UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
AMERICAN LOCKER GROUP INCORPORATED
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(Name of Issuer)
COMMON STOCK $1.00 PAR VALUE
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(Title of Class of Securities)
027284108
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(CUSIP Number)
CHARLES E. HARRIS, 1500 OLIVER BUILDING, PITTSBURGH, PA 15222, 412-355-6730
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
APRIL 12, 2000 (SEE BELOW)
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
CUSIP No. 027284108
1) NAME OF REPORTING PERSON Katherine M.
Ruttenberg
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not Applicable
(a) [ ]
(b) [ ]
3) SEC USE ONLY
4) SOURCE OF FUNDS Not Applicable
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] Not Applicable
6) CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH:
7) SOLE VOTING POWER 188,000 See Item 2
8) SHARED VOTING POWER 0
9) SOLE DISPOSITIVE POWER 188,000 See Item 2
10) SHARED DISPOSITIVE POWER 0
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 188,000 See Item 2
12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] See Item 5
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% See Item 2
14) TYPE OF REPORTING PERSON Individual
<PAGE>
STATEMENT OF INFORMATION REQUIRED
PURSUANT TO SECTION 13(d)(1) OF
THE SECURITIES EXCHANGE ACT OF 1934
ITEM 1. Security and Issuer
The title of the class of equity security to which this filing
relates is common stock, $1.00 par value ("ALGI Common Stock") issued by
American Locker Group Incorporated, a Delaware corporation ("ALGI"). The
principal executive offices of ALGI are located at 608 Allen Street, Jamestown,
New York 14702.
ITEM 2. Identity and Background
This statement is filed by Katherine M. Ruttenberg, whose business
address is The Atrium, 307 South Dithridge Street, Pittsburgh, Pennsylvania
15213.
Principal Occupation:
None
During the last five (5) years, Mrs. Ruttenberg:
(a) has not been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors), and
(b) has not been a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction and nor
as a result of such proceeding has he become subject to a
judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding
any violation with respect to such laws.
A separate form 13(d)(1) filing has been made by the Estate of
Harold J. Ruttenberg with respect to ALGI common shares owned by such Estate.
Mrs. Ruttenberg serves as Co-Executrix of the Estate of Harold J. Ruttenberg.
ITEM 3. Source and Amount of Funds or other Consideration
Not Applicable.
ITEM 4. Purpose of Transaction
On April 12, 2000, Mrs. Ruttenberg made gifts of 14,000 shares of
stock in the aggregate consisting of gifts of 1,000 shares to each of fourteen
relatives.
ITEM 5. Interest in Securities of the Issuer
Mrs. Katherine M. Ruttenberg beneficially owns 188,000 shares of
ALGI Common Stock. Such shares do not include shares of common stock of ALGI
owned by the Estate of Harold J. Ruttenberg of which Mrs. Ruttenberg is a
beneficiary and for which Mrs. Ruttenberg serves as Co-Executrix. As noted
above, ownership of such shares by the Estate of Harold J. Ruttenberg are the
subject of a separate Form 13(d)(1) which has been filed by the Estate.
Except as set forth herein, no transactions in ALGI Common Stock
have been effected by Mrs. Ruttenberg during the last 60 days.
<PAGE>
ITEM 6. Contracts, Agreement, Understanding or Relationships with respect
to Securities of the Issuer
There are no contracts, arrangements, understandings or
relationships (legal or otherwise) among Katherine M. Ruttenberg and any other
person with respect to securities of ALGI.
ITEM 7. Material to be Filed as Exhibits
None.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true and
correct.
Date: April 24, 2000
/s/ Katherine M. Ruttenberg
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Katherine M. Ruttenberg
