SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
Conductus, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
206784100
- --------------------------------------------------------------------------------
(CUSIP Number)
September 11, 1998
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
(Continued on following pages)
Page 1 of 21 Pages
Exhibit Index Contained on Page 19
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 2 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Asset Management Associates 1984 ("AMA 84") 77-0019668
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 499,731 shares, except that AMC 84, the general partner of AMA 84, and
BENEFICIALLY Shoch, Taylor and Johnson, general partners of AMC 84, may be deemed to
OWNED BY EACH have shared power to vote these shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to item 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
499,731 shares, except that AMC 84, the general partner of AMA 84, and
Shoch, Taylor and Johnson, general partners of AMC 84, may be deemed to
have shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to item 7.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 499,731
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 714006103 13 G Page 3 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Asset Management Associates 1996, L.P. ("AMA 96") 94-3235823
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 962,965 shares, except that AMC 96, the general partner of AMA 96, and
BENEFICIALLY Shoch, Taylor, Johnson, Sanders, Kelly and Di Bona, general partners of
OWNED BY EACH AMC 96, may be deemed to have shared power to vote these shares.
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See Response to Item 5 above.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
962,965 shares, except that AMC 96, the general partner of AMA 96, and
Shoch, Taylor, Johnson, Sanders, Kelly and Di Bona, general partners of
AMC 96, may be deemed to have shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See Response to Item 7 above.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 962,965
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.7%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 714006103 13 G Page 4 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AMC Partners 84 ("AMC 84") 77-0019364
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
499,731 shares, all of which are directly owned by AMA 84. AMC 84 is the
general partner of AMA 84 and may be deemed to have shared power to vote
these shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
499,731 shares, all of which are directly owned by AMA 84. AMC 84 is the
general partner of AMA 84 and may be deemed to have shared power to
dispose of these shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 449,731
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.6%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 5 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AMC Partners 96, L.P. ("AMC 96") 77-0404873
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
962,965 shares, all of which are owned by AMA 96. AMC 96, is the general
partner of AMA 96 and Shoch, Taylor, Johnson, Sanders, Kelly and Di Bona,
general partners of AMC 96, may be deemed to have shared power to vote
these shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
962,965 shares, all of which are owned by AMA 96. AMC 96, is the general
partner of AMA 96 and Shoch, Taylor, Johnson, Sanders, Kelly and Di Bona,
general partners of AMC 96, may be deemed to have shared power to dispose
of these shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 962,965
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.7%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 6 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Asset Management Partners ("AMP") 94-2626026
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 185,185 shares, except that Johnson, the general partner of AMP may be
BENEFICIALLY deemed to have shared power to vote these shares.
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See Response to Item 5 above.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
185,185 shares, except that Johnson, the general partner of AMP may be
deemed to have shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See Response to Item 7 above.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 185,185
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.0%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 7 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John Shoch ("Shoch") ###-##-####
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 34,812 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Shoch is a general partner of AMC 84 and AMC
96, which are the general partners of AMA 84 and AMA 96, respectively,
and may be deemed to have shared power to vote these shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
34,812 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Shoch is a general partner of AMC 84 and AMC
96, which are the general partners of AMA 84 and AMA 96, respectively,
and may be deemed to have shared power to dispose of these shares
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,145,927
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.7%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 8 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Craig Taylor ("Taylor") ###-##-####
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,000 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Taylor is a general partner of AMC 84 and
AMC 96, which are the general partners of AMA 84 and AMA 96,
respectively, and may be deemed to have shared power to vote these shares
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,000 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Taylor is a general partner of AMC 84 and
AMC 96, which are the general partners of AMA 84 and AMA 96,
respectively, and may be deemed to have shared power to dispose of these
shares
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,112,115
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.4%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 9 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
W. Ferrell Sanders ("Sanders") ###-##-####
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Sanders is a general partner of AMC 84 and
AMC 96, which are the general partners of AMA 84 and AMA 96,
respectively, and may be deemed to have shared power to vote these
shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Sanders is a general partner of AMC 84 and
AMC 96, which are the general partners of AMA 84 and AMA 96,
respectively, and may be deemed to have shared power to dispose of these
shares
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,111,115
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.3%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 10 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Douglas E. Kelly ("Kelly") ###-##-####
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Kelly is a general partner of AMC 84 and AMC
96, which are the general partners of AMA 84 and AMA 96, respectively,
and may be deemed to have shared power to vote these shares
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Kelly is a general partner of AMC 84 and AMC
96, which are the general partners of AMA 84 and AMA 96, respectively,
and may be deemed to have shared power to dispose of these shares
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,111,115
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.3%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 11 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tony Di Bona ("Di Bona") ###-##-####
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Australia
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 8,100 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Di Bona is a general partner of AMC 84 and
AMC 96, which are the general partners of AMA 84 and AMA 96,
respectively, and may be deemed to have shared power to vote these shares
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
8,100 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,111,115 shares, of which 148,150 and 962,965 are directly owned by AMA
84 and AMA 96, respectively. Shoch is a general partner of AMC 84 and AMC
96, which are the general partners of AMA 84 and AMA 96, respectively,
and may be deemed to have shared power to dispose of these shares
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,119,215
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.5%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ---------------------------------------------------------- --------------------------------------
CUSIP NO. 714006103 13 G Page 12 of 21 Pages
- ---------------------------------------------------------- --------------------------------------
<S> <C> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Franklin P. Johnson, Jr. ("Johnson") ###-##-####
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------ ---------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,296,300 shares, of which 148,150, 185,185 and 962,965 are directly
owned by AMA 84, AMP and AMA 96, respectively. Johnson is a general
partner of AMC 84, the general partner of AMA 84, respectively, a general
partner of AMC 96, the general partner of AMA 96 and the general partner
of AMP and may be deemed to have shared power to vote these shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,296,300 shares, of which 148,150, 185,185 and 962,965 are directly
owned by AMA 84, AMP and AMA 96, respectively. Johnson is a general
partner of AMC 84, the general partner of AMA 84, respectively, a general
partner of AMC 96, the general partner of AMA 96 and the general partner
of AMP and may be deemed to have shared power to dispose of these shares.
- ------------------------------------ -------- ------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,296,300
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* N/A [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.4%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
13
of 21 Pages
ITEM 1(A). NAME OF ISSUER
Conductus, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
969 West Maude Avenue
Sunnyvale, CA 94086
ITEM 2(A). NAME OF PERSONS FILING
This Statement is filed by Asset Management Associates 1984
("AMA 84"), Asset Management Associates 1996, L.P. ("AMA 96"), Asset Management
Partners ("AMP"), AMC Partners 84 ("AMC 84"), AMC Partners 96, L.P. ("AMC 96"),
John Shoch ("Shoch"), Craig Taylor ("Taylor"), Franklin P. Johnson, Jr.
("Johnson"), W. Ferrell Sanders ("Sanders"), Douglas E. Kelly ("Kelly"), and
Tony Di Bona ("Di Bona"). The foregoing entities and individuals are
collectively referred to as the "Reporting Persons."
AMC 84 is the general partner of AMA 84, and Shoch, Taylor and
Johnson are general partners of AMC 84. AMC 84, Shoch, Taylor and Johnson may be
deemed to have indirect beneficial ownership of shares of the issuer owned
directly by AMA 84. AMC 96 is the general partner of AMA 96, and Shoch, Taylor,
Johnson, Sanders, Kelly and Di Bona are general partners of AMC 96. AMC 96,
Shoch, Taylor, Johnson, Sanders, Kelly and Di Bona may be deemed to have
indirect beneficial ownership of shares of the issuer owned directly by AMA 96.
Johnson is a managing partner of AMP, and may be deemed to have indirect
beneficial ownership of the shares of issuer directly owned by AMP.
AMC 84, Shoch, Taylor and Johnson hereby disclaim beneficial
ownership of shares of issuer directly owned by AMA 84 except to the extent of
any indirect pecuniary interest therein. AMC 96, Shoch, Taylor, Johnson,
Sanders, Kelly and Di Bona hereby disclaim beneficial ownership of shares of
issuer directly owned by AMA 96 except to the extent of any indirect pecuniary
interest therein. Johnson hereby disclaims beneficial ownership of the shares
held by AMP except to the extent of any indirect pecuniary interest therein.
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE
The address for each of the Reporting Persons is:
Asset Management Associates, Inc.
2275 E. Bayshore Road #150
Palo Alto, CA 94303
<PAGE>
14
of 21 Pages
ITEM 2(C) CITIZENSHIP
AMA 84 is a California limited partnership, AMA 96 is a
California limited partnership, AMC 84 is a California limited partnership, AMC
96 is a California limited partnership, AMP is a California limited partnership,
and Shoch, Taylor, Johnson, Sanders and Kelly are all United States citizens, Di
Bona is an Australian citizen.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Common Stock
CUSIP # 206784100
<PAGE>
15
of 21 Pages
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Under certain circumstances set forth in the limited partnership
agreements of AMA 84, AMC 84, AMA 96, AMC 96, and AMP, the general and limited
partners of each of such entities may be deemed to have the right to receive
dividends from, or the proceeds from, the sale of shares of the issuer owned by
each such entity of which they are a partner.
<PAGE>
16
of 21 Pages
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10. CERTIFICATION.
Not applicable
<PAGE>
17
of 21 Pages
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: ___________, 1998
ASSET MANAGEMENT ASSOCIATES 1984
By: AMC Partners 84
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
ASSET MANAGEMENT ASSOCIATES 1996
By: AMC Partners 96, L.P.
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
AMC PARTNERS 84
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
AMC PARTNERS 96, L.P.
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
<PAGE>
18
of 21 Pages
ASSET MANAGEMENT PARTNERS
By: /s/ Franklin P. Johnson, Jr.
-----------------------------------------
Franklin P. Johnson, Jr., General Partner
/s/ John Shoch
---------------------------------------------
JOHN SHOCH
/s/ Craig Taylor
---------------------------------------------
CRAIG TAYLOR
/s/ Franklin P. Johnson, Jr.
---------------------------------------------
FRANKLIN P. JOHNSON, JR.
/s/ W. Ferrell Sanders
---------------------------------------------
W. FERRELL SANDERS
/s/ Douglas E. Kelly
---------------------------------------------
DOUGLAS E. KELLY
/s/ Tony Di Bona
---------------------------------------------
TONY DI BONA
<PAGE>
19
of 21 Pages
EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing Page 20 -21
<PAGE>
20
of 21 Pages
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Conductus, Inc. shall be
filed on behalf of each of the undersigned and that this Agreement shall be
filed as an exhibit to such Schedule 13G.
Executed this _____ day of _____________, 1998.
ASSET MANAGEMENT ASSOCIATES 1984
By: AMC Partners 84
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
ASSET MANAGEMENT ASSOCIATES 1996
By: AMC Partners 96, L.P.
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
AMC PARTNERS 84
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
AMC PARTNERS 96, L.P.
By: /s/ John Shoch
---------------------------
John Shoch, General Partner
<PAGE>
21
of 21 Pages
ASSET MANAGEMENT PARTNERS
By: /s/ Franklin P. Johnson, Jr.
-----------------------------------------
Franklin P. Johnson, Jr., General Partner
/s/ John Shoch
---------------------------------------------
JOHN SHOCH
/s/ Craig Taylor
---------------------------------------------
CRAIG TAYLOR
/s/ Franklin P. Johnson, Jr.
---------------------------------------------
FRANKLIN P. JOHNSON, JR.
/s/ W. Ferrell Sanders
---------------------------------------------
W. FERRELL SANDERS
/s/ Douglas E. Kelly
---------------------------------------------
DOUGLAS E. KELLY
/s/ Tony Di Bona
---------------------------------------------
TONY DI BONA
