SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Amendment #1)
Under the Securities Exchange Act of 1934
Conductus
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
206784100
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(CUSIP Number)
December 31, 1999
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
| | Rule 13d-1(b)
|X| Rule 13d-1(c)
| | Rule 13d-1(d)
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: John F. Shoch ("Shoch")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 55,812
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
2,164,919 shares, of which 529,361, 1,155,558
and 480,000 are directly owned by AMA84, AMA96 and
Alloy98, respectively. Shoch is: a general partner of
AMCP84 and AMCP96, which are the general partners of
AMA84 and AMA96, respectively, a managing member of
Alloy Ventures 1998, LLC; and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 2,220,731
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 24.6%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Craig C. Taylor ("Taylor")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 1,500
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
2,164,919 shares, of which 529,361, 1,155,558
and 480,000 are directly owned by AMA84, AMA96 and
Alloy98, respectively. Taylor is: a general partner
of AMCP84 and AMCP96, which are the general partners
of AMA84 and AMA96, respectively, a managing member
of Alloy Ventures 1998, LLC; and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 2,166,419
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 24.2%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: W. Ferrell Sanders ("Sanders")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,155,558 shares which are directly owned by AMA96.
Sanders is a general partner of AMCP96, which is the
general partners of AMA96 and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,155,558
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 13.9%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Douglas E. Kelly ("Kelly")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,635,558 shares, of which 1,155,558 and 480,000 are
directly owned by AMA96 and Alloy98, respectively.
Kelly is a general partner of AMCP96, which is the
general partner of AMA96, and a managing member of
Alloy Ventures 1998, LLC; and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,635,558
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 18.6%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Tony Di Bona ("Di Bona")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Australia
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 9,620
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,635,558 shares, of which 1,155,558 and 480,000 are
directly owned by AMA96 and Alloy98, respectively.
Di Bona is a general partner of AMCP96, which is the
general partner of AMA96, and a managing member of
Alloy Ventures 1998, LLC; and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,645,178
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 18.7%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Franklin P. Johnson, Jr. ("Johnson")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,967,141 shares, of which 529,361, 1,155,558
and 282,22 are directly owned by AMA84, AMA96 and
Asset Management Partners, respectively. Johnson is:
a general partner of AMCP84 and AMCP96, which are the
general partners of AMA84 and AMA96, respectively, and
the general partner of Asset Management Partners; and
may be deemed to have shared power to dispose of or
vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,967,141
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 22.4%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Asset Management Associates 1984 ("AMA84")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER
529,361 shares, except that AMCP84, the general
partner of AMA84, and Shoch, Johnson and Taylor,
general partners of AMCP84, may be deemed to have
shared power to vote or dispose of these shares.
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER see item 5 above
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 529,361
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 7.2%
- ---------------------------------------------------------------
(12) Type of reporting person PN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons:
Asset Management Associates 1996, L.P. ("AMA96")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER
1,155,558 shares, except that AMCP96, the general
partner of AMA96, and Shoch, Kelly, Taylor, Di Bona,
Sanders and Johnson, general partners of AMCP96, may
be deemed to have shared power to vote or dispose of
these shares.
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER see item 5 above
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,155,558
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 13.9%
- ---------------------------------------------------------------
(12) Type of reporting person PN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Alloy Ventures 1998, LLC ("Alloy98")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER
480,000 shares, except that Shoch, Taylor, Di Bona,
and Kelly, managing members of Alloy98, may be deemed
to have shared power to vote or dispose of these
shares.
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER see item 5 above
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 480,000
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 6.3%
- ---------------------------------------------------------------
(12) Type of reporting person CO
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: AMC Partners 84 ("AMCP84")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
529,361 shares all of which are directly owned by
AMA84. AMCP84 is the general partner of AMA84 and may
be deemed to have shared power to vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER 0
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 6 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 529,361
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 7.2%
- ---------------------------------------------------------------
(12) Type of reporting person IN
- ---------------------------------------------------------------
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: AMC Partners 96, L.P. ("AMCP96")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,155,558 shares all of which are directly owned by
AMA96. AMCP96 is the general partner of AMA96 and may
be deemed to have shared power to vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER 0
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 6 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,155,558
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 13.9%
- ---------------------------------------------------------------
(12) Type of reporting person PN
- ---------------------------------------------------------------
<PAGE>
Item 1.
(a) Name of Issuer:
Conductus, Inc. ("Issuer")
(b) Address of Issuer's Principal Executive Offices:
969 W. Maude Avenue Sunnyvale, CA 94086
Item 2.
(a) Name of Person Filing:
John F. Shoch
Craig C. Taylor
W. Ferrell Sanders
Douglas E. Kelly
Tony Di Bona
Franklin P. Johnson, Jr.
AMC Partners 84
AMC Partners 96, L.P.
Asset Management Associates 1984
Asset Management Associates 1996, L.P.
Alloy Ventures 1998, LLC
The foregoing entities and individuals are collectively
referred to as the "Reporting Person".
(b) Address of Principal Business Office:
Alloy Ventures, Inc.
480 Cowper Street, 2nd Floor
Palo Alto, CA 94301
<PAGE>
(c) Citizenship/Place of Organization:
The following entities are organized in California:
Asset Management Associates 1984
Asset Management Associates 1996, L.P.
Alloy Ventures 1998, LLC
Individuals:
John F. Shoch United States
Craig C. Taylor United States
W. Ferrell Sanders United States
Douglas E. Kelly United States
Franklin P. Johnson, Jr United States
Tony Di Bona Australia
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 206784100
Item 3. Not applicable.
Item 4. Ownership
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
<PAGE>
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the
class of securities, check the following: | |
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable
Item 7. Identification and classification of the subsidiary which
acquired the security being reported on by the parent
holding company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group Not applicable.
Not Applicable
<PAGE>
Item 10. Certification.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct. By signing below I certify that, to
the best of my knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that
purpose or effect.
Dated: February 10, 2000
Alloy Ventures 1998, LLC
By: /s/ Tony Di Bona
-----------------------
Managing Member
AMC Partners 96, L.P.
By: /s/ Tony Di Bona
------------------------
General Partner
ASSET MANAGEMENT ASSOCIATES 1996, L.P.
By: AMC Partners 96, L.P.
By: /s/ Tony Di Bona
------------------------
General Partner
ASSET MANAGEMENT ASSOCIATES 1984
By: AMC Partners 84
By: /s/ John Shoch
------------------------
General Partner
AMC Partners 84
By: /s/ John Shoch
------------------------
General Partner
/S/ John F. Shoch
------------------------
John F. Shoch
/S/ Craig C. Taylor
------------------------
Craig C. Taylor
/S/ W. Ferrell Sanders
------------------------
W. Ferrell Sanders
/S/ Douglas E. Kelly
------------------------
Douglas E. Kelly
/S/ Tony Di Bona
------------------------
Tony Di Bona
/S/ Franklin P. Johnson, Jr.
------------------------
Franklin P. Johnson, Jr.
<PAGE>
EXHIBIT A
Agreement of Joint Filing
We, the undersigned, hereby express our agreement that the
attached Schedule 13G is filed on behalf of us.
Date: February 2, 2000
Alloy Ventures 1998, LLC
By: /s/ Tony Di Bona
-----------------------
Managing Member
AMC Partners 96, L.P.
By: /s/ Tony Di Bona
------------------------
General Partner
ASSET MANAGEMENT ASSOCIATES 1996, L.P.
By: AMC Partners 96, L.P.
By: /s/ Tony Di Bona
------------------------
General Partner
ASSET MANAGEMENT ASSOCIATES 1984
By: AMC Partners 84
By: /s/ John Shoch
------------------------
General Partner
AMC Partners 84
By: /s/ John Shoch
------------------------
General Partner
/S/ John F. Shoch
------------------------
John F. Shoch
/S/ Craig C. Taylor
------------------------
Craig C. Taylor
/S/ W. Ferrell Sanders
------------------------
W. Ferrell Sanders
/S/ Douglas E. Kelly
------------------------
Douglas E. Kelly
/S/ Tony Di Bona
------------------------
Tony Di Bona
/S/ Franklin P. Johnson, Jr.
------------------------
Franklin P. Johnson, Jr.
