH SOLE 13000.00 1950.00
EAGLE USA AIRFREIGHT COM 270018104 303 10125.00 SH SOLE 10125.00
EASTGROUP PROPERTIES SBI COM 277276101 1437 79300.00 SH SOLE 79300.00
EDO CORP COM COM 281347104 949 165000.00SH SOLE 115300.00 49700.00
EDUCATION MGMT CORP COM COM 28139T101 1405 113500.00SH SOLE 113500.00
ELANTEC SEMICONDUCTOR COM COM 284155108 10324 583700.00SH SOLE 577900.00 5800.00
ELCOR CORPORATION COM 284443108 984 39350.00 SH SOLE 30200.00 9150.00
ELDER BEERMAN STR NEW COM COM 284470101 1809 283700.00SH SOLE 266200.00 17500.00
ELITE INFO GROUP INC COM COM 28659M106 1032 209050.00SH SOLE 165600.00 43450.00
EMCOR GROUP INC COM COM 29084Q100 819 42550.00 SH SOLE 42550.00
ENDOSONICS CORP COM COM 29264K105 2082 244900.00SH SOLE 229800.00 15100.00
ENERGEN CORP COM COM 29265N108 2104 103900.00SH SOLE 82400.00 21500.00
ENGINEERED SUPPORT SYS COM COM 292866100 3593 281800.00SH SOLE 261150.00 20650.00
ENGLE HOMES INC COM 292896107 4588 444900.00SH SOLE 399975.00 44925.00
ENLIGHTEN SOFTWR SOLUT COM COM 29336A101 799 213100.00SH SOLE 213100.00
EQUINOX SYS INC COM COM 294436100 1937 165700.00SH SOLE 151400.00 14300.00
EQUITY MARKETING INC COM COM 294724109 3037 205900.00SH SOLE 189800.00 16100.00
ESCO ELECTRONICS CORP COM 269030201 6342 570050.00SH SOLE 570050.00
ESKIMO PIE CORP COM COM 296443104 192 19700.00 SH SOLE 19700.00
ESS TECHNOLOGY INC COM COM 269151106 901 68000.00 SH SOLE 68000.00
ETEC SYS INC COM COM 26922C103 5768 153300.00SH SOLE 141000.00 12300.00
ETHYL CORP COM COM 297659104 1655 427100.00SH SOLE 345350.00 81750.00
EXAR CORP COM COM 300645108 2257 60300.00 SH SOLE 60300.00
EXCEL TECHNOLOGY INC COM COM 30067T103 1182 79100.00 SH SOLE 79100.00
FACTUAL DATA CORP COM COM 303094106 1336 166950.00SH SOLE 156550.00 10400.00
FIDELITY BANKSHARES INC COM COM 316047109 1042 65100.00 SH SOLE 65100.00
FILENET CORP COM COM 316869106 286 26800.00 SH SOLE 26800.00
FINET.COM, INC COM 317922300 985 325000.00SH SOLE 325000.00
FIRST SENTINEL BANCORP INC COM 33640T103 1436 183750.00SH SOLE 169350.00 14400.00
FIRST UN RL EST EQ&MTG SH BEN COM 337400105 4783 956500.00SH SOLE 861150.00 95350.00
FOREST OIL CORP COM NEW COM 346091606 3203 187700.00SH SOLE 176200.00 11500.00
FORTE SOFTWARE INC COM COM 349546101 7838 285000.00SH SOLE 285000.00
FREEDOM SECS CORP COM COM 35644K103 5735 424800.00SH SOLE 355650.00 69150.00
FREQUENCY ELECTRS INC COM COM 358010106 1028 111100.00SH SOLE 102000.00 9100.00
GA FINL INC COM COM 361437106 166 12900.00 SH SOLE 12900.00
GAINSCO INC COM COM 363127101 619 100000.00SH SOLE 93850.00 6150.00
GALILEO TECHNOLOGY LTD ORD COM M47298100 4198 167900.00SH SOLE 154000.00 13900.00
GARDEN RIDGE CORP COM COM 36541P104 319 44000.00 SH SOLE 29700.00 14300.00
GASONICS INTL CORP COM COM 367278108 1006 60950.00 SH SOLE 57150.00 3800.00
GEHL CO COM COM 368483103 1796 101200.00SH SOLE 101200.00
GENERAL CHEM GROUP INC COM COM 369332101 2036 592200.00SH SOLE 542250.00 49950.00
GENERAL HOUSEWARES CP COM COM 370073108 7164 255300.00SH SOLE 255300.00
GENESCO INC COM COM 371532102 4609 368750.00SH SOLE 368750.00
GENESYS TELECOMMN LABS COM COM 371931106 6410 140300.00SH SOLE 129850.00 10450.00
GENRAD INC COM COM 372447102 6099 318900.00SH SOLE 316700.00 2200.00
GENTEK, INC. COM 37245X104 5810 510750.00SH SOLE 471300.00 39450.00
GERALD STEVENS INC COM COM 37369G101 497 35490.00 SH SOLE 35490.00
GERBER SCIENTIFIC INC COM COM 373730100 9432 421550.00SH SOLE 379750.00 41800.00
GIANT CEMENT HLDG INC COM COM 374450104 1518 66200.00 SH SOLE 62200.00 4000.00
GILMAN & CIOCIA INC COM COM 375908100 1919 170600.00SH SOLE 160900.00 9700.00
GLOBAL INDL TECH INC COM COM 379335102 3821 311900.00SH SOLE 311900.00
GOLD BANC CORP INC COM COM 379907108 1573 159250.00SH SOLE 126100.00 33150.00
GRANITE CONSTRUCTION INC COM COM 387328107 890 34150.00 SH SOLE 29050.00 5100.00
GRC INTERNATIONAL COM COM 361922107 8597 961900.00SH SOLE 961900.00
GREATER BAY BANCORP COM COM 391648102 1650 48700.00 SH SOLE 38150.00 10550.00
GULF ISLAND FABRICATN COM COM 402307102 2965 224800.00SH SOLE 209250.00 15550.00
GUM TECH INTL INC COM COM 402803100 785 60950.00 SH SOLE 60950.00
HAEMONETICS CORP COM COM 405024100 528 26800.00 SH SOLE 9400.00 17400.00
HALL KINION ASSOCIATES COM COM 406069104 5681 483530.00SH SOLE 483530.00
HALLWOOD ENERGY CP DEL COM COM 40636X105 707 108700.00SH SOLE 99850.00 8850.00
HANGER ORTHOPEDIC GRP COM NEW COM 41043F208 3006 207300.00SH SOLE 190150.00 17150.00
HARMON INDS INC NEW COM COM 413136102 4719 375650.00SH SOLE 340950.00 34700.00
HAROLDS STORES INC COM COM 413353103 137 24600.00 SH SOLE 24600.00
HARRIS CORP DEL COM COM 413875105 8481 307000.00SH SOLE 281100.00 25900.00
HARRIS FINANCIAL INC COM COM 414541102 1514 138450.00SH SOLE 99600.00 38850.00
HAVEN BANCORP INC COM COM 419352109 499 31200.00 SH SOLE 31200.00
HAYES LEMMERZ INTL INC COM COM 420781106 1474 63400.00 SH SOLE 58450.00 4950.00
HCIA INC COM COM 403908106 1794 172900.00SH SOLE 172900.00
HEALTHCARE SVCS GP INC COM COM 421906108 276 33900.00 SH SOLE 20200.00 13700.00
HELEN OF TROY CORP LTD COM COM G4388N106 3360 349050.00SH SOLE 349050.00
HELIX TECHNOLOGY CORP COM COM 423319102 2399 72150.00 SH SOLE 67700.00 4450.00
HELMERICH & PAYNE INC COM COM 423452101 2058 81300.00 SH SOLE 64250.00 17050.00
HENRY JACK & ASSOC INC COM COM 426281101 1908 51656.00 SH SOLE 47557.00 4099.00
HERBALIFE INTL INC CL B COM 426908307 6383 442133.00SH SOLE 410483.00 31650.00
HERLEY INDS INC DEL COM COM 427398102 5534 388379.00SH SOLE 374296.00 14083.00
HIGHLAND BANCORP INC COM 429879109 4242 227000.00SH SOLE 185850.00 41150.00
HOLLINGER INTL INC CL A COM 435569108 15912 1339940.78SH SOLE 1245190.78 94750.00
HORIZON OFFSHORE INC COM 44043J105 2573 321600.00SH SOLE 316200.00 5400.00
HUSSMANN INTL INC COM COM 448110106 9527 560400.00SH SOLE 539550.00 20850.00
ICN PHARMACEUTICAL NEW COM COM 448924100 4353 253266.00SH SOLE 243464.00 9802.00
IDACORP INC COM 451107106 5775 191700.00SH SOLE 191700.00
IKOS SYS INC COM NEW COM 451716203 3585 486050.00SH SOLE 432600.00 53450.00
INDEPENDENCE CMNTY BK COM COM 453414104 7932 664494.00SH SOLE 664494.00
INDUS INTL INC COM COM 45578L100 1012 192800.00SH SOLE 192800.00
INFINIUM SOFTWARE INC COM COM 45662Y109 1541 308200.00SH SOLE 308200.00
INGLES MKTS INC CL A COM 457030104 2562 194303.00SH SOLE 147553.00 46750.00
INNKEEPERS USA TR COM COM 4576J0104 6704 806500.00SH SOLE 745150.00 61350.00
INNOVEX INC COM COM 457647105 7556 839500.00SH SOLE 780950.00 58550.00
INTEGRATED DEVICE TECH COM COM 458118106 7476 404100.00SH SOLE 397300.00 6800.00
INTERNATIONAL FIBERCOM COM COM 45950T101 1216 231650.00SH SOLE 216750.00 14900.00
INTERNATIONAL MULTIFDS COM COM 460043102 2417 105100.00SH SOLE 83950.00 21150.00
INTERNATL RECTIFIER CP COM COM 460254105 2704 177300.00SH SOLE 177300.00
INTERVOICE INC COM COM 461142101 4679 423000.00SH SOLE 391150.00 31850.00
J & J SNACK FOODS CORP COM COM 466032109 8630 436950.00SH SOLE 436950.00
J D EDWARDS & CO COM COM 281667105 1708 82450.00 SH SOLE 78250.00 4200.00
JACKSONVILLE BANCORP COM COM 469248108 513 33614.00 SH SOLE 33614.00
JEFFBANKS INC COM COM 472317106 2566 88879.99 SH SOLE 70294.99 18585.00
JLG INDS INC COM COM 466210101 7480 492500.00SH SOLE 437650.00 54850.00
JOSTENS INC COM COM 481088102 3172 165857.72SH SOLE 153500.00 12357.72
JPM CO COM COM 465933109 1061 160200.00SH SOLE 150450.00 9750.00
K-SWISS INC CL A COM 482686102 4646 147200.00SH SOLE 135950.00 11250.00
KAMAN CORP CL A COM 483548103 3387 265665.74SH SOLE 223115.74 42550.00
KITTY HAWK INC COM COM 498326107 1865 184200.00SH SOLE 184200.00
KOGER EQUITY INC COM COM 500228101 10001 625077.00SH SOLE 557777.00 67300.00
LADD FURNITURE INC COM COM 505739201 231 10900.00 SH SOLE 8300.00 2600.00
LANCASTER COLONY CORP COM COM 513847103 1056 33000.00 SH SOLE 26050.00 6950.00
LANCE INC COM COM 514606102 5921 453300.00SH SOLE 453300.00
LIBERTY FINL COS INC COM COM 530512102 390 17771.06 SH SOLE 17771.06
LILLY INDS INC CL A COM 532491107 2491 182850.00SH SOLE 141600.00 41250.00
LONDON PACIFIC GROUP LTD COM 542073101 3802 173800.00SH SOLE 163150.00 10650.00
LOUISIANA PAC CORP COM COM 546347105 2173 139100.00SH SOLE 139100.00
LSI INDS INC COM COM 50216C108 5412 236600.00SH SOLE 236600.00
MADDEN STEVEN LTD COM COM 556269108 2092 161700.00SH SOLE 156500.00 5200.00
MAHASKA INVESTMENT CO COM COM 559809108 1021 68382.00 SH SOLE 62632.00 5750.00
MANITOWOC INC COM COM 563571108 1773 51950.00 SH SOLE 40000.00 11950.00
MASTEC INC COM COM 576323109 1778 60400.00 SH SOLE 52550.00 7850.00
MATRIA HEALTHCARE INC COM COM 576817100 1363 232000.00SH SOLE 217136.00 14864.00
MATTHEWS INTL CORP CL A COM 577128101 4790 159010.00SH SOLE 139860.00 19150.00
MAXXIM MED INC COM COM 57777G105 6945 290128.00SH SOLE 289428.00 700.00
MECON INC COM COM 58400M105 213 33400.00 SH SOLE 25200.00 8200.00
MEGABANK FINANCIAL CP COM COM 58515J104 3192 319200.00SH SOLE 252550.00 66650.00
MENS WEARHOUSE INC COM COM 587118100 4332 201500.00SH SOLE 201500.00
MERCER INTERNATIONAL INC. COM 588056101 3187 856974.00SH SOLE 798474.00 58500.00
MERIDIAN MED TECH INC COM COM 589658103 221 41200.00 SH SOLE 41200.00
METRO ONE TELECOMM COM COM 59163F105 946 49300.00 SH SOLE 45350.00 3950.00
MFC BANCORP Ltd. COM 55271X103 1457 157500.00SH SOLE 157500.00
MICROWAVE PWR DEVICES COM COM 59517M103 9024 659300.00SH SOLE 625850.00 33450.00
MID-AMER APT CMNTYS COM COM 59522J103 7951 369800.00SH SOLE 336000.00 33800.00
MIDCOAST RESOURCES TEXAS NEVAD COM 59563W104 5141 260310.00SH SOLE 249792.00 10518.00
MKS INSTRUMENT INC COM COM 55306N104 1001 45000.00 SH SOLE 41600.00 3400.00
MODTECH HOLDINGS INC COM COM 60783C100 992 134509.00SH SOLE 105087.00 29422.00
MOORE MED CORP COM COM 615799103 1360 179800.00SH SOLE 179800.00
MOTIVEPOWER INDS INC COM COM 61980K101 300 27300.00 SH SOLE 27300.00
MRV COMMUNICATIONS INC COM COM 553477100 6341 267700.00SH SOLE 267700.00
MTS SYS CORP COM COM 553777103 1215 117126.00SH SOLE 109453.00 7673.00
MULTI LINK TELECOM COM COM 62541M107 849 120200.00SH SOLE 112450.00 7750.00
NAM TAI ELECTRS INC COM COM 629865205 3849 285078.00SH SOLE 269528.00 15550.00
NANOMETRICS INC COM COM 630077105 1251 139000.00SH SOLE 130500.00 8500.00
NASH FINCH CO COM COM 631158102 942 134600.00SH SOLE 105350.00 29250.00
NATIONAL R V HLDGS COM COM 637277104 2605 131900.00SH SOLE 128000.00 3900.00
NATIONAL TECHNICAL SYS COM COM 638104109 1257 386793.00SH SOLE 386793.00
NAVIGANT INTL INC COM COM 63935R108 304 41975.00 SH SOLE 26400.00 15575.00
NEOPHARM INC COM COM 640919106 988 67000.00 SH SOLE 67000.00
NETOPIA INC COM COM 64114K104 1077 27000.00 SH SOLE 26150.00 850.00
NEW JERSEY RES COM COM 646025106 4232 105800.00SH SOLE 82750.00 23050.00
NEWPARK RES INC COM PAR $.01NE COM 651718504 1415 182600.00SH SOLE 182600.00
NEWPORT NEWS SHIPBLDG COM COM 652228107 10986 340000.00SH SOLE 317300.00 22700.00
NIELSEN MEDIA RESH INC COM NEW COM 653929307 1078 29000.00 SH SOLE 24100.00 4900.00
NOBLE INTL LTD COM COM 655053106 2619 187100.00SH SOLE 175650.00 11450.00
NOODLE KIDOODLE INC COM COM 655370104 686 166200.00SH SOLE 166200.00
NORTHWEST PIPE CO COM COM 667746101 3408 218100.00SH SOLE 207400.00 10700.00
NORTHWESTERN CORP COM COM 668074107 10376 456100.00SH SOLE 410550.00 45550.00
NS GROUP INC COM COM 628916108 2150 200000.00SH SOLE 184350.00 15650.00
NU HORIZONS ELECTRS CP COM COM 669908105 88 11000.00 SH SOLE 11000.00
OAK HILL FINL INC COM COM 671337103 1025 58150.00 SH SOLE 54550.00 3600.00
OAK TECHNOLOGY INC COM COM 671802106 1365 305400.00SH SOLE 305400.00
OCEANEERING INTL INC COM COM 675232102 535 31850.00 SH SOLE 29900.00 1950.00
OCULAR SCIENCES INC COM COM 675744106 22693 1171250.00SH SOLE 1118100.00 53150.00
ODS NETWORKS INC COM 67082N109 996 174200.00SH SOLE 174200.00
OILGEAR CO COM COM 678042102 345 49243.08 SH SOLE 46843.08 2400.00
ONEIDA LTD COM COM 682505102 4993 209700.00SH SOLE 166050.00 43650.00
OPTI INC COM COM 683960108 1590 225100.00SH SOLE 212100.00 13000.00
ORTHOLOGIC CORP COM COM 68750J107 1138 379300.00SH SOLE 356000.00 23300.00
OSHKOSH B GOSH INC CL A COM 688222207 2665 166900.00SH SOLE 131200.00 35700.00
OVERLAND DATA INC COM COM 690213103 3168 610700.00SH SOLE 562650.00 48050.00
P COM INC. COM COM 693262107 448 64050.00 SH SOLE 60400.00 3650.00
PACIFIC CREST CAP INC COM COM 694166109 1599 127910.00SH SOLE 120910.00 7000.00
PAIRGAIN TECHNOLOGIES COM COM 695934109 8606 675000.00SH SOLE 643500.00 31500.00
PARLEX CORP COM COM 701630105 1494 97200.00 SH SOLE 91250.00 5950.00
PAUL HARRIS STORES INC COM NEW COM 703555201 718 182369.00SH SOLE 182369.00
PENN AMER GROUP INC COM COM 707247102 1716 203350.00SH SOLE 192400.00 10950.00
PENN ENGR & MFG CORP COM NON V COM 707389300 1547 63000.00 SH SOLE 59200.00 3800.00
PENN TREATY AMERN CORP COM COM 707874103 2773 132850.00SH SOLE 129500.00 3350.00
PEOPLES BK BRIDGEPORT COM COM 710198102 670 28356.28 SH SOLE 20706.28 7650.00
PEOPLES HERITAGE FINL COM COM 711147108 236 14175.00 SH SOLE 9575.00 4600.00
PERICOM SEMICONDUCTOR COM COM 713831105 330 22200.00 SH SOLE 21700.00 500.00
PETROLEUM GEO-SVCS A/S SPONSOR COM 716597109 922 48350.00 SH SOLE 45350.00 3000.00
PHILADELPHIA SUBN CORP COM COM 718009608 11139 472747.99SH SOLE 431077.99 41670.00
PHOTRONICS INC COM COM 719405102 393 17500.00 SH SOLE 16400.00 1100.00
PIEDMONT NAT GAS INC COM COM 720186105 5309 175134.00SH SOLE 175134.00
PIER 1 IMPORTS INC COM COM 720279108 1618 246600.00SH SOLE 246600.00
PITT DESMOINES INC COM COM 724508106 3212 146411.99SH SOLE 125761.99 20650.00
PITTSTON BRINKS GRP CO COM COM 725701106 4919 212150.00SH SOLE 212150.00
PITTSTON CO COM BRLGTN GRP COM 725701882 104 12900.00 SH SOLE 12900.00
PJ AMER INC COM COM 72585Q104 2401 115000.00SH SOLE 105950.00 9050.00
PMC COML TR SH BEN INT COM 693434102 1168 88174.00 SH SOLE 85324.00 2850.00
POCAHONTAS BANCORP, INC. COM 730234101 393 62250.00 SH SOLE 59000.00 3250.00
POLYMEDICA INDS INC COM COM 731738100 319 13700.00 SH SOLE 13700.00
PRENTISS PPTYS TR SH BEN INT COM 740706106 9618 433496.00SH SOLE 383296.00 50200.00
PRISON REALTY CORP. COM 74264N105 2329 216673.67SH SOLE 196659.25 20014.42
PROFESSIONAL BANCORP COM COM 743112104 693 60240.00 SH SOLE 53200.00 7040.00
PROVIDENCE ENERGY CORP COM COM 743743106 2020 72800.00 SH SOLE 68550.00 4250.00
PROVIDENCE&WORCESTR RR COM COM 743737108 1820 171300.00SH SOLE 134650.00 36650.00
PROVIDENT FINL HLDGS COM COM 743868101 2792 160700.00SH SOLE 125650.00 35050.00
PULASKI FURNITURE CORP COM COM 745553107 1328 87800.00 SH SOLE 82300.00 5500.00
QUADRAMED CORP COM COM 74730W101 1133 151100.00SH SOLE 151100.00
QUEENS CNTY BANCORP COM COM 748242104 4179 151292.50SH SOLE 126244.50 25048.00
QUEST ED CORP COM COM 74835F102 1469 186500.00SH SOLE 186500.00
QUIXOTE CORP COM COM 749056107 4070 271300.00SH SOLE 211950.00 59350.00
RACING CHAMPIONS CORP COM COM 750069106 3346 588300.00SH SOLE 588300.00
RADISYS CORP COM COM 750459109 1828 46572.70 SH SOLE 43675.70 2897.00
RAVEN INDS INC COM COM 754212108 1158 72932.00 SH SOLE 54547.00 18385.00
RECOVERY ENGR INC COM COM 756269106 205 5800.00 SH SOLE 5800.00
REDWOOD EMPIRE BANCORP COM COM 757897103 4904 263300.00SH SOLE 263300.00
REINSURANCE GROUP AMER COM COM 759351109 536 20855.00 SH SOLE 20855.00
RELIANCE BANCORP INC COM COM 759451107 1783 47400.00 SH SOLE 37450.00 9950.00
RELIANCE STEEL & ALUM COM COM 759509102 6867 326999.50SH SOLE 295725.00 31274.50
REMEC INC COM COM 759543101 16231 1180450.00SH SOLE 1113723.00 66727.00
RENAISSANCE RE HLDGS COM COM G7496G103 2385 68750.00 SH SOLE 68750.00
REPUBLIC SEC FINL CORP COM COM 760758102 5486 631500.00SH SOLE 622750.00 8750.00
RICHMOND CNTY FINL CP COM COM 764556106 7272 386550.00SH SOLE 338700.00 47850.00
RIGGS NATL CP WASH DC COM COM 766570105 192 11400.00 SH SOLE 9750.00 1650.00
RIGHTCHOICE MNGD CARE CL A COM 76657K101 1260 119250.00SH SOLE 110550.00 8700.00
RIVIERA TOOL CO. COM 769648106 285 70129.00 SH SOLE 70129.00
RMI NET COM 74961k107 1469 219700.00SH SOLE 206450.00 13250.00
ROBOTIC VISION SYS INC COM COM 771074101 1194 313200.00SH SOLE 313200.00
ROGERS COMMUNICATIONS CL B COM 775109200 275 16350.00 SH SOLE 16350.00
ROWE COMPANIES COM 779528108 1275 138800.00SH SOLE 131200.00 7600.00
S I HANDLING SYS INC COM COM 784255101 790 95756.21 SH SOLE 95756.21
S3 INC COM COM 784849101 2629 251856.00SH SOLE 241508.00 10348.00
SAFESKIN CORP COM COM 786454108 4264 518800.00SH SOLE 518800.00
SAMES CORP COM 79587E104 6387 359824.00SH SOLE 330924.00 29900.00
SANDERSON FARMS INC COM COM 800013104 1660 165500.00SH SOLE 165500.00
SANTA FE ENERGY TR RCPT DEP UN COM 802013102 199 11006.21 SH SOLE 11006.21
SANTA FE INTL CORP ORD COM G7805C108 2484 115200.00SH SOLE 115200.00
SAUCONY INC CL B COM 804120202 1452 92200.00 SH SOLE 84950.00 7250.00
SAWTEK INC COM COM 805468105 3262 93200.00 SH SOLE 84900.00 8300.00
SAXTON INC COM COM 805630100 565 155900.00SH SOLE 146900.00 9000.00
SBS TECHNOLOGIES INC COM COM 78387P103 11225 440200.00SH SOLE 422250.00 17950.00
SCHAWK INC CL A COM 806373106 2959 303480.00SH SOLE 251330.00 52150.00
SCHULTZ SAV O STORES COM COM 808196109 794 50400.00 SH SOLE 46800.00 3600.00
SEA CONTAINERS LTD CL A COM 811371707 2881 102875.00SH SOLE 102875.00
SEACOAST FINL SVCS COM COM 81170Q106 3770 376950.00SH SOLE 298050.00 78900.00
SELAS CORP AMERICA COM COM 816119101 2094 424050.00SH SOLE 424050.00
SENETEK PLC COM 817209307 122 111600.00SH SOLE 111600.00
SEQUENT COMPUTER SYS COM COM 817338106 8424 468000.00SH SOLE 468000.00
SHAW GROUP INC COM COM 820280105 657 29300.00 SH SOLE 25450.00 3850.00
SIERRA PAC RES COM COM 826428104 466 20963.16 SH SOLE 20963.16
SIGCORP INC COM COM 826912107 3984 156250.00SH SOLE 124350.00 31900.00
SIGMATRON INTL INC COM COM 82661L101 358 55000.00 SH SOLE 55000.00
SILICON STORAGE TECH COM COM 827057100 2480 175600.00SH SOLE 175600.00
SIMPSON INDS INC COM COM 829060102 2152 194500.00SH SOLE 153750.00 40750.00
SL GREEN RLTY CORP COM COM 78440X101 3271 159550.00SH SOLE 122950.00 36600.00
SMART MODULAR TECH INC COM COM 831690102 11188 328450.00SH SOLE 303350.00 25100.00
SMITH CORONA CORP COM NEW COM 831858204 33 29500.00 SH SOLE 29500.00
SOURCE INFO MGMT CO COM NEW COM 836151209 1445 101827.00SH SOLE 88700.00 13127.00
SOVEREIGN BANCORP INC. COM 845905108 5345 587720.00SH SOLE 587720.00
SPAR GROUP, INC. COM 784933103 139 37000.00 SH SOLE 37000.00
SPARTECH CORP COM NEW COM 847220209 1546 52750.00 SH SOLE 49700.00 3050.00
SPR INC COM COM 784922106 515 144600.00SH SOLE 134200.00 10400.00
ST MARY LD & EXPL CO COM COM 792228108 1931 73900.00 SH SOLE 69500.00 4400.00
STANDARD PAC CORP NEW COM COM 85375C101 2512 245100.00SH SOLE 192300.00 52800.00
STAR BUFFETS COM 855086104 1022 221050.00SH SOLE 203550.00 17500.00
STARTEC GLOBAL COMM CP COM COM 85569E103 511 37150.00 SH SOLE 37150.00
STATEN IS BANCORP INC COM COM 857550107 12815 681200.00SH SOLE 623550.00 57650.00
STERLING FINL CORP WA COM COM 859319105 415 31050.00 SH SOLE 29150.00 1900.00
STIFEL FINL CORP COM COM 860630102 101 11256.00 SH SOLE 11256.00
STONE & WEBSTER INC COM COM 861572105 5989 213900.00SH SOLE 213900.00
SUMMA INDS COM COM 86562T105 2092 163250.00SH SOLE 150450.00 12800.00
SUN BANCORP INC COM COM 86663B102 3126 195347.00SH SOLE 152593.00 42754.00
SUNRISE MED INC COM COM 867910101 92 15400.00 SH SOLE 15400.00
SUPERTEX INC COM COM 868532102 1237 75850.00 SH SOLE 59250.00 16600.00
SYMANTEC CORP COM COM 871503108 2270 63100.00 SH SOLE 59200.00 3900.00
SYMIX SYS INC COM COM 871535100 1651 154500.00SH SOLE 145450.00 9050.00
SYSTEMS & COMPTR TECH COM COM 871873105 1124 89500.00 SH SOLE 89000.00 500.00
TAKE-TWO INTERACTIVE COM COM 874054109 2213 200000.00SH SOLE 184300.00 15700.00
TANDY BRANDS ACCESSORS COM COM 875378101 1002 72200.00 SH SOLE 72200.00
TARRANT APPAREL GROUP COM COM 876289109 546 48500.00 SH SOLE 48500.00
TEEKAY SHIPPING CORP COM COM V89564104 2753 176200.00SH SOLE 171300.00 4900.00
TEKGRAF INC COM COM 879102101 16 15000.00 SH SOLE 15000.00
TELEFLEX INC COM COM 879369106 1479 37500.00 SH SOLE 29600.00 7900.00
TEMTEX INDS INC COM COM 880236203 20 10000.00 SH SOLE 10000.00
TEXAS INDS INC COM COM 882491103 3443 93050.00 SH SOLE 73700.00 19350.00
THOR INDS INC COM COM 885160101 3852 151062.00SH SOLE 117650.00 33412.00
THORATEC LABS CORP COM NEW COM 885175307 2913 381975.00SH SOLE 360975.00 21000.00
TIDEWATER INC COM COM 886423102 3158 123850.00SH SOLE 97900.00 25950.00
TIMBERLAND CO CL A COM 887100105 4586 117400.00SH SOLE 110800.00 6600.00
TITAN CORPORATION COM 888266103 6200 431300.00SH SOLE 398200.00 33100.00
TNP ENTERPRISES INC COM COM 872594106 5677 145800.00SH SOLE 145800.00
TOLLGRADE COMMUNICATNS COM COM 889542106 1277 47500.00 SH SOLE 47500.00
TOPPS INC COM COM 890786106 2625 350000.00SH SOLE 322200.00 27800.00
TORO CO COM COM 891092108 5789 154900.00SH SOLE 154900.00
TRANSACT TECHNOLOGIES COM COM 892918103 58 11000.00 SH SOLE 11000.00
TRANSMEDIA NETWORK INC COM NEW COM 893767301 1453 484450.00SH SOLE 374300.00 110150.00
TRANSMONTAIGNE INC COM COM 893934109 2141 142750.00SH SOLE 112650.00 30100.00
TRANSPRO INC COM COM 893885103 634 128350.00SH SOLE 70750.00 57600.00
TRANSTECHNOLOGY CP DEL COM COM 893889105 1593 137785.00SH SOLE 115835.00 21950.00
TRICO MARINE SVCS INC COM COM 896106101 3189 383600.00SH SOLE 356400.00 27200.00
TROY GROUP INC COM COM 89733N106 1598 211300.00SH SOLE 211300.00
TSR INC COM COM 872885108 104 15350.00 SH SOLE 15350.00
TWIN DISC INC COM COM 901476101 1180 71532.00 SH SOLE 59582.00 11950.00
UNIROYAL TECHNOLOGY CP COM COM 909163107 4686 480650.00SH SOLE 471550.00 9100.00
UNITED CMNTY FINL OHIO COM COM 909839102 7873 569984.00SH SOLE 569984.00
UNITED INDL CORP COM COM 910671106 6933 754650.00SH SOLE 709600.00 45050.00
UNITED WIS SVCS NEW COM COM 913238101 1322 211550.00SH SOLE 166400.00 45150.00
UROCOR INC COM COM 91727P105 2015 492250.00SH SOLE 462250.00 30000.00
VALUE CITY DEPT STORES COM COM 920387107 3795 253000.00SH SOLE 231400.00 21600.00
VANS INC COM COM 921930103 4929 410750.00SH SOLE 388900.00 21850.00
VARIAN MEDICAL SYSTEMS INC COM 92220P105 3108 142100.00SH SOLE 142100.00
VELCRO INDUSTRIES COM 922571104 2793 205000.00SH SOLE 162350.00 42650.00
VERITAS DGC INC COM COM 92343P107 2775 144165.00SH SOLE 132840.00 11325.00
VIASOFT INC COM COM 92552U102 6240 726100.00SH SOLE 726100.00
VOLT INFORMATION SCIEN COM COM 928703107 3759 155000.00SH SOLE 155000.00
WALL DATA INC COM COM 932045107 906 168500.00SH SOLE 168500.00
WALLACE COMPUTER SVCS COM COM 932270101 1042 51468.71 SH SOLE 37264.47 14204.24
WARREN BANCORP INC COM COM 934710104 385 42800.00 SH SOLE 42800.00
WASHINGTON GAS LT CO COM COM 938837101 1033 38083.00 SH SOLE 38083.00
WATKINS JOHNSON CO COM COM 942486101 11616 346104.88SH SOLE 336750.00 9354.88
WEBSTER FINANCIAL CORP. COM 947890109 4129 161914.00SH SOLE 127722.00 34192.00
WET SEAL INC CL A COM 961840105 2522 152250.00SH SOLE 147550.00 4700.00
WILLBROS GROUP INC COM COM 969199108 1061 148900.00SH SOLE 139700.00 9200.00
WOODHEAD INDS INC COM COM 979438108 1476 145800.00SH SOLE 115850.00 29950.00
XTRA CORP COM COM 984138107 1499 37700.00 SH SOLE 37700.00
YORK GROUP INC COM COM 986632107 1133 302100.00SH SOLE 268000.00 34100.00
ZYGO CORP COM COM 989855101 2583 182900.00SH SOLE 182900.00
CHIEFTAIN INTL FDG CP PFD CV $ PFD CV 168672202 3416 127700.00SH SOLE 98125.00 29575.00
JAMESON INNS INC PFD CV $1.70 PFD CV 470457300 209 16400.00 SH SOLE 14500.00 1900.00
FACTORY 2-U COM 303072102 654 21877.00 SH SOLE 20361.00 1516.00
HENLEY HEALTHCARE COM 42550V107 60 49000.00 SH SOLE 49000.00
US ENERGY CORP. COM 911805109 225 64378.00 SH SOLE 64378.00
ACTIVISION INC NEW CONV 004930AC7 3913 3557000.00PRN SOLE 3213000.00 344000.00
AMKOR TECHNOLOGY INC CONV 031652AA8 1590 1228000.00PRN SOLE 1000000.00 228000.00
BANKATLANTIC BANCORP SB DB CV5 CONV 065908AC9 2134 2772000.00PRN SOLE 2772000.00
DATA GEN CORP CONV 237688ag1 8341 8030000.00PRN SOLE 8030000.00
DURA PHARMACEUTICALS INC CONV 26632SAA7 4405 5665000.00PRN SOLE 5577000.00 88000.00
GENESCO 5.5% conv bond - reg/f CONV 371532AL6 639 750000.00PRN SOLE 750000.00
GENESCO INC CONV 371532AK8 2437 2859000.00PRN SOLE 2859000.00
PENN TREATY AMERN CORP CONV 6. CONV 707874AC7 1169 1260000.00PRN SOLE 1260000.00
PENN TREATY CONV BOND- REG D 1 CONV 707874AA1 1877 2024000.00PRN SOLE 1788000.00 236000.00
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