SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP
INCORPORATED
CENTRAL INDEX KEY: 0000008855
STANDARD INDUSTRIAL CLASSIFICATION:
IRS NUMBER: 16-0338330
STATE OF INCORPORATION: DELAWARE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D
SEC ACT:
SEC FILE NUMBER:
FILM NUMBER:
BUSINESS ADDRESS:
STREET 1: 608 ALLEN STREET
STREET 2:
CITY: JAMESTOWN
STATE: NY
ZIP: 14701-3966
BUSINESS PHONE: 716-664-9600
MAIL ADDRESS:
STREET 1: 608 ALLEN STREET
STREET 2:
CITY: JAMESTOWN
STATE: NY
ZIP: 14701-3966
BUSINESS PHONE: 716-664-9600
E-MAIL ADDRESS: [email protected]
APPLICANT IS A: FILER
[X] INITIAL FILER
IRS NUMBER: 13-3100474
TELEPHONE NUMBER: 914-833-0875
PERSON TO RECEIVE EDGAR
INFORMATION, INQUIRIES & CODES: LAWRENCE J. GOLDSTEIN
PERSON TO RECEIVE SEC ACCOUNT
INFORMATION & BILLING INVOICES: LAWRENCE J. GOLDSTEIN
SIGNATURE: LAWRENCE J. GOLDSTEIN
POSITION OR TITLE: GENERAL PARTNER
DATE: 11/11/00
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
NAME OF ISSUER: AMERICAN LOCKER GROUP INCORPORATED
TITLE OF CLASS OF SECURITIES: COMMON STOCK, $1 PAR VALUE
CUSIP NUMBER: 027284108
AUTHORIZED TO RECEIVE
NOTICES & COMMUNICATIONS: LAWRENCE J. GOLDSTEIN
1865 PALMER AVENUE
LARCHMONT, NY 10538
(914) 833-0875
DATE OF EVENT WHICH REQUIRES
FILING OF THIS STATEMENT: NOVEMBER 1, 2000
--------------------------------------------
CUSIP NUMBER: 027284108
--------------------------------------------
1. NAME OF REPORTING PERSONS. IRS IDENTIFICATION NUMBERS:
SANTA MONICA PARTNERS LP 13-3100474
--------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
-----------------------------------------
3. SEC USE ONLY
-----------------------------------------
4. SOURCE OF FUNDS: WC
-----------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED TO ITEMS
2(d) OR 2 (e)
-----------------------------------------
6. CITIZONSHIP OR PLACE OF ORGANIZATION
NEW YORK
----------------------------------------
NUMBER OF 7. SOLE VOTING POWER
SHARES 119,500
BENEFICIALLY --------------------------------------------------------------
OWENED BY 8. SHARE VOTING POWER
EACH 0
REPORTING --------------------------------------------------------------
PERSON 9. SOLE DISPOSITIVE POWER
WITH 119,500
--------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
119,500
--------------------------------------------------------------------------------
12. CHECK IF THE AFFREGATE AMOUNT IN ROW (11) EXCLUDES CENTAIN
SHARES
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.76%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Item 1. Security and Issuer
Common stock, par value $1 per shares, of American Locker Group
Inc., which has its principal offices at 608 Allen Street, Jamestown, New
York 14701
Item 2. Identity and Background
Santa Monica Partners, L.P. ("Santa Monica"). Santa Monica is
organized under the laws of New York, its principal business is
Investments and the address of its principal place of business and
Principal office is 1865 Palmer Avenue, Larchmont, New York, 10538.
Santa Monica has not during the last five years been convicted in a
criminal proceeding and was not a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction as a result
of which it was or is subject to judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities
subject to federal or state securities laws or finding any violation
with respect to such laws.
The following information is provided as to the sole General Partner
of Santa Monica:
(A) Lawrence J. Goldstein
(B) 1865 Palmer Avenue, Larchmont, N.Y. 10538
(C) General Partner, Santa Monica Partners, L.P., 1865 Palmer Avenue,
Larchmont, N.Y. 10538
(D) During the past five years, such person has not been convicted in a
criminal proceeding (excluding traffic violations or similar
misdemeanors).
(E) During the past five years, such person was not a party to a civil
proceeding or a judicial or administrative body of competent jurisdiction
as a result of which he was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibition or mandating activities
subject to Federal or State Securities laws or finding any violations with
respect to such laws.
(F) U.S. Citizenship.
Item 3. Source and Amount of Funds or Other Consideration
The source of all funds for purchases was working capital of Santa Monica
Partners, L.P.
Item 4. Purpose of the Transaction
Santa Monica had acquired the shares for investment purposes.
Santa Monica intends to review on a continuing basis its investment in the
Issuer and may, depending upon its evaluation of the Issuer's business
and prospects and upon future development, determine to increase or
decrease, or continue to hold as an investment or dispose of the investment
in the Issuer.
Item 5. Interest in Securities of the Issuer
(A) 119,500 shares, constituting 5.76% of the outstanding common stock
of the issuer.
(B) Items 7,8,9, and 10 of the second part of the cover page are hereby
incorporated by reference.
(C) Santa Monica made the following purchases in the open market:
Number of Shares
Date of Transaction Purchased Price per share
November 1, 2000 11,100 $5.29
November 6, 2000 10,000 $5.8712
Item 6.
Contracts, Arrangements, Understandings or Relationship to
Securities of the Issuer
Neither Santa Monica nor Mr. Goldstein has any contract, arrangement,
understanding or relationship with any other person with respect to any
securities of the issuer, including, but not limited to the transfer
or voting of any such securities, finder's fees, joint ventures,
loan or option arrangements, puts or calls, guarantees or profits,
division of profits or loss or the giving or withholding of proxies.
Item 7. Material to be filed as Exhibits
None
SIGNATURE
After reasonable inquiry and to the best of my knowledge I certify
that the information set forth in this statement is correct.
November 11, 2000
SANTA MONICA PARTNERS LP
By: /s/ Lawrence J. Goldstein
Lawrence J. Goldstein
General Partner
SCHEDULE I
DIRECTORS AND EXECUTIVE OFFICERS OF
SANTA MONICA PARTNERS L.P.
