UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
AMERICAN LOCKER GROUP INCORPORATED
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK $1.00 PAR VALUE
- --------------------------------------------------------------------------------
(Title of Class of Securities)
027284108
- --------------------------------------------------------------------------------
(CUSIP Number)
CHARLES E. HARRIS, 1500 OLIVER BUILDING, PITTSBURGH, PA 15222, 412-355-6730
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
APRIL 5, 2000
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
CUSIP No. 027284108
1) NAME OF REPORTING PERSON Estate of Harold J.
Ruttenberg
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON 25-6580820
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP* Not Applicable
(a) [ ]
(b) [ ]
3) SEC USE ONLY
4) SOURCE OF FUNDS Not Applicable
5) CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) [ ] Not Applicable
6) CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH:
7) SOLE VOTING POWER 468,996 See Items 2 and 5
8) SHARED VOTING POWER 0
9) SOLE DISPOSITIVE POWER 468,996 See Items 2 and 5
10) SHARED DISPOSITIVE POWER 0
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 468,996 See Items 2 and 5
12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
13) PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11) 20.8% See Items 2 and 5
14) TYPE OF REPORTING PERSON Estate
<PAGE>
STATEMENT OF INFORMATION REQUIRED
PURSUANT TO SECTION 13(d)(1) OF
THE SECURITIES EXCHANGE ACT OF 1934
ITEM 1. Security and Issuer
The title of the class of equity security to which this filing
relates is common stock, $1.00 par value ("ALGI Common Stock") issued by
American Locker Group Incorporated, a Delaware corporation ("ALGI"). The
principal executive offices of ALGI are located at 608 Allen Street, Jamestown,
New York 14702.
ITEM 2. Identity and Background
This statement is filed by Estate of Harold J. Ruttenberg, whose
business address is c/o Ellen Rabin, 806 Riverview Road, Lemoyne, Pennsylvania
17043.
Principal Occupation:
Not Applicable
During the last five (5) years, the Estate:
(a) has not been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors), and
(b) has not been a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction and nor
as a result of such proceeding has he become subject to a
judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding
any violation with respect to such laws.
A separate Form 13(d)(1) filing has been made by Mrs. Katherine M.
Ruttenberg in her individual capacity with respect to ALGI common shares owned
by her in her individual capacity.
ITEM 3. Source and Amount of Funds or other Consideration
Not Applicable.
ITEM 4. Purpose of Transaction
The purpose of the transaction was to gain liquidity to allow
payment of taxes by the Estate.
ITEM 5. Interest in Securities of the Issuer
On April 5, 2000, the Estate sold 30,000 shares of ALGI common
stock to ALGI for $8.25 per share, or $247,500 in the aggregate.
The Estate of Harold J. Ruttenberg beneficially owns 468,996
shares of ALGI Common Stock.
Except as set forth above, no transactions in ALGI Common Stock
have been effected by the Estate of Mr. Ruttenberg during the last 60 days.
<PAGE>
ITEM 6. Contracts, Agreement, Understanding or Relationships with respect
to Securities of the Issuer
There are no contracts, arrangements, understandings or
relationships (legal or otherwise) among The Estate of Harold J. Ruttenberg and
any other person with respect to securities of ALGI.
ITEM 7. Material to be Filed as Exhibits
None.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true and
correct.
Date: April 7, 2000 Estate of Harold J. Ruttenberg
By: /s/ Katherine M. Ruttenberg
----------------------------
Katherine M. Ruttenberg
Title: Executrix
By: /s/ Ellen Rabin
----------------------------
Ellen Rabin
Title: Executrix
