UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
ALL INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calender Year or Quarter Ended 9/30/00
Check here if Amendment [ ];
Amendment Number: ____
This Amendment (Check only one.):
[ ] is a restatement. [ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Payden & Rygel
Address: 333 South Grand Avenue
Los Angeles, CA 90071
13F File Number: 28-04643
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Edward S. Garlock
Title: Secretary
Phone: 213-625-1900
Signature, Place, and Date of Signing:
/s/
Los Angeles, CA
11/15/00
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 108
Form 13F Information Table Value Total: $142,220,000
List of Other Included Managers:
NONE
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<CAPTION>
Title of Value Shares/ SH/ Put/ Invstmnt Other Voting Authority
Name of Issuer Class CUSIP (x$1000) PRN AMT PRN Call Dscrtn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- -------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABGENIX INC CMN 339B107 $ 285 3,500 SH SOLE 3,500
ADVAMCED POWER TECHNOLOG INC CMN 761E108 $ 305 9,200 SH SOLE 9,200
ADVENT SOFTWARE INC CMN 7974108 $ 449 6,060 SH SOLE 6,060
ALBERTA ENERGY CO LTD CMN 12873105 $ 205 5,000 SH SOLE 5,000
ARCH COAL INC CMN 39380100 $ 203 20,000 SH SOLE 20,000
BALLARD POWER SYSTEMS CMN 5858H104 $ 367 3,300 SH SOLE 3,300
BROADCOM CORP-CL A CMN 111320107 $ 206 800 SH SOLE 800
BROCADE COMMUNICATIONS SYS CMN 111621108 $ 247 1,000 SH SOLE 1,000
C&D TECHNOLOGIES INC CMN 124661109 $ 828 14,000 SH SOLE 14,000
CALIFORNIA WATER SER CMN 130788102 $ 317 11,740 SH SOLE 11,740
CALPINE CORPORATION CMN 131347106 $ 206 2,000 SH SOLE 2,000
CAPSTONE TURBINE CORP CMN 14067D102 $ 345 5,000 SH SOLE 5,000
CATALINA MARKETING CORP CMN 148867104 $ 263 6,870 SH SOLE 6,870
CATERPILLAR CMN 149123101 $ 3,168 92,000 SH SOLE 92,000
CERTICOM CORP CMN 156915100 $ 280 7,000 SH SOLE 7,000
CIENA CORP CMN 171779101 $ 258 2,040 SH SOLE 2,040
CISCO SYSTEMS CMN 17275R102 $ 230 4,000 SH SOLE 4,000
CLARENT CORP CMN 180461105 $ 366 9,000 SH SOLE 9,000
COGNIZANT TECH SOLUTIONS CRP CMN 192446102 $ 270 7,000 SH SOLE 7,000
CONSOL ENERGY INC CMN 20854P109 $ 199 12,000 SH SOLE 12,000
COUSINS PROPERTIES INC CMN 222795106 $ 265 6,100 SH SOLE 6,100
DIAMOND TECH PARTNERS INC CMN 252762109 $ 308 4,380 SH SOLE 4,380
DOCUMENTUM INC CMN 256159104 $ 351 4,300 SH SOLE 4,300
DUKE POWER CMN 264399106 $ 217 2,500 SH SOLE 2,500
DUPONT DE NEMOURS CMN 263534109 $ 2,910 69,800 SH SOLE 69,800
EASTMAN KODAK CO. CMN 277461109 $ 3,975 97,100 SH SOLE 97,100
EL PASO ENERGY CORPORATION CMN 283905107 $ 443 7,000 SH SOLE 7,000
EMC CORPORATION CMN 268648102 $ 1,116 11,100 SH SOLE 11,100
ENRON CMN 293561106 $ 445 5,000 SH SOLE 5,000
EOG RESOURCES, INC CMN 26875P101 $ 243 6,000 SH SOLE 6,000
EXODUS COMMUNICATIONS INC CMN 302088109 $ 435 8,520 SH SOLE 8,520
EXXON MOBIL CORPORATION CMN 30231G102 $ 5,821 64,900 SH SOLE 64,900
FACTORY 2-U STORES INC CMN 303072102 $ 406 13,200 SH SOLE 13,200
FOREST LABORATORIES INC CMN 345838106 $ 450 4,000 SH SOLE 4,000
FREEPORT-MCMORAN COPPER CL B 35671D857 $ 176 20,000 SH SOLE 20,000
FRIEDE GOLDMAN HALTER INC CMN 358430106 $ 268 37,000 SH SOLE 37,000
FRONTLINE LTD CMN 5561052 $ 390 25,000 SH SOLE 25,000
FUELCELL ENERGY INC CMN 35952H106 $ 208 2,100 SH SOLE 2,100
GENERAL CABLE CORP CMN 369300108 $ 150 20,000 SH SOLE 20,000
GENERAL MOTORS CORP CMN 370442105 $ 4,077 61,600 SH SOLE 61,600
GIBRALTAR STEEL CORP CMN 37476F103 $ 221 13,400 SH SOLE 13,400
GREAT LAKES CHEMICAL CORP CMN 390568103 $ 293 10,000 SH SOLE 10,000
HAMILTON BANCORP INC CMN 407013101 $ 533 31,440 SH SOLE 31,440
HASBRO INC CMN 418056107 $ 124 11,000 SH SOLE 11,000
HONEYWELL INTERNATIONAL INC CMN 438516106 $ 257 7,000 SH SOLE 7,000
IDENTIX INC CMN 451906101 $ 185 15,400 SH SOLE 15,400
INDYMAC MORTGAGE HOLDINGS, INC CMN 456607100 $ 328 16,000 SH SOLE 16,000
INKTOMI CORP CMN 457277101 $ 582 5,000 SH SOLE 5,000
INTERNATIONAL PAPER CMN 460146103 $ 2,157 75,200 SH SOLE 75,200
INVITROGEN CORP CMN 46185R100 $ 854 12,200 SHE SOLE 12,200
J P MORGAN CMN 616880100 $ 7,911 47,000 SH SOLE 47,000
JDS UNPHASE CORP CMN 46612J101 $ 245 2,500 SH SOLE 2,500
JNI CORP CMN 46622G105 $ 207 2,300 SH SOLE 2,300
KINDER MORGAN ENERGY PARTNERS CMN 494550106 $ 330 7,000 SH SOLE 7,000
KINROSS GOLD CORPORATION CMN 496902107 $ 96 171,000 SH SOLE 171,000
KNIGHTSBRIDGE TANKERS LTD CMN 2509271 $ 272 12,000 SH SOLE 12,000
L-3 COMMUNICATIONS HLDGS INC CMN 502424104 $ 797 14,140 SH SOLE 14,140
LATTICE SEMICONDUCTOR CORP CMN 518415104 $ 270 5,000 SH SOLE 5,000
LION BIOSCIENCE AG-ADR ADR 536191109 $ 418 4,200 SH SOLE 4,200
LTX CORP CMN 502392103 $ 230 12,000 SH SOLE 12,000
MACROVISION CORP CMN 555904101 $ 792 8,800 SH SOLE 8,800
MCLEODUSA INC CMN 582266102 $ 246 16,490 SH SOLE 16,490
MECHANICAL TECHNOLOGY INC CMN 583538103 $ 212 18,300 SH SOLE 18,300
MERCURY INTERACTIVE CORP CMN 589405109 $ 330 2,100 SH SOLE 2,100
METHANEX CORP CMN 59151K108 $ 194 40,000 SH SOLE 40,000
MIDCOAST ENERGY RESOURCES CMN 59563W104 $ 204 10,000 SH SOLE 10,000
MINNESOTA MINING & MFG CMN 604059105 $ 5,137 55,500 SH SOLE 55,500
NASDAQ-100 SHARES CMN 631100104 $ 9,760 107,600 SH SOLE 107,600
NEORX CORP CMN 640520300 $ 310 13,000 SH SOLE 13,000
NETEGRITY INC CMN 64110P107 $ 302 4,200 SH SOLE 4,200
NETWORK APPLIANCE INC CMN 64120L104 $ 325 2,500 SH SOLE 2,500
NORTEL NETWORKS CORP CMN 656568102 $ 247 4,000 SH SOLE 4,000
NRG ENERGY INC CMN 629377102 $ 460 12,700 SH SOLE 12,700
OCEAN ENERGY INC CMN 67481E106 $ 629 40,100 SH SOLE 40,100
ORACLE CMN 68389X105 $ 325 4,000 SH SOLE 4,000
PARADIGM GENETICS INC CMN 69900R106 $ 239 10,000 SH SOLE 10,000
PARKER DRILLING CO CMN 701081101 $ 208 30,000 SH SOLE 30,000
PEREGRINE SYSTEMS, INC. CMN 71366Q101 $ 317 15,020 SH SOLE 15,020
PHILIP MORRIS COS. CMN 718154107 $ 5,235 173,057 SH SOLE 173,057
PMC SIERRA INC CMN 69344F106 $ 410 1,800 SH SOLE 1,800
POWERWAVE TECHNOLOGIES INC CMN 739363109 $ 407 10,500 SH SOLE 10,500
PRECISION CASTPARTS CORP CMN 740189105 $ 953 24,000 SH SOLE 24,000
PREPAID LEGAL SERVICES INC CMN 740065107 $ 553 17,000 SH SOLE 17,000
QUALCOMM INC CMN 747525103 $ 256 3,500 SH SOLE 3,500
RATIONAL SOFTWARE CORP CMN 75409P202 $ 623 9,000 SH SOLE 9,000
RESMED CMN 761152107 $ 291 9,000 SH SOLE 9,000
RTI INTERNATIONAL METALS INC CMN 74973W107 $ 408 27,900 SH SOLE 27,900
S&P 400 DEPOSITORY RECEIPTS CMN 595635103 $24,202 244,000 SH SOLE 244,000
S&P 500 DEPOSITORY RECEIPTS CMN 78462F103 $26,633 183,200 SH SOLE 183,200
SALTON INC CMN 795757103 $ 464 13,700 SH SOLE 13,700
SANGAMO BIOSCIENCES INC CMN 800677106 $ 480 12,000 SH SOLE 12,000
SBC COMMS CMN 78387G103 $ 7,360 147,200 SH SOLE 147,200
SHIRE PHARMACEUTICALS GROUP CMN 0799803 $ 311 18,000 SH SOLE 18,000
SIEBEL SYSTEMS INC CMN 826170102 $ 342 3,000 SH SOLE 3,000
STILLWATER MINING COMPANY CMN 86074Q102 $ 582 21,000 SH SOLE 21,000
SUN MICROSYS CMN 866810104 $ 577 4,800 SH SOLE 4,800
SWIFT TRANSPORTATION CO INC CMN 870756103 $ 196 15,000 SH SOLE 15,000
TOLLGRADE COMMUNICATIONS INC CMN 889542106 $ 329 2,400 SH SOLE 2,400
TOPPS COMPANY CMN 890786106 $ 368 40,000 SH SOLE 40,000
TRANSWITCH CORP CMN 894065101 $ 602 9,500 SH SOLE 9,500
TRICO MARINE SERVICES INC CMN 896106101 $ 252 15,900 SH SOLE 15,900
UCBH HOLDINGS INC CMN 90262T308 $ 213 6,000 SH SOLE 6,000
VALERO ENERGY CORP CMN 91913Y100 $ 457 13,000 SH SOLE 13,000
VARCO INTERNATIONAL INC CMN 922126107 $ 355 17,000 SH SOLE 17,000
VERITAS SOFTWARE CORP CMN 923436109 $ 440 3,000 SH SOLE 3,000
VOICESTREAM WIRELESS CORP CMN 928615103 $ 218 1,870 SH SOLE 1,870
WESTERN GAS RESOURCES INC CMN 958259103 $ 253 10,000 SH SOLE 10,000
WILLIAMS CMN 969457100 $ 252 6,000 SH SOLE 6,000
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