U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
000-24057
SEC FILE NUMBER
782055-10-7
CUSIP NUMBER
NOTIFICATION OF LATE FILING
[ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q and Form
10-QSB [ ] Form N-SAR
For Period Ended: March 31, 1998
[ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ]
Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition
Report on Form N-SAR
For the Transition Period Ended:
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein. If the notification relates to a
portion of the filing checked above, identify the Item(s) to which the
notification relates:
Part I - Registrant Information
Full Name of Registrant: Rushmore Financial Group, Inc.
Former Name if Applicable:
Address of Principal Executive Office: 13355 Noel Road, Suite 650,
Dallas, Texas 75240
Part II - Rules 12b-25(b) and (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
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(b) The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or
before the fifteenth calendar day following the prescribed due date; or the
subject quarterly report or transition report on Form 10-Q, or portion thereof
will be filed on or before the fifth calendar day following the prescribed due
date; and
(c) No accountant's statement or other exhibit required by Rule 12b-25
is required.
Part III - Narrative
A registration statement for Registrant's initial public offering
became effective February 17, 1998, using financial statements current through
September 30, 1997. The Offering was on a best efforts basis and not closed
until April 24, 1998. The Form 10-QSB is Registrant's first filing to be made
under the Securities Exchange Act of 1934, and Registrant has been unable to
resolve all questions arising in connection with the initial report in time to
make a filing on May 15, 1998.
Part IV - Other Information
(1) Name and telephone number of person to contact in regard to this
notification
Robert W. Hendren (972) 308-8847
(2) Have all other periodic reports required under section 13 or 15(d)
of the Securities Exchange Act of 1934 or section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed?
If the answer is no, identify report(s).
[x] Yes [ ] No
(3) Is it anticipated that any significant change in result of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or
portion thereof?
[ ] Yes [x] No
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons why a
reasonable estimate of the results cannot be made.
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Rushmore Financial Group, Inc. has caused this notification to be
signed on its behalf thereunto duly authorized.
Date: 5/15/98
RUSHMORE FINANCIAL GROUP, INC.
By: /s/ Robert W. Hendren
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Robert W. Hendren, Chief Financial Officer
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