UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
AMERICAN LOCKER GROUP INCORPORATED
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(Name of Issuer)
Common Stock $1.00 par value
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(Title of Class of Securities)
002408-10-2
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(CUSIP Number)
Charles E. Harris, 1500 Oliver Building, Pittsburgh, PA 15222, 412-355-6730
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
August 27, 1997
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ] . (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are
to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
CUSIP No. 002408 10 2
1) NAME OF REPORTING PERSON Thomas P. Johnson
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-####
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not Applicable
(a) [ ]
(b) [ ]
3) SEC USE ONLY
4) SOURCE OF FUNDS Not Applicable
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] Not Applicable
6) CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH:
7) SOLE VOTING POWER 0 (See Addendum)
8) SHARED VOTING POWER 0
9) SOLE DISPOSITIVE POWER 0
10) SHARED DISPOSITIVE POWER 0
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 0 (See Addendum)
12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] See Attached
Addendum
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0%
14) TYPE OF REPORTING PERSON Individual
<PAGE>
STATEMENT OF INFORMATION REQUIRED
PURSUANT TO SECTION 13(d)(1) OF
THE SECURITIES EXCHANGE ACT OF 1934
ITEM 1. Security and Issuer
The title of the class of equity security to which this filing relates
is common stock, $1.00 par value ("ALGI Common Stock") issued by American Locker
Group Incorporated, a Delaware corporation ("ALGI"). The principal executive
offices of ALGI are located at 608 Allen Street, P. O.
Box 1000, Jamestown, New York 14702.
ITEM 2. Identity and Background
This statement is filed by Thomas P. Johnson, whose business address is
1500 Oliver Building, Pittsburgh, Pennsylvania 15222.
Principal Occupation:
Of Counsel, Kirkpatrick & Lockhart LLP
During the last five (5) years, Mr. Johnson:
(a) has not been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors), and
(b) has not been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and nor as a result
of such proceeding has he become subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
Citizenship:
United States of America
On August 20, 1997, Mr. Johnson and his wife transferred an aggregate
of 132,285 shares of ALGI Common Stock to the Thomas Phillips Johnson and Jane
Moore Johnson Foundation (the "Foundation"), a private foundation created by Mr.
Johnson. On August 27, 1997, the Foundation sold 132,285 shares of ALGI Common
Stock for $12.625 per share or $1,670,098.13 in the aggregate. On August 27,
1997, a corporation indirectly wholly owned by Mr. Johnson sold 32,800 shares of
ALGI Common Stock for $12.625 per share or $414,100 in the aggregate.
ITEM 3. Source and Amount of Funds or other Consideration
Not Applicable.
ITEM 4. Purpose of Transaction
The purpose of the transaction is to terminate Mr. Johnson's investment
in ALGI.
ITEM 5. Interest in Securities of the Issuer
Mr. Johnson owns no shares of ALGI Common Stock.
Other than the sales of ALGI Common Stock described in Item 2, no
transactions in ALGI Common Stock were effected by Mr. Johnson during the past
sixty (60) days.
<PAGE>
ITEM 6. Contracts, Agreement, Understanding or Relationships with respect to
Securities of the Issuer
There are no contracts, arrangements, understandings or relationships
(legal or otherwise) among Mr. Johnson and any other person with respect to
securities of ALGI.
ITEM 7. Material to be Filed as Exhibits
None.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true and correct.
Date: August 27, 1997
/s/ Thomas Phillips Johnson
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Thomas Phillips Johnson
