UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 10)*
AMERICAN LOCKER GROUP INCORPORATED
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(Name of Issuer)
COMMON STOCK $1.00 PAR VALUE
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(Title of Class of Securities)
027284108
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(CUSIP Number)
CHARLES E. HARRIS, 1500 OLIVER BUILDING, PITTSBURGH, PA 15222, 412-355-6730
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
JUNE 16, 1999 (SEE BELOW)
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
CUSIP No. 027284108
1) NAME OF REPORTING PERSON Katherine M.
Ruttenberg
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
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2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not Applicable
(a) [ ]
(b) [ ]
3) SEC USE ONLY
4) SOURCE OF FUNDS Not Applicable
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] Not Applicable
6) CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH:
7) SOLE VOTING POWER 202,000 See Item 2
8) SHARED VOTING POWER 0
9) SOLE DISPOSITIVE POWER 202,000 See Item 2
10) SHARED DISPOSITIVE POWER 0
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 202,000 See Item 2
12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] See Item 5
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.8% See Item 2
14) TYPE OF REPORTING PERSON Individual
<PAGE>
STATEMENT OF INFORMATION REQUIRED
PURSUANT TO SECTION 13(d)(1) OF
THE SECURITIES EXCHANGE ACT OF 1934
ITEM 1. Security and Issuer
The title of the class of equity security to which this filing relates
is common stock, $1.00 par value ("ALGI Common Stock") issued by American Locker
Group Incorporated, a Delaware corporation ("ALGI"). The principal executive
offices of ALGI are located at 608 Allen Street, Jamestown, New York 14702.
ITEM 2. Identity and Background
This statement is filed by Katherine M. Ruttenberg, whose business
address is The Atrium, 307 South Dithridge Street, Pittsburgh, Pennsylvania
15213.
Principal Occupation:
None
During the last five (5) years, Mrs. Ruttenberg:
(a) has not been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors), and
(b) has not been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and nor as a result
of such proceeding has he become subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
The purpose of this filing is to establish a Section 13(d)(1) filing
report for Mrs. Katherine M. Ruttenberg separate and apart from the Section
13(d)(1) filing report for the Estate of Mrs. Ruttenberg's late husband, Harold
J. Ruttenberg, Mr. Ruttenberg's surviving spouse, Katherine M. Ruttenberg. A
separate form 13(d)(1) filing will be made by the Estate of Harold J. Ruttenberg
with respect to ALGI common shares owned by such Estate. Mrs. Ruttenberg serves
as Co-Executrix of the Estate of Harold J. Ruttenberg. All share ownership data
reported herein was previously reported on Section 13(d)(1) reports filed by
Harold J. Ruttenberg.
ITEM 3. Source and Amount of Funds or other Consideration
Not Applicable.
ITEM 4. Purpose of Transaction
Not Applicable
ITEM 5. Interest in Securities of the Issuer
Mrs. Katherine M. Ruttenberg beneficially owns 202,000 shares of ALGI
Common Stock. Such shares do not include shares of common stock of ALGI owned by
the Estate of Harold J. Ruttenberg of which Mrs. Ruttenberg is a beneficiary for
which Mrs. Ruttenberg serves as Co-Executrix. As noted above, ownership of such
shares by the Estate of Harold J. Ruttenberg are the subject of a separate Form
13(d)(1) which will be filed by the Estate.
<PAGE>
No transactions in ALGI Common Stock have been effected by Mrs.
Ruttenberg during the last 60 days except the transfer by gift of 14,000 shares
as follows:
Date of Transfer June 16, 1999
TRANSFEREE NUMBER OF SHARES
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Ellen Rabin 1,000
James E. Ruttenberg 1,000
Edward F. Ruttenberg 1,000
Rhoda Ruttenberg 1,000
Emily L. Rabin 1,000
Michael A. Rabin 1,000
Rebecca L. Rabin 1,000
Sherrie Renee Ruttenberg 1,000
Julie Robin Ruttenberg 1,000
Abraham S. Ruttenberg 1,000
Jonathan M. Ruttenberg 1,000
Uri A. Ruttenberg 1,000
Miriam H. Ruttenberg 1,000
Judith F. Ruttenberg Cohen 1,000
ITEM 6. Contracts, Agreement, Understanding or Relationships with respect to
Securities of the Issuer
There are no contracts, arrangements, understandings or relationships
(legal or otherwise) among Katherine M. Ruttenberg and any other person with
respect to securities of ALGI.
ITEM 7. Material to be Filed as Exhibits
None.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true and correct.
Date: June 22, 1999
/s/ Katherine M. Ruttenberg
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Katherine M. Ruttenberg
