UNITED STATES File No. 33-47287
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 File No. 811-6637
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X
Pre-Effective Amendment No.
Post Effective Amendment No. 14 X
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY
ACT OF 1940 X
Amendment No. 15 X
The Brinson Funds
(Exact name of Registrant as Specified in Charter)
209 South LaSalle Street
Chicago, Illinois 60604-1295
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code 312-220-7100
The Brinson Funds
209 South LaSalle Street
Chicago, Illinois 60604-1295
(Name and Address of Agent for Service)
COPIES TO: Bruce G. Leto, Esq.
Stradley, Ronon, Stevens & Young
2600 One Commerce Square
Philadelphia, PA 19103-7098
Approximate date of proposed public offering:
As soon as practical after the effective date of this Registration Statement.
It is proposed that this filing become effective:
X immediately upon filing pursuant to Paragraph (b) of Rule 485.
on (date), pursuant to Paragraph (b).
60 days after filing pursuant to paragraph (a)(1).
on (date) pursuant to paragraph (a) of Rule 485.
75 days after filing pursuant to paragraph (a)(ii).
on (date) pursuant to paragraph (a)(ii) of rule 485.
If appropriate, check the following box:
this post-effective amendment designates a new effective date for
a previously filed post-effective amendment.
Registrant has previously registered an indefinite number of shares of
common stock of The Brinson Funds under the Securities Act of 1933
pursuant to Rule 24f-2 of the Investment Company Act of 1940, as
amended. Registrant filed a Notice pursuant to Rule 24f-2 for the
fiscal period ended June 30, 1995 on August 29, 1995. This amendment
is filed for the purpose of registering an additional number of shares
pursuant to Section 24(e)(1).
Total Pages 6 Exhibit Index begins on page 5
Calculation of Registration Fee under the Securities Act of 1933
Title of securities Amount being Proposed maximum Amount of
being registered* Registered offering price Registration fee**
per unit
shares of beneficial
interest
$0.001 par value
The Brinson Funds $200,000.00
* The title and amount of the shares of each series being registered
herein, and the public offering price per share of each as of the close
of business on November 16, 1995 appears in the table below.
** The registration fee has been computed at 1/50th of one percent in
accordance with Section 6(b) as in effect on November 17, 1995.
TABLE OF SECURITIES, TITLES AND AMOUNTS
Title Number of Shares Public Offering Amount
Price
Brinson Global Fund 24,529,844.644 12.23 $300,000,000.00
Brinson Global Bond Fund 900,090.009 11.11 $10,000,000.00
Brinson Global Equity Fund 919,963.201 10.87 $10,000,000.00
Brinson Non-U.S.Equity Fund 21,246,458.924 10.59 $225,000,000.00
Brinson U.S. Equity Fund 17,692,307.692 13.00 $230,000,000.00
Brinson U.S. Balanced Fund 18,703,241.895 12.03 $225,000,000.00
Brinson U.S. Bond Fund 0 10.31
SwissKey Global Fund 0 12.21
SwissKey Global Bond Fund 0 11.09
SwissKey Global Equity Fund 0 10.84
SwissKey Non-U.S. Equity Fund 0 10.56
SwissKey U.S. Equity Fund 0 12.98
SwissKey U.S. Balanced Fund 0 12.01
SwissKey U.S. Bond Fund 0 10.30
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Part C OTHER INFORMATION
Item 24. Financial Statements and Exhibits
(b). Exhibits:
10(c). Opinion of counsel as to the legality of the shares
registered herewith, and consent to the use thereof is
filed as Exhibit 5 to the electronic filing.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, and the
Investment Company Act of 1940, as amended, the Registrant certifies that it
meets all of the requirements for effectiveness of this registration
statement pursuant to Rule 485(b) under the Securities Act of 1933 and has
duly caused this Post-Effective Amendment No. 14 to its Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Conshohocken and the Commonwealth of Pennsylvania,
on the 17th day of November, 1995.
THE BRINSON FUNDS
By: E. Thomas McFarlan*
President, Treasurer, and
Principal Accounting
Officer*
Pursuant to the requirements of the Securities Act of 1933, this Post-
Effective Amendment No. 14 to Registrant's Registration Statement of The
Brinson Funds has been signed below by the following persons in the
capacities and on the date(s) indicated.
E. THOMAS MCFARLAN*
E. Thomas McFarlan November 17, 1995
President, Treasurer,
Principal Accounting
Officer
WALTER E. AUCH* November 17, 1995
Walter E. Auch
Trustee
EDWARD M. ROOB* November 17, 1995
Edward M. Roob
Trustee
FRANK K. REILLY* November 17, 1995
Frank K. Reilly
Trustee
*By: /s/ Carolyn F. Mead
as Attorney-in-Fact and Agent pursuant to Power of Attorney
STRADLEY, RONON, STEVENS & YOUNG
2600 One Commerce Square
Philadelphia, PA 19103
November 17, 1995
The Brinson Funds
209 South LaSalle Street
Chicago, IL 60604-1295
Gentleman:
You have informed us that The Brinson Funds, a Delaware business trust
(the "Fund"), intends to file with the United States Securities and
Exchange Commission (the "SEC") a post-effective amendment to its
registration statement under the Securities Act of 1933, as amended
(the "1933"), registering the below-described shares of beneficial
interest of the following classes under the 1933 Act:
Title of Class Number of Shares
Brinson Global Fund 24,529,845
Brinson Global Equity Fund 919,963
Brinson Global Bond Fund 900,090
Brinson U.S. Balanced Fund 18,703,242
Brinson U.S. Equity Fund 17,692,308
Brinson Non-U.S. Equity Fund 21,246,459
We serve as legal counsel to the Fund and, as such, have reviewed the
Certificate of Trust, Agreement and Declaration of Trust, its Bylaws,
the registration statement it has filed with the SEC under the
Investment Company Act of 1940 and the 1933 Act, and such minutes of
the trust proceedings and other documents as we deem material to our
opinion. Based on the foregoing, we are of the opinion that the shares
described in the first paragraph of this letter, when issued in accordance
with the Fund's relevant prospectuses, will be fully-paid,non-assessable
and legally issued shares of beneficial interest of the Fund.
We hereby consent to the filing of this opinion with the SEC as an exhibit to
the amendment to the Fund's registration statement under the 1933 Act, and to
the reference to us in the prospectus of the Fund as legal counsel who have
passed upon the legality of the offering of such shares of beneficial interest.
We also consent to the filing of this opinion with the securities regulatory
agencies of any states or other jurisdictions in which the shares of beneficial
interest of the Fund are offered for sale.
Very truly yours,
STRADLEY, RONON, STEVENS & YOUNG
By:
Bruce G. Leto, Partner